MANAGEMENT AGREEMENTManagement Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of December, 2005, by and between Smith Barney Muni Funds, a Massachusetts Business Trust (the “Trust”) and Smith Barney Fund Management LLC, a Delaware limited liability company (the “Manager”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Municipal Funds (the "Trust") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • November 29th, 2006 • Legg Mason Partners Municipal Funds
AMENDED AND RESTATED BY-LAWS OF SMITH BARNEY MUNI FUNDS ARTICLE 1Smith Barney Muni Funds • July 28th, 2003
DISTRIBUTION AGREEMENTDistribution Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Muni Funds (“Investment Company”), a Massachusetts business trust and Legg Mason Investor Services, LLC (“Distributor”).
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • November 29th, 2006 • Legg Mason Partners Municipal Funds • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds • Maryland
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Muni Funds (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
LICENSE AGREEMENTLicense Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a “Fund” and collectively the “Funds”) on behalf of each of its series or portfolios identified on Exhibit A (each a “Portfolio” and collectively the “Portfolios”) (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
SUB-TRANSFER AGENCY AGREEMENT AGREEMENT made as of the 1st day of October, 1999 by and between Smith Barney Trust Company (the "Transfer Agent") and PFS Shareholder Services (the "Sub-Transfer Agent"). WITNESSETH: WHEREAS, Transfer Agent serves as...Sub-Transfer Agency Agreement • July 27th, 2001 • Smith Barney Muni Funds • New York
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Smith Barney Muni Funds • May 28th, 1999 • New York
LICENSE AGREEMENTLicense Agreement • July 31st, 2006 • Legg Mason Partners Municipal Funds • New York
This license agreement (the “Agreement”) is made this 6th day of April, 2006, by and between Legg Mason Properties, Inc., a North Carolina corporation (“Licensor”), and the Trusts/Corporations listed on Exhibit A hereto (each, a “Licensee”).
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Muni Funds, a Massachusetts Business Trust (the "Trust") and Smith Barney Fund Management LLC, a Delaware limited...Management Agreement • May 30th, 2006 • Legg Mason Partners Municipal Funds
SMITH BARNEY MUNI FUNDS DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the "Fund")...Distribution Agreement • May 28th, 1999 • Smith Barney Muni Funds • New York
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement and Assumption • July 31st, 2006 • Legg Mason Partners Municipal Funds • Maryland
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Muni Funds (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 1st day of August, 2006,by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the "Manager"), and Western Asset Management Company, a...Subadvisory Agreement • November 29th, 2006 • Legg Mason Partners Municipal Funds • New York
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Municipal Funds (the "Trust") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • November 29th, 2006 • Legg Mason Partners Municipal Funds
Form of Drinker Biddle & Reath LLP Tax Opinion Shepmyers Investment Company Route 194 South P.O. Box 339 Hanover, PA 17331 Re: Agreement and Plan of Reorganization by and between Shepmyers Investment Company and Smith Barney Muni Funds Dear Ladies and...Smith Barney Muni Funds • February 28th, 2000
Exhibit d.8 [FORM OF] MANAGEMENT AGREEMENT between SMITH BARNEY MUNI FUNDS and SSBC FUND MANAGEMENT INC. AGREEMENT made as of the [date] by and between Smith Barney Muni Funds, a Massachusetts business trust (the "Fund"), on behalf of the...Management Agreement • July 29th, 1999 • Smith Barney Muni Funds
AGREEMENT made as of the [date] by and between Smith Barney Muni Funds, a Massachusetts business trust (the "Fund"), on behalf of the Massachusetts Money Market Portfolio (the "Portfolio"), and SSBC Fund Management Inc., a New York corporation (the "Manager"). 1. The Manager, at its expense, undertakes to afford to the Portfolio the advice and assistance of the Manager's organization with respect to the selection, acquisition, holding and the disposal of securities; and advice and recommendations with respect to other aspects of the business and affairs of the Portfolio; and shall, subject to the Trustees of the Fund and in cooperation with the officers of the Fund, administer the business and affairs of the Portfolio. In acting hereunder the Manager shall be an independent contractor and shall not be an agent of the Fund. 2. The Manager, at its expense, shall provide the Portfolio with office space and equipment, shall furnish the Portfolio with bookkeeping, accounting and administrat
2. VALUATION 2.1. The value of the Assets shall be computed as of the close of regular trading on The New York Stock Exchange, Inc. on the business day immediately preceding the Closing Date, as defined in Section 3.1 (such time and date being...Form of Agreement and Plan of Reorganization • February 28th, 2000 • Smith Barney Muni Funds
