MONETTA FUND, INC. 1776-A SOUTH NAPERVILLE ROAD SUITE 207 WHEATON, ILLINOIS 60187Distribution Agreement • February 3rd, 1997 • Monetta Fund Inc • Massachusetts
INVESTMENT ADVISORY AGREEMENT MONETTA FUND, INC., a Maryland corporation registered under the Investment Company Act of 1940 (1940 Act) as an open-end diversified management investment company (Fund), and MONETTA FINANCIAL SERVICES, INC., a Delaware...Investment Advisory Agreement • February 3rd, 1997 • Monetta Fund Inc
ADMINISTRATION AGREEMENTAdministration Agreement • April 29th, 2011 • Monetta Fund Inc • Illinois
THIS AGREEMENT is made as of August 1, 2003, by and between MONETTA FUND, INC., a Maryland corporation (the “Company”), having its principal place of business at 1776-A South Naperville Road, Suite 100, Wheaton, IL 60187, and FUND SERVICES GROUP, LLC (the “Administrator”), an Illinois limited liability company having its principal place of business at 1776-A South Naperville Road, Suite 101, Wheaton, Illinois 60187.
FUND ACCOUNTING SERVICES AGREEMENTFund Accounting Services Agreement • April 29th, 2011 • Monetta Fund Inc • Michigan
THIS AGREEMENT is made and entered into as of 1/1/11, by and between Fund Services Group, LLC a limited liability company organized under the laws of the State of Illinois (“Fund Services” or “Administrator”) and Jackson Fund Services (“JFS”), a division of Jackson National Asset Management LLC, a limited liability company organized under the laws of the State of Michigan (“JNAM”).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2008 • Monetta Fund Inc
THIS AMENDMENT, dated as of the 10th day of April, 2008, by and between Monetta Financial Services, Inc., a Delaware corporation (“Adviser”), Monetta Fund, Inc., a Maryland Corporation (“Corporation”) and Quasar Distributors, LLC (“Quasar”), as parties to the Distribution Agreement dated May 1, 2002, as amended (the “Agreement”).
MONETTA FUND, INC. 1776-A SOUTH NAPERVILLE ROAD SUITE 207 WHEATON, ILLINOIS 60187Distribution Agreement • November 18th, 1996 • Monetta Fund Inc • Massachusetts
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 29th, 2011 • Monetta Fund Inc • Illinois
AGREEMENT made as of August 1, 2003, by and between MONETTA FUND (the “Company”), a Maryland corporation, having its principal place of business at 1776-A South Naperville Road Suite 100, and FUND SERVICES GROUP, LLC (“Fund Accountant”), an Illinois limited liability company and having its principal place of business at 1776-A South Naperville Road, Suite 101, Wheaton, Illinois 60187.
MONETTA FUND, INC. CUSTODY AGREEMENTCustody Agreement • April 30th, 2008 • Monetta Fund Inc • Ohio
Funds Covered under Fee Schedule Monetta Fund, Monetta Trust Balanced Fund, Monetta Trust Intermediate Bond Fund, Monetta Trust Government Money Market Fund, Monetta Trust MidCap Equity Fund, Annual Fee Based Upon Market Value Per Fund* 2 basis points on average daily market value Plus portfolio transaction fees - Portfolio Transaction Fees $ 9.00 per book entry DTC transaction $ 8.00 per principal paydown $ 6.00 per short sale $ 7.00 per US Bank repurchase agreement transaction $35.00 per option/future contract written, exercised or expired $10.00 per book entry Federal Reserve transaction $15.00 per mutual fund trade $50.00 per Cedel/Euroclear transaction $10.00 per Fed Wire $25.00 per Physical Transaction $15.00 per margin variation Fed wire $150.00 per segregated account per year · A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. · No charge for the initial conversion free receipt. · Overdrafts – charged to the account at
MONETTA FUND, INC. AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2008 • Monetta Fund Inc
THIS AMENDMENT dated as of the 1st day of May, 2007, to the Distribution Agreement dated as of May 1, 2002, is entered by and among Monetta Fund, Inc., a Maryland corporation (the “Corporation”), Monetta Financial Services, Inc., a Delaware corporation, (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
MONETTA FUND, INC. TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 30th, 2008 • Monetta Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of the 1st day of May, 2007, by and between MONETTA FUND, INC., a Maryland corporation (the “Corporation”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUBSCRIPTION AGREEMENTSubscription Agreement • February 3rd, 1997 • Monetta Fund Inc
ARTICLE II ----------Custodian and Depository Agreement • February 3rd, 1997 • Monetta Fund Inc • Wisconsin
SECTION A MONETTA FUNDS PROTOTYPE DEFINED CONTRIBUTION RETIREMENT PLANPrototype Defined Contribution Retirement Plan • February 3rd, 1997 • Monetta Fund Inc
MONETTA FUND, INC. AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • March 2nd, 2010 • Monetta Fund Inc
THIS AMENDMENT dated as of the 5th day of November, 2009, to the Distribution Agreement dated as of May 1, 2002, as amended, is entered into by and among Monetta Fund, Inc., a Maryland corporation (the “Corporation”), Monetta Financial Services, Inc., a Delaware corporation, (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • July 31st, 2013 • Monetta Fund Inc • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 15th day of February, 2013, between (i) Monetta Fund, Inc., a Maryland corporation with its principal place of business located at 1776-A South Naperville Road, Suite 100, Wheaton, Illinois 60189-5831 (“Old Fund”); (ii) Monetta Trust (“New Trust”), a Massachusetts business trust with its principal place of business located at 1776-A South Naperville Road, Suite 100, Wheaton, Illinois 60189-5831, on behalf of the Monetta Fund, a separate series of New Trust (the “New Fund”); and (iii) Monetta Financial Services, Inc. (the “Adviser”) with respect to Paragraph 9.1 only. As used herein, “Fund” shall refer to any one of the Old Fund or New Fund and “Funds” shall refer to the New Fund and Old Fund collectively.
MONETTA FUND, INC. FIRST AMENDMENT TO THE BLUE SKY COMPLIANCE SERVICING AGREEMENTBlue Sky Compliance Servicing Agreement • March 2nd, 2010 • Monetta Fund Inc
THIS FIRST AMENDMENT dated as of the 5th day of November, 2009, to the Blue Sky Compliance Servicing Agreement dated as of May 1, 2007, (the “Agreement”), is entered into by and between Monetta Fund, Inc., a Maryland corporation (the “Corporation”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
MUTUAL FUND TRANSFER AGENT AGREEMENT ------------------------------------ Monetta Fund Inc. ("Fund") and First Wisconsin Trust Company ("Agent") hereby agree that the Agent's duties, though not limited thereto, are generally described as follows: 1....Mutual Fund Transfer Agent Agreement • February 3rd, 1997 • Monetta Fund Inc
