PURCHASE AGREEMENT ------------------Purchase Agreement • June 28th, 2005 • APA Enterprises, Inc. • Optical instruments & lenses
Contract Type FiledJune 28th, 2005 Company Industry
LEASELease • June 29th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
Contract Type FiledJune 29th, 2004 Company Industry Jurisdiction
THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. APA OPTICS, INC. INCENTIVE STOCK OPTION AGREEMENT October 30, 2003 Dear Cheri Podzimek: You are hereby notified that you...Incentive Stock Option Agreement • June 28th, 2005 • APA Enterprises, Inc. • Optical instruments & lenses
Contract Type FiledJune 28th, 2005 Company Industry
Exhibit 10.26 EMPLOYMENT AGREEMENT -------------------- THIS EMPLOYMENT AGREEMENT ("Agreement"), effective as of December 16, 2008 (the "Effective Date), is made and entered into by and between Clearfield, Inc., a Minnesota corporation (hereinafter...Employment Agreement • December 22nd, 2008 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
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RECITALSSublease Agreement • June 29th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses
Contract Type FiledJune 29th, 2000 Company Industry
Exhibit 10.27 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement"), effective as of December 16, 2008 (the "Effective Date), is made and entered into by and between Clearfield, Inc., a Minnesota corporation (hereinafter referred to as the...Employment Agreement • December 22nd, 2008 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledDecember 22nd, 2008 Company Industry Jurisdiction
AMENDED AND RESTATED LEASE AGREEMENT LANDLORD: Jain-Olsen Properties, a Minnesota general partnership. Landlord is a limited liability general partnership under Minn. Stat. 323A.10-03. TENANT: APA Optics, Inc., a Minnesota corporation LEASE DATE: June...Lease Agreement • November 5th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
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SUBLEASE --------Sublease • August 13th, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses
Contract Type FiledAugust 13th, 2003 Company Industry
Ladenburg Thalmann Warrant No. 1 Number of Shares: 84,083 (subject to adjustment) Date of Issuance: June 21, 2000 APA OPTICS, INC. Common Stock Purchase Warrant (Void after June 20, 2003) APA Optics, Inc., a Minnesota corporation (the "Company"), for...Warrant Agreement • June 29th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
Contract Type FiledJune 29th, 2000 Company Industry Jurisdiction
Exhibit 99.1 Purchase Agreement ASSET SALE AND PURCHASE AGREEMENT THIS ASSET SALE AND PURCHASE AGREEMENT is made and entered into on April 14, 2004, by and among APA Optics, Inc., a Minnesota corporation (the "Seller"), and P.N.E., Inc. (d/b/a IRD), a...Purchase Agreement • April 19th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses
Contract Type FiledApril 19th, 2004 Company Industry
LOGO] LADENBURG THALMANNPlacement Agent Agreement • April 4th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses
Contract Type FiledApril 4th, 2000 Company Industry
AGREEMENT NOT TO COMPETE (PETER LEE)Noncompetition Agreement • March 31st, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
142703v1323Z01!.DOC 9 FORM OF AGREEMENT REGARDING EMPLOYMENT/COMPENSATION UPON CHANGE IN CONTROL THIS AGREEMENT is entered into as of August 20, 1997, by and between APA OPTICS, INC., a Minnesota corporation (herein called the "Company"), and...Employment Agreement • November 13th, 1997 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
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CLEARFIELD, INC. Common Stock, Par Value $0.01 UNDERWRITING AGREEMENTUnderwriting Agreement • December 9th, 2022 • Clearfield, Inc. • Telephone & telegraph apparatus • New York
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EXHIBIT 2.1 ASSET PURCHASE AGREEMENT DATED March 3, 2003Asset Purchase Agreement • March 31st, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
142714v1324@01!.DOC 5 FORM OF AGREEMENT REGARDING REPURCHASE OF STOCK UPON CHANGE IN CONTROL EVENT THIS AGREEMENT is entered into as of August 20, 1997, by and between APA OPTICS, INC., a Minnesota corporation (herein called the "Company"), and...Repurchase Agreement • November 13th, 1997 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
