Smith Barney Equity Funds Sample Contracts
FORM OF INVESTMENT ADVISORY AGREEMENT [Date] Smith Barney Strategy Advisers, Inc. 388 Greenwich Street New York, NY 10013 Dear Sirs: Smith Barney Equity Funds (the Company), a trust organized under the laws of the Commonwealth of Massachusetts, on...Investment Advisory Agreement • January 30th, 1996 • Smith Barney Equity Funds
Standard Contracts
FORM OF AMENDED AND RESTATED BY-LAWS OF SMITH BARNEY OPEN-END FUNDS THAT ARE MASSACHUSETTS BUSINESS TRUSTS ARTICLE 1By-Laws • May 29th, 2003 • Smith Barney Equity Funds
FORM OF CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • January 30th, 1996 • Smith Barney Equity Funds
WITNESSETHTransfer Agency and Services Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds • New York
Amendment No. 10 to First Amended and Restated Master Trust AgreementMaster Trust Agreement • September 29th, 2006 • Legg Mason Partners Equity Funds
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Equity Funds, a Massachusetts Business Trust (the "Trust") and Smith Barney Fund Management LLC, a Delaware limited...Management Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds • New York
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 28 day of December, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the "Manager"), and Legg Mason Investment Counsel LLC, a...Subadvisory Agreement • March 30th, 2007 • Legg Mason Partners Equity Funds • New York
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Equity Funds, a Massachusetts Business Trust (the "Trust") and Smith Barney Fund Management LLC, a Delaware limited...Management Agreement • March 31st, 2006 • Smith Barney Equity Funds
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Equity Funds (the "Trust") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • March 30th, 2007 • Legg Mason Partners Equity Funds
SMITH BARNEY EQUITY FUNDS DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the "Fund")...Distribution Agreement • April 1st, 1999 • Smith Barney Equity Funds • New York
LICENSE AGREEMENTLicense Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds
CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a "Fund" and collectively the "Funds") on...Custodian Services Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds
SUB -TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 between Smith Barney Private Trust Company ("Transfer Agent"), a New York corporation having its principal place of business at 388 Greenwich Street, New York, New York...Transfer Agency and Services Agreement • May 30th, 2001 • Smith Barney Equity Funds • New York
LICENSE AGREEMENTLicense Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds • New York
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds • Maryland
WITNESSETH:Master Custodian Agreement • May 30th, 2002 • Smith Barney Equity Funds • Massachusetts
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • April 1st, 1999 • Smith Barney Equity Funds • New York
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Equity Funds ("Investment Company"), a Massachusetts business trust and Legg Mason Investor Services, LLC ("Distributor"). WHEREAS, the...Distribution Agreement • May 31st, 2006 • Legg Mason Partners Equity Funds • Maryland
SMITH BARNEY EQUITY FUNDS AMENDMENT NO. 6 TO THE FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENT AMENDMENT NO. 6 to the First Amended and Restated Master Trust Agreement dated as of November 5, 1992 (the "Agreement") of Smith Barney Equity Funds...Master Trust Agreement • April 1st, 1999 • Smith Barney Equity Funds