WITNESSETH:Administration Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc • New York
BETWEENTransfer Agency and Service Agreement • July 31st, 2002 • Excelsior Tax Exempt Funds Inc • Massachusetts
PURCHASE AGREEMENTPurchase Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc
EXHIBIT 99(D)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of May 31, 2000 by and among EXCELSIOR TAX-EXEMPT FUNDS, INC., a Maryland corporation (herein called the "Company"), U.S. TRUST COMPANY ("UST"), a Connecticut state bank and trust...Investment Advisory Agreement • July 31st, 2000 • Excelsior Tax Exempt Funds Inc • New York
AMENDED AND RESTATED DISTRIBUTION CONTRACT Edgewood Services, Inc. Clearing Operations P.O. Box 897 Pittsburgh, Pennsylvania 15230-0897 Gentlemen: This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned,...Distribution Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc
EXCELSIOR TAX-EXEMPT FUNDS, INC. AMENDMENT NO. 1 TO CUSTODY AGREEMENTCustody Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc
EXCELSIOR TAX-EXEMPT FUNDS, INC. AMENDMENT NO. 2 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 31st, 1997 • Excelsior Tax Exempt Funds Inc
AMENDED EXHIBIT A ------------------ Portfolios covered by the Custody Agreement effective as of September 1, 1995, as amended, between The Chase Manhattan Bank and Excelsior Tax-Exempt Funds, Inc. Tax-Exempt Money Fund New York Intermediate-Term...Custody Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc
Portfolios covered by the Custody Agreement effective as of September 1, 1995, as amended, between The Chase Manhattan Bank and Excelsior Tax-Exempt Funds, Inc.
WITNESSETH:Investment Advisory Agreement • July 31st, 1997 • Excelsior Tax Exempt Funds Inc • New York
EXCELSIOR TAX-EXEMPT FUNDS, INC. AMENDMENT NO. 1 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc
WITNESSETH:Sub-Advisory Agreement • July 31st, 1997 • Excelsior Tax Exempt Funds Inc • New York
FORM OF ASSUMPTION AGREEMENT made as of July 31, 2000 by Federated Administrative Services ("FAS"), a Delaware trust, and Federated Services Company ("FSCo"), a Pennsylvania corporation. WHEREAS, Excelsior Funds, Inc., Excelsior Tax Exempt Funds,...Assumption Agreement • July 31st, 2000 • Excelsior Tax Exempt Funds Inc
Exhibit 13(a) PURCHASE AGREEMENT U.S.T. Master Tax-Exempt Funds, Inc. (the "Fund"), a Maryland corporation, and Shearson Lehman Brothers Inc. ("Shearson"), a Delaware corporation, hereby agree with each other as follows: 1. The Fund hereby offers...Purchase Agreement • May 15th, 1998 • Excelsior Tax Exempt Funds Inc
Item 77Q1(e) TRANSFER AGREEMENT This Transfer Agreement ("Agreement") is made as of February 15, 2008 by and among EXCELSIOR FUNDS, INC. and EXCELSIOR TAX- EXEMPT FUNDS, INC., each a Maryland corporation, EXCELSIOR FUNDS TRUST, a Delaware business...Transfer Agreement • May 30th, 2008 • Excelsior Tax Exempt Funds Inc • New York
Exhibit (h)(8) FOURTH AMENDMENT AGREEMENT Dated as of February 26, 2003Credit Agreement • July 29th, 2004 • Excelsior Tax Exempt Funds Inc • New York
250,000,000 CREDIT AGREEMENTCredit Agreement • May 26th, 2000 • Excelsior Tax Exempt Funds Inc • New York
Exhibit (h)(10) WAIVER AND REIMBURSEMENT AGREEMENT Agreement ("Agreement") dated as of the 31st day of July, 2003 by and among Excelsior Tax-Exempt Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company...Waiver and Reimbursement Agreement • July 29th, 2004 • Excelsior Tax Exempt Funds Inc • New York
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • July 30th, 2001 • Excelsior Tax Exempt Funds Inc • New York
EXECUTION VERSION FIFTH AMENDMENT AGREEMENT Dated as of March 10, 2004Fifth Amendment Agreement • July 29th, 2004 • Excelsior Tax Exempt Funds Inc • New York
WITNESSETH:Sub-Advisory Agreement • May 15th, 1998 • Excelsior Tax Exempt Funds Inc