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EXHIBIT 1 SHARE RIGHTS AGREEMENT APA OPTICS, INC.Share Rights Agreement • November 8th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
Contract Type FiledNovember 8th, 2000 Company Industry Jurisdiction
18-AUG-04 AMENDMENT NO. 1 TO LEASE This Amendment No. 1 to Lease is entered into as of this 18 day of August, 2004 (the "Amendment"), by and between Veeco Compound Semiconductor Inc., a Minnesota corporation (hereinafter "Landlord"), and APA Optics,...Lease • November 5th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses
Contract Type FiledNovember 5th, 2004 Company Industry
STANDARD FORM INDUSTRIAL BUILDING LEASEIndustrial Building Lease • September 10th, 2014 • Clearfield, Inc. • Telephone & telegraph apparatus
Contract Type FiledSeptember 10th, 2014 Company Industry
EXHIBIT 2.1 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • July 2nd, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
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APA OPTICS, INC.1 INDEMNIFICATION AGREEMENTIndemnification Agreement • November 15th, 2017 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledNovember 15th, 2017 Company Industry JurisdictionThis INDEMNIFICATION AGREEMENT (the “Agreement”) is made as of ____________, by and between APA Optics, Inc., a Minnesota corporation (the “Company”), and ____________ (“Indemnitee”).2
Exhibit 4.2(e) April 13, 2004 Dr. Anil Jain APA Optics, Inc. 2950 NE 84th Lane Blaine, MN 55449 Dear Dr. Jain, The Aberdeen Development Corporation and APA Optics, Inc. acknowledge and agree to the following terms and conditions regarding the...Loan Agreement • June 29th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses
Contract Type FiledJune 29th, 2004 Company IndustryThe Aberdeen Development Corporation and APA Optics, Inc. acknowledge and agree to the following terms and conditions regarding the outstanding loans between the two parties:
AMENDED AND RESTATED AGREEMENT REGARDING EMPLOYMENT/COMPENSATION UPON CHANGE IN CONTROLEmployment Agreement • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses • Minnesota
Contract Type FiledJune 29th, 2007 Company Industry JurisdictionTHIS AMENDED AND RESTATED AGREEMENT is entered into as of September 15, 2005, by and between APA ENTERPRISES, INC., a Minnesota corporation (herein called the "Company"), and ANIL K. JAIN (herein called the "Executive").
AGREEMENT TO PROVIDE ADDITIONAL COLLATERALAgreement to Provide Additional Collateral • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses
Contract Type FiledJune 29th, 2007 Company IndustryThis Agreement is made as of June 28, 2007, by and between Anil K. Jain ("Jain"), Photonics International, Inc., an entity wholly owned by Jain ("Buyer"), APA Optronics (India) Private Limited, and APA Enterprises, Inc. ("APA").
PATENT AND TECHNOLOGY LICENSE AGREEMENTPatent and Technology License Agreement • March 15th, 2006 • APA Enterprises, Inc. • Optical instruments & lenses • California
Contract Type FiledMarch 15th, 2006 Company Industry JurisdictionThis Patent and Technology License Agreement ("License Agreement") is entered into and effective as of the 9th day of March, 2006 (the "Effective Date"), by and between INTERNATIONAL RECTIFIER CORPORATION, a company organized under the laws of the State of Delaware ("IR"), and APA Enterprises, Inc., a company organized under the laws of the State of Minnesota ("APA"). IR and APA each may be referred to herein as a "Party" and collectively as the "Parties."
CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENTPerformance Stock Unit Award Agreement • November 26th, 2024 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledNovember 26th, 2024 Company Industry JurisdictionThe Performance Percentage shall be determined by the Committee. To the extent the Vesting Percentage is less than Threshold, the Vesting Percentage shall be zero. In no event will the Vesting Percentage exceed [____]% regardless of the achievement of the Performance Goal(s). There is no interpolation between Vesting Percentages.
