Underwriting AgreementUnderwriting Agreement • October 1st, 2019 • HBT Financial, Inc. • State commercial banks • New York
HBT Financial, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [·] shares of common stock, par value $[·] per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [·] shares of common stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • September 3rd, 2020 • HBT Financial, Inc. • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of September 3, 2020, and is made by and among HBT Financial, Inc., a Delaware corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
AGREEMENT AND PLAN OF MERGER BETWEEN HBT FINANCIAL INC., HB-NXT MERGER, INC. AND NXT BANCORPORATION, INC.Agreement and Plan of Merger • June 7th, 2021 • HBT Financial, Inc. • State commercial banks • Illinois
This Agreement And Plan Of Merger (together with all exhibits and schedules, this “Agreement”) is entered into as of June 7, 2021, by and between HBT Financial, Inc., a Delaware corporation (“Acquiror”), HB-NXT MERGER, INC., a Delaware corporation and wholly-owned subsidiary of Acquiror (“MergerCo”), and NXT Bancorporation, Inc., an Iowa corporation (the “Company”).
EMPLOYMENT AGREEMENTEmployment Agreement • August 18th, 2022 • HBT Financial, Inc. • State commercial banks • Illinois
This Employment Agreement (“Agreement”) is made and entered into as of the Effective Date (defined in Exhibit A) by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and Employee (defined in Exhibit A) (“you”).
OPTION AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANOption Award Agreement • October 1st, 2019 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) [an Incentive/a Nonstatutory] Stock Option to purchase the number of Shares set forth below (the “Option”), under this Option Award Agreement (“Agreement”).
VOTING TRUST AGREEMENTVoting Trust Agreement • September 13th, 2019 • HBT Financial, Inc. • State commercial banks • Delaware
This VOTING TRUST AGREEMENT (this “Agreement”) is made effective as of the 4th day of May, 2016 (the “Effective Date”), among FRED L. DRAKE (the “Trustee”), HEARTLAND BANCORP, INC., a Delaware corporation (the “Company”), and each of the stockholders of the Company executing a counterpart of this Agreement and depositing with the Trustee the number of shares of common stock of the Company owned by such stockholder (each a “Depositor” and collectively, the “Depositors”).
REGISTRATION RIGHTS AGREEMENT BY AND AMONG HBT FINANCIAL, INC. AND THE STOCKHOLDERS PARTY HERETO DATED AS OF OCTOBER 16, 2019Registration Rights Agreement • November 20th, 2019 • HBT Financial, Inc. • State commercial banks • Delaware
This REGISTRATION RIGHTS AGREEMENT (as the same may be amended, modified or supplemented from time to time, the “Agreement”) is made as of October 16, 2019 (the “Effective Time”), by and among HBT Financial, Inc., a Delaware corporation (the “Company”), and each of the Persons listed on the signature pages hereto (collectively, the “Holders”) and each other Person who becomes a party to this Agreement in accordance with Section 6.5 hereof.
EMPLOYMENT AGREEMENTEmployment Agreement • October 1st, 2019 • HBT Financial, Inc. • State commercial banks • Illinois
This Employment Agreement (“Agreement”) is made and entered into as of the Effective Date (defined in Exhibit A) by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state chartered bank (the “Bank,” and together with HBT, “Heartland”), and Employee (defined in Exhibit A) (“you”).
RSU AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANRsu Award Agreement • March 12th, 2021 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of restricted stock units (“RSUs”) set forth below (the “Award”), under this RSU Award Agreement (“Agreement”).
HEARTLAND BANCORP, INC. RESTATED STOCKHOLDER AGREEMENT December 28, 2006Stockholder Agreement • September 13th, 2019 • HBT Financial, Inc. • State commercial banks • Delaware
CASH-SETTLED STOCK APPRECIATION RIGHTS AWARD AGREEMENT HEARTLAND BANCORP, INC. OMNIBUS INCENTIVE PLANSettled Stock Appreciation Rights Award Agreement • September 13th, 2019 • HBT Financial, Inc. • State commercial banks
Heartland Bancorp, Inc. (the “Company”) grants to the Participant named below (“you”) the number of cash-settled Non-Tandem Stock Appreciation Rights (“SARs”) set forth below (the “Award”), under this Cash-Settled Stock Appreciation Rights Award Agreement (“Agreement”).
