ARTICLE I --------- DEFINITIONSTransfer Agency Agreement • March 28th, 2003 • Monterey Mutual Fund • Wisconsin
RECITALSInvestment Advisory Agreement • June 30th, 2003 • Pia Mutual Fund
UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2014 • Ocm Mutual Fund • Nebraska
THIS UNDERWRITING AGREEMENT effective the 10th day of November 2012 by and between OCM MUTUAL FUND, a Massachusetts business trust, having its principal office and place of business at 1536 Holmes Street, Livermore, California 94550 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
Exhibit (h)(i) ADMINISTRATION AND FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this 29th day of June, 2002, by and between Monterey Mutual Fund, a Massachusetts business trust (the "Trust"), and UMB Fund Services, Inc., a Wisconsin...Administration and Fund Accounting Agreement • March 28th, 2003 • Monterey Mutual Fund • Wisconsin
Exhibit 5(a) MONITREND MUTUAL FUND INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 13th day of December, 1996, by and between MONITREND MUTUAL FUND (the "Trust") , a Massachusetts business trust, and PACIFIC INCOME ADVISERS, INC., a Delaware...Investment Advisory Agreement • September 30th, 1997 • Monterey Mutual Fund
Exhibit (e)(ii) SYNDICATED CAPITAL, INC. SALES AGREEMENT From: ____________________________ CRD# ____________________________ Address: ____________________________ Contact: ____________________________ E-mail: ____________________________ To:...Distribution Agreement • March 28th, 2003 • Monterey Mutual Fund • California
MONTEREY MUTUAL FUND INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ____ day of _____________, 1998, by and between MONTEREY MUTUAL FUND (the "Trust"), a Massachusetts business trust, and PACIFIC INCOME ADVISERS, INC., a Delaware corporation, (the...Fund Investment Advisory Agreement • May 29th, 1998 • Monterey Mutual Fund
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • March 29th, 2005 • Ocm Mutual Fund • Wisconsin
THIS AGREEMENT is made as of this 1st day of December, 2004, by and between OCM Mutual Fund, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
CUSTODY AGREEMENTExhibit 8 • September 30th, 1997 • Monterey Mutual Fund • Ohio
INDEXAccounting Service Agreement • September 30th, 1997 • Monterey Mutual Fund • New York
MONTEREY MUTUAL FUND INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 31st day of August, 1998, by and between MONTEREY MUTUAL FUND (the "Trust"), a Massachusetts business trust, and PACIFIC INCOME ADVISERS, INC., a Delaware corporation, (the...Monterey Mutual Fund Investment Advisory Agreement • August 7th, 1998 • Monterey Mutual Fund
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 28th, 2017 • Ocm Mutual Fund • Massachusetts
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of April 19, 2016, by and between OCM Mutual Fund (the “Trust”), on behalf of the OCM Gold Fund (the “Fund”), a series of the Trust, and Orrell Capital Management, Inc., the Fund’s investment adviser (the “Adviser”).
OCM MUTUAL FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 30th, 2012 • Ocm Mutual Fund
AGREEMENT made this 29th day of March, 2012, by and between OCM MUTUAL FUND (the “Trust”), a Massachusetts business trust, and ORRELL CAPITAL MANAGEMENT, INC., a Nevada corporation (the “Adviser”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • March 29th, 2005 • Ocm Mutual Fund • Wisconsin
THIS TRANSFER AGENCY AGREEMENT is made as of this 1st day of December, 2004, by and between OCM Mutual Fund, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (“UMBFS”).
CUSTODY AGREEMENT Dated December 6, 2004 Between UMB BANK, N.A. and OCM Mutual FundCustody Agreement • March 29th, 2005 • Ocm Mutual Fund
This agreement made as of this 6th day of December, 2004, between UMB Bank, n.a., a national banking association with its principal place of business located at Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
FORM OF SELLING AGREEMENTSelling Agreement • March 27th, 2009 • Ocm Mutual Fund • Nebraska
Northern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the OCM Mutual Fund (the “Trust”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Trust (each, a “Fund,” together the “Funds”) upon the following terms and conditions:
ADMINISTRATIVE SERVICE AGREEMENT between MONTEREY MUTUAL FUNDAdministrative Service Agreement • September 30th, 1997 • Monterey Mutual Fund • New York
WITNESSETH:Mutual Fund Sub-Advisory Agreement • January 13th, 1997 • Monitrend Mutual Fund
INDEXTransfer Agency and Service Agreement • September 30th, 1997 • Monterey Mutual Fund • New York
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 29th, 2023 • Ocm Mutual Fund • Massachusetts
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into and effective as of March 30, 2023, by and between OCM Mutual Fund (the “Trust”), on behalf of the OCM Gold Fund (the “Fund”), a series of the Trust, and Orrell Capital Management, Inc., the Fund’s investment adviser (the “Adviser”).