Exhibit 9(c) MUTUAL FUNDS TRANSFER AGENCY AGREEMENT AGREEMENT made as of September 1, 1995 by and between UST Master Tax-Exempt Funds, Inc. (the "Company") a Maryland corporation, and United States Trust Company of New York ("U.S. Trust"), a New York...Mutual Funds Transfer Agency Agreement • May 15th, 1998 • Excelsior Tax Exempt Funds Inc • New York
AMENDED AND RESTATED MUTUAL FUNDS SUB-TRANSFER AGENCY AGREEMENT AGREEMENT made as of July 31, 1998 by and between United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("Sub-Transfer Agent"). W I T N E S S E T...Mutual Funds Sub-Transfer Agency Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc • New York
Exhibit (h)(11) SHAREHOLDER SERVICING AGREEMENT THIS AGREEMENT ("Agreement") is made as of this day of , 200 , between _________________ ("Organization") and each of the registered investment companies ("Fund Company"), acting on its own behalf and on...Shareholder Servicing Agreement • July 29th, 2004 • Excelsior Tax Exempt Funds Inc • Delaware
December 12, 2006Secured Line of Credit Agreement • June 29th, 2007 • Excelsior Tax Exempt Funds Inc
JPMorgan Chase Bank, N.A. (the “Bank”) hereby offers to each of the investment companies (each individually, a “Borrower” and collectively, the “Borrowers”) registered under the Investment Company Act of 1940 (the “Act”) a secured line of credit for advances in an amount not to exceed the least of (i) $150,000,000, (ii)10% of its total market assets determined at the time the request for an advance is made, (iii) the maximum amount that such Borrower is permitted to borrow under its fundamental policies and operating policies in effect at the time of the request for an advance is made and (iv) the maximum amount that the Bank is permitted to loan to such Borrower in conformance with regulations (the “Regulations”) promulgated by the Board of Governors of the Federal Reserve System (the “Maximum Amount”); provided that, notwithstanding the foregoing, in no event shall the aggregate amount of outstanding advances extended to all Borrowers at any time exceed $150,000,000.
SECOND AMENDMENT AGREEMENTCredit Agreement • July 30th, 2001 • Excelsior Tax Exempt Funds Inc • New York
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • July 29th, 2005 • Excelsior Tax Exempt Funds Inc • Delaware
THIS AGREEMENT (“Agreement”) is made as of this day of , 200 , between (“Organization”) and each of the registered investment companies (“Fund Company”), acting on its own behalf and on behalf of each of its series or classes of shares, if any, listed on Schedule I, as amended from time to time (each such series or class being referred to as a “Fund”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • June 29th, 2007 • Excelsior Tax Exempt Funds Inc
This Amendment (the “Amendment”) is dated as of October 1, 2006 (the “Effective Date”), by and between BISYS Fund Services Ohio, Inc. (“BISYS”); UST Advisers, Inc. (“U.S. Trust”), as successor to U.S. Trust Company, N.A.; and, individually and not jointly, each of Excelsior Funds, Inc., Excelsior Tax-Exempt Funds, Inc. and Excelsior Funds Trust (each, the “Company”), and amends that certain Administration Agreement between the parties dated November 12, 2004 (as amended, the “Agreement”), under which BISYS performs certain administration services for the Company. All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
EXCELSIOR FUNDS EXPENSE WAIVER AGREEMENTExpense Waiver Agreement • June 29th, 2007 • Excelsior Tax Exempt Funds Inc
This Agreement, dated as of June 15, 2007, is made and entered into by and between UST Advisers, Inc. (“USTA”) and United States Trust Company, National Association, on behalf of its separate identifiable division U.S. Trust New York Asset Management Division, (“USTCNA,” and, together with USTA, the “Advisers”) and Excelsior Funds, Inc., Excelsior Tax-Exempt Funds, Inc. and Excelsior Funds Trust (each a “Company,” and, collectively, the “Companies”) on behalf of each series of the Companies listed on Schedule A hereto, as may be amended from time to time (each a “Fund,” and, collectively, the “Funds”).