AMENDMENT TO AMENDED AND RESTATED Employment AgreementEmployment Agreement • November 23rd, 2022 • HBT Financial, Inc. • State commercial banks
This Amendment to Amended and Restated Employment Agreement (this “Amendment”) is made and entered into as of November 18, 2022, by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and Patrick F. Busch (“Employee”).
RESTRICTED SHARES AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANRestricted Shares Award Agreement • October 1st, 2019 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of Restricted Shares set forth below (the “Award”), under this Restricted Shares Award Agreement (“Agreement”).
RSU AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANRsu Award Agreement • October 1st, 2019 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of restricted stock units (“RSUs”) set forth below (the “Award”), under this RSU Award Agreement (“Agreement”).
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 1st, 2024 • HBT Financial, Inc. • State commercial banks
This Amendment to Amended and Restated Employment Agreement (this “Amendment”) is made and entered into as of March 15, 2024, by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and J. Lance Carter (“Employee”)(HBT, the Bank and Employee, the “Parties”).
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • April 3rd, 2023 • HBT Financial, Inc. • State commercial banks
This Amendment to Amended and Restated Employment Agreement (this “Amendment”) is made and entered into as of March 31, 2023, by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and Fred L. Drake (“Employee”)(HBT, the Bank and Employee, the “Parties”).
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 1st, 2024 • HBT Financial, Inc. • State commercial banks
This Amendment to Amended and Restated Employment Agreement (this “Amendment”) is made and entered into as of March 15, 2024, by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and Fred L. Drake (“Employee”) (HBT, the Bank and Employee, the “Parties”).
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • April 3rd, 2023 • HBT Financial, Inc. • State commercial banks
This Amendment to Amended and Restated Employment Agreement (this “Amendment”) is made and entered into as of March 31, 2023, by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and J. Lance Carter (“Employee”)(HBT, the Bank and Employee, the “Parties”).
HBT FINANCIAL, INC. AMENDED RESTATED STOCKHOLDER AGREEMENT September 27, 2019Stockholder Agreement • October 1st, 2019 • HBT Financial, Inc. • State commercial banks • Delaware
This AMENDED RESTATED STOCKHOLDER AGREEMENT (this “Agreement”) is dated as of September 27, 2019 by and among HBT FINANCIAL, INC. (f/k/a Heartland Bancorp, Inc.), a Delaware corporation (the “Company”), and those persons who are listed as stockholder signatories to this Agreement or who otherwise became a party to this Agreement from time to time in the capacity as a stockholder of the Company (individually referred to herein as a “Stockholder” and collectively as the “Stockholders”).
RSU AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANRsu Award Agreement • February 25th, 2021 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of restricted stock units (“RSUs”) set forth below (the “Award”), under this RSU Award Agreement (this “Agreement”).
PERFORMANCE RSU AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANPerformance Rsu Award Agreement • February 25th, 2021 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of performance restricted stock units (“PRSUs”) set forth below (the “Award” or “PRSU Award”), under this PRSU Award Agreement (this “Agreement”).
RSU AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANRsu Award Agreement • February 3rd, 2020 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of restricted stock units (“RSUs”) set forth below (the “Award”), under this RSU Award Agreement (“Agreement”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • May 1st, 2024 • HBT Financial, Inc. • State commercial banks
This Amendment to Employment Agreement (this “Amendment”) is made and entered into as of March 15, 2024, by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state-chartered bank (the “Bank,” and together with HBT, “Heartland”), and Peter Chapman (“Employee”) (HBT, the Bank and Employee, the “Parties”).
TRANSITION AGREEMENTTransition Agreement • August 18th, 2022 • HBT Financial, Inc. • State commercial banks
This Transition Agreement (this “Transition Agreement”) is made and entered into as of August 17, 2022 by and among HBT Financial, Inc., a Delaware corporation (“HBT”), Heartland Bank and Trust Company, an Illinois state chartered bank (the “Bank,” and together with HBT, “Heartland”), and Matthew J. Doherty (“you”).
PERFORMANCE RSU AWARD AGREEMENT HBT FINANCIAL, INC. OMNIBUS INCENTIVE PLANPerformance Rsu Award Agreement • March 8th, 2023 • HBT Financial, Inc. • State commercial banks
HBT Financial, Inc. (the “Company”) grants to the Participant named below (“you”) the number of performance restricted stock units (“PRSUs”) set forth below (the “Award” or “PRSU Award”), under this PRSU Award Agreement (this “Agreement” or “Award Agreement”).