LEASE AGREEMENT Prisma Shelter, S. de R.L. de C.V. as Tenant Clearfield, Inc. As Joint and Several Obligor and Banco Actinver, S.A., Institución de Banca Múltiple, Grupo Financiero Actinver, solely in its capacity as Trustee of Trust No. 3218 as LandlordLease Agreement • April 9th, 2024 • Clearfield, Inc. • Telephone & telegraph apparatus • Baja California
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ANDAssets Purchase Agreement • June 28th, 2005 • APA Enterprises, Inc. • Optical instruments & lenses
Contract Type FiledJune 28th, 2005 Company Industry
UNCONDITIONAL AND CONTINUING GUARANTYUnconditional and Continuing Guaranty • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses
Contract Type FiledJune 29th, 2007 Company IndustryWHEREAS, the undersigned Anil K. Jain (the "Guarantor") seeks to induce APA Enterprises, a Minnesota corporation ("APA"), to extend or continue to extend credit to Photonics International, Inc., a Minnesota corporation (the "Borrower") by acceptance of Borrower's promissory note of even date herewith (the "Note") in payment of the purchase price under that certain Stock Purchase Agreement of even date herewith whereby Borrower will acquire all of APA's interest in APA Optronics (India) Private Limited;
CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENTPerformance Stock Unit Award Agreement • November 29th, 2023 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledNovember 29th, 2023 Company Industry JurisdictionTHIS PERFORMANCE STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made as of the Award Date set forth above, by and between Clearfield, Inc., a Minnesota corporation (the “Company”), and the person named above (“Participant”) setting forth the terms and conditions of an award of Performance Stock Units granted pursuant to the terms of the Clearfield, Inc. 2022 Stock Compensation Plan (the “Plan”).
CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • February 24th, 2023 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledFebruary 24th, 2023 Company Industry JurisdictionTHIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made as of the Award Date set forth above, by and between Clearfield, Inc., a Minnesota corporation (the “Company”), and the person named above (“Participant”) setting forth the terms and conditions of an award of Restricted Stock granted pursuant to the terms of the Clearfield, Inc. 2022 Stock Compensation Plan (the “Plan”).
LOAN AGREEMENTLoan Agreement • April 28th, 2022 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledApril 28th, 2022 Company Industry JurisdictionTHIS AGREEMENT, made as of April 27, 2022, by and between Clearfield, Inc., a Minnesota corporation (“Borrower”) and Bremer Bank, National Association, a national banking association ("Bank").
SUPPLEMENTAL SEPARATION AGREEMENTSupplemental Separation Agreement • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses
Contract Type FiledJune 29th, 2007 Company IndustryThis Supplemental Separation Agreement ("Agreement") between APA ENTERPRISES, INC. ("APA") and ANIL K. JAIN ("AKJ") supplements the Amended and Restated Agreement Regarding Employment/Compensation Upon Change In Control dated September 15, 2005 (the "2005 Agreement") between APA and AKJ.
Clearfield, Inc. 2022 Stock Compensation Plan Non-Qualified Stock Option AgreementNon-Qualified Stock Option Agreement • February 24th, 2023 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledFebruary 24th, 2023 Company Industry JurisdictionTHIS NON-QUALIFIED STOCK OPTION AWARD AGREEMENT (this “Agreement”) is made as of the Grant Date set forth above, by and between Clearfield, Inc., a Minnesota corporation (the “Company”), and the person named above (the “Participant”) setting forth the terms and conditions of an award of Stock Options granted pursuant to the terms of the Clearfield, Inc. 2022 Stock Compensation Plan (the “Plan”).
LICENSE AGREEMENTLicense Agreement • April 29th, 2011 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota
Contract Type FiledApril 29th, 2011 Company Industry JurisdictionTHIS LICENSE AGREEMENT (the "License Agreement"), dated as of the 1st day of September, 2010, is between Bass Lake Realty LLC, a Delaware limited liability company, with an address in care of Great Point Investors LLC, Two Center Plaza, Suite 410, Boston, MA 02108, Attn: Joseph A. Versaggi ("Licensor"), and Clearfield, Inc., a Minnesota corporation, with an address at 5480 Nathan Lane, Suite 120, Plymouth, MN 55442 ("Licensee").