ADMINISTRATION AGREEMENT ASSUMPTION AGREEMENTAdministration Agreement Assumption Agreement • July 31st, 2006 • Excelsior Tax Exempt Funds Inc
This assumption agreement (the “Agreement”) is effective as of the 16th day of December, 2005 (the “Effective Date”) by and between UST Advisers, Inc., a Delaware corporation (“USTA”), U.S. Trust Company, National Association, a national bank organized under the laws of the United States (“UST-NA”), and, individually and not jointly, each of Excelsior Funds, Inc., Excelsior Tax-Exempt Funds, Inc. and Excelsior Funds Trust, the first two of which are Maryland corporations and the latter of which is a Delaware statutory trust (each, the “Trust”).
ADMINISTRATION AGREEMENTAdministration Agreement • May 27th, 2005 • Excelsior Tax Exempt Funds Inc • Ohio
THIS AGREEMENT is made November 12, 2004, by and between BISYS FUND SERVICES OHIO, INC. (“BISYS”), an Ohio corporation; U.S. Trust Company, N.A. (“U.S. Trust”), a national banking association; and, individually and not jointly, each of Excelsior Funds, Inc., Excelsior Tax-Exempt Funds, Inc. and Excelsior Funds Trust, the first two of which are Maryland corporations and the latter of which is a Delaware statutory trust (each, the “Trust”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 27th, 2005 • Excelsior Tax Exempt Funds Inc • Massachusetts
AGREEMENT made this 1st day of January, 2005, between BISYS Fund Services Limited Partnership (“Distributor”) and, individually and not jointly, each of Excelsior Funds Trust, Excelsior Funds, Inc. and Excelsior Tax-Exempt Funds, Inc. (each a “Company”), each a registered open-end management investment company acting on its own behalf and on behalf of each of the series or classes of shares, if any, listed in Schedule A, as it may be amended from time to time, (each a “Fund” and collectively the “Funds”).
W I T N E S S E T H:Transfer Agency Agreement • May 28th, 1999 • Excelsior Tax Exempt Funds Inc • New York
WAIVER AGREEMENTWaiver Agreement • July 29th, 2005 • Excelsior Tax Exempt Funds Inc
This WAIVER AGREEMENT (“Waiver Agreement”) is made as of July 29, 2005, by United States Trust Company of New York, a state-chartered bank and trust company (“United States Trust”) and U.S. Trust Company, N.A., a national bank organized under the laws of the United States (“U.S. Trust” and together with United States Trust, the “Advisers”) for the benefit of Excelsior Tax-Exempt Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended (“Excelsior”). This Waiver Agreement supercedes all other previous waiver agreements between the parties hereto relating to the subject matter contained herein, including that certain “Notice of Termination to Amended and Restated Waiver Agreement” dated January 25, 2005.
WITNESSETH:Sub-Advisory Agreement • July 31st, 2000 • Excelsior Tax Exempt Funds Inc • New York
NOTICE OF TERMINATION TO AMENDED AND RESTATED WAIVER AGREEMENTWaiver Agreement • May 27th, 2005 • Excelsior Tax Exempt Funds Inc
WHEREAS, Excelsior Tax-Exempt Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended (“Excelsior”), and United States Trust Company of New York, a state-chartered bank and trust company (“United States Trust”) and U.S. Trust Company, N.A., a national bank organized under the laws of the United States (“U.S. Trust” and together with United States Trust, the “Advisers”) have entered into an Amended and Restated Waiver Agreement (the “Agreement”) adopted as of the 31st day of July, 2003;
