c. Purchaser's promissory note ("Promissory Note") in the principal amount of THREE HUNDRED THOUSAND DOLLARS ($300,000) in the form attached hereto as Exhibit "B". Such note shall bear variable interest at the ----------- Prime Interest Rate as quoted...Stock Purchase Agreement • March 2nd, 2001 • Fechtor Detwiler Mitchell & Co • Delaware
Contract Type FiledMarch 2nd, 2001 Company Jurisdiction
EXHIBIT 1Stockholders Agreement • April 17th, 2003 • Detwiler Mitchell & Co • Finance services • Delaware
Contract Type FiledApril 17th, 2003 Company Industry Jurisdiction
ARTICLE I. TERMINATION AND ASSIGNMENT 1.1 Termination of Existing Agreements. The parties hereby acknowledge that ---------------------------------- the Existing Agreements shall be terminated effective January 31, 1998 provided, however, that the...Termination Agreement • March 29th, 1999 • JMC Group Inc • Insurance agents, brokers & service • New York
Contract Type FiledMarch 29th, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT James K. Mitchell April 1, 1993Employment Agreement • March 2nd, 2001 • Fechtor Detwiler Mitchell & Co • California
Contract Type FiledMarch 2nd, 2001 Company Jurisdiction
RECITALSMarketing Agreement • March 25th, 1996 • JMC Group Inc • Insurance agents, brokers & service • Georgia
Contract Type FiledMarch 25th, 1996 Company Industry Jurisdiction
EXHIBIT 10.11 FORM OFStock Option Agreement • March 15th, 2002 • Detwiler Mitchell & Co • Delaware
Contract Type FiledMarch 15th, 2002 Company Jurisdiction
EXHIBIT 10.18Program Agreement • March 31st, 1997 • JMC Group Inc • Insurance agents, brokers & service • California
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
EXHIBIT 10.19 EMPLOYMENT AGREEMENT JAMES K. MITCHELL APRIL 1, 1993 AS REINSTATED AND AMENDED JANUARY 1, 1998Employment Agreement • February 27th, 1998 • JMC Group Inc • Insurance agents, brokers & service • California
Contract Type FiledFebruary 27th, 1998 Company Industry Jurisdiction
RECITALSEmployment Agreement • March 2nd, 2001 • Fechtor Detwiler Mitchell & Co • Delaware
Contract Type FiledMarch 2nd, 2001 Company Jurisdiction
EXHIBIT 10.14Termination and Transition Agreement • March 25th, 1996 • JMC Group Inc • Insurance agents, brokers & service
Contract Type FiledMarch 25th, 1996 Company Industry
EXHIBIT 10.21 TERMINATION AND ASSIGNMENT AGREEMENTTermination and Assignment Agreement • February 27th, 1998 • JMC Group Inc • Insurance agents, brokers & service • California
Contract Type FiledFebruary 27th, 1998 Company Industry Jurisdiction
EXHIBIT 10.5 INTERIM SERVICES AGREEMENTInterim Services Agreement • March 25th, 1996 • JMC Group Inc • Insurance agents, brokers & service • Florida
Contract Type FiledMarch 25th, 1996 Company Industry Jurisdiction
EXHIBIT 10.17Nondeposit Investment Sales Agreement • March 31st, 1997 • JMC Group Inc • Insurance agents, brokers & service • New York
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
RECITALSIntegrated Support Services Agreement • March 25th, 1996 • JMC Group Inc • Insurance agents, brokers & service • Tennessee
Contract Type FiledMarch 25th, 1996 Company Industry Jurisdiction
EXHIBIT 10.16General Settlement and Mutual Release Agreement • March 31st, 1997 • JMC Group Inc • Insurance agents, brokers & service • Delaware
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT James K. Mitchell April 1, 1993 As Extended and Amended January 1, 2003Employment Agreement • March 11th, 2003 • Detwiler Mitchell & Co • Finance services • California
Contract Type FiledMarch 11th, 2003 Company Industry JurisdictionNOW THEREFORE, in consideration of the above recitals and of the mutual promises and conditions in this Agreement, it is agreed as follows:
EXHIBIT 10.15Termination and Assignment Agreement • March 31st, 1997 • JMC Group Inc • Insurance agents, brokers & service • Virginia
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
EXHIBIT 10.11JMC Group Inc • March 25th, 1996 • Insurance agents, brokers & service
Company FiledMarch 25th, 1996 Industry
DETWILER, MITCHELL & CO. STOCK OPTION AGREEMENTStock Option Agreement • March 11th, 2003 • Detwiler Mitchell & Co • Finance services • Delaware
Contract Type FiledMarch 11th, 2003 Company Industry JurisdictionThis certifies that, for value received, James K. Mitchell (“Option Holder”) shall have the right set forth herein (the “Option”), subject to the terms and conditions set forth below, to purchase from DETWILER, MITCHELL & CO. (“DMC”), in whole or in part that number of fully paid and nonassessable shares (the “Shares”) of Common Stock of DMC set forth in Section I below and at a purchase price per share (the “Exercise Price”) set forth in Section I below. The number, character and Exercise Price of such Shares are subject to adjustment as provided in Section II(11) below and all references to “Shares” and “Exercise Price” herein shall be deemed to include any such adjustment or series of adjustments.