Clearfield, Inc. Sample Contracts

PURCHASE AGREEMENT ------------------
Purchase Agreement • June 28th, 2005 • APA Enterprises, Inc. • Optical instruments & lenses
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LEASE
Lease • June 29th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
RECITALS
Sublease Agreement • June 29th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses
SUBLEASE --------
Sublease • August 13th, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses
LOGO] LADENBURG THALMANN
Placement Agent Agreement • April 4th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses
AGREEMENT NOT TO COMPETE (PETER LEE)
Noncompetition Agreement • March 31st, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
CLEARFIELD, INC. Common Stock, Par Value $0.01 UNDERWRITING AGREEMENT
Underwriting Agreement • December 9th, 2022 • Clearfield, Inc. • Telephone & telegraph apparatus • New York
EXHIBIT 2.1 ASSET PURCHASE AGREEMENT DATED March 3, 2003
Asset Purchase Agreement • March 31st, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
EXHIBIT 1 SHARE RIGHTS AGREEMENT APA OPTICS, INC.
Share Rights Agreement • November 8th, 2000 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
STANDARD FORM INDUSTRIAL BUILDING LEASE
Industrial Building Lease • September 10th, 2014 • Clearfield, Inc. • Telephone & telegraph apparatus
EXHIBIT 2.1 ASSET PURCHASE AGREEMENT
Asset Purchase Agreement • July 2nd, 2003 • Apa Optics Inc /Mn/ • Optical instruments & lenses • Minnesota
APA OPTICS, INC.1 INDEMNIFICATION AGREEMENT
Indemnification Agreement • November 15th, 2017 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

This INDEMNIFICATION AGREEMENT (the “Agreement”) is made as of ____________, by and between APA Optics, Inc., a Minnesota corporation (the “Company”), and ____________ (“Indemnitee”).2

Exhibit 4.2(e) April 13, 2004 Dr. Anil Jain APA Optics, Inc. 2950 NE 84th Lane Blaine, MN 55449 Dear Dr. Jain, The Aberdeen Development Corporation and APA Optics, Inc. acknowledge and agree to the following terms and conditions regarding the...
Loan Agreement • June 29th, 2004 • Apa Optics Inc /Mn/ • Optical instruments & lenses

The Aberdeen Development Corporation and APA Optics, Inc. acknowledge and agree to the following terms and conditions regarding the outstanding loans between the two parties:

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AMENDED AND RESTATED AGREEMENT REGARDING EMPLOYMENT/COMPENSATION UPON CHANGE IN CONTROL
Employment Agreement • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses • Minnesota

THIS AMENDED AND RESTATED AGREEMENT is entered into as of September 15, 2005, by and between APA ENTERPRISES, INC., a Minnesota corporation (herein called the "Company"), and ANIL K. JAIN (herein called the "Executive").

AGREEMENT TO PROVIDE ADDITIONAL COLLATERAL
Agreement to Provide Additional Collateral • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses

This Agreement is made as of June 28, 2007, by and between Anil K. Jain ("Jain"), Photonics International, Inc., an entity wholly owned by Jain ("Buyer"), APA Optronics (India) Private Limited, and APA Enterprises, Inc. ("APA").

PATENT AND TECHNOLOGY LICENSE AGREEMENT
Patent and Technology License Agreement • March 15th, 2006 • APA Enterprises, Inc. • Optical instruments & lenses • California

This Patent and Technology License Agreement ("License Agreement") is entered into and effective as of the 9th day of March, 2006 (the "Effective Date"), by and between INTERNATIONAL RECTIFIER CORPORATION, a company organized under the laws of the State of Delaware ("IR"), and APA Enterprises, Inc., a company organized under the laws of the State of Minnesota ("APA"). IR and APA each may be referred to herein as a "Party" and collectively as the "Parties."

CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENT
Performance Stock Unit Award Agreement • November 26th, 2024 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

The Performance Percentage shall be determined by the Committee. To the extent the Vesting Percentage is less than Threshold, the Vesting Percentage shall be zero. In no event will the Vesting Percentage exceed [____]% regardless of the achievement of the Performance Goal(s). There is no interpolation between Vesting Percentages.

AND
Assets Purchase Agreement • June 28th, 2005 • APA Enterprises, Inc. • Optical instruments & lenses
UNCONDITIONAL AND CONTINUING GUARANTY
Unconditional and Continuing Guaranty • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses

WHEREAS, the undersigned Anil K. Jain (the "Guarantor") seeks to induce APA Enterprises, a Minnesota corporation ("APA"), to extend or continue to extend credit to Photonics International, Inc., a Minnesota corporation (the "Borrower") by acceptance of Borrower's promissory note of even date herewith (the "Note") in payment of the purchase price under that certain Stock Purchase Agreement of even date herewith whereby Borrower will acquire all of APA's interest in APA Optronics (India) Private Limited;

CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENT
Performance Stock Unit Award Agreement • November 29th, 2023 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

THIS PERFORMANCE STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made as of the Award Date set forth above, by and between Clearfield, Inc., a Minnesota corporation (the “Company”), and the person named above (“Participant”) setting forth the terms and conditions of an award of Performance Stock Units granted pursuant to the terms of the Clearfield, Inc. 2022 Stock Compensation Plan (the “Plan”).

CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT
Restricted Stock Award Agreement • February 24th, 2023 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made as of the Award Date set forth above, by and between Clearfield, Inc., a Minnesota corporation (the “Company”), and the person named above (“Participant”) setting forth the terms and conditions of an award of Restricted Stock granted pursuant to the terms of the Clearfield, Inc. 2022 Stock Compensation Plan (the “Plan”).

LOAN AGREEMENT
Loan Agreement • April 28th, 2022 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

THIS AGREEMENT, made as of April 27, 2022, by and between Clearfield, Inc., a Minnesota corporation (“Borrower”) and Bremer Bank, National Association, a national banking association ("Bank").

SUPPLEMENTAL SEPARATION AGREEMENT
Supplemental Separation Agreement • June 29th, 2007 • APA Enterprises, Inc. • Optical instruments & lenses

This Supplemental Separation Agreement ("Agreement") between APA ENTERPRISES, INC. ("APA") and ANIL K. JAIN ("AKJ") supplements the Amended and Restated Agreement Regarding Employment/Compensation Upon Change In Control dated September 15, 2005 (the "2005 Agreement") between APA and AKJ.

Clearfield, Inc. 2022 Stock Compensation Plan Non-Qualified Stock Option Agreement
Non-Qualified Stock Option Agreement • February 24th, 2023 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

THIS NON-QUALIFIED STOCK OPTION AWARD AGREEMENT (this “Agreement”) is made as of the Grant Date set forth above, by and between Clearfield, Inc., a Minnesota corporation (the “Company”), and the person named above (the “Participant”) setting forth the terms and conditions of an award of Stock Options granted pursuant to the terms of the Clearfield, Inc. 2022 Stock Compensation Plan (the “Plan”).

LICENSE AGREEMENT
License Agreement • April 29th, 2011 • Clearfield, Inc. • Telephone & telegraph apparatus • Minnesota

THIS LICENSE AGREEMENT (the "License Agreement"), dated as of the 1st day of September, 2010, is between Bass Lake Realty LLC, a Delaware limited liability company, with an address in care of Great Point Investors LLC, Two Center Plaza, Suite 410, Boston, MA 02108, Attn: Joseph A. Versaggi ("Licensor"), and Clearfield, Inc., a Minnesota corporation, with an address at 5480 Nathan Lane, Suite 120, Plymouth, MN 55442 ("Licensee").

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