AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 28th, 2006 • Legg Mason Partners Sector Series, Inc. • Maryland
SUBADVISORY AGREEMENTSubadvisory Agreement • December 20th, 2006 • Legg Mason Partners Sector Series, Inc. • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Batterymarch Financial Management, Inc., a Maryland corporation (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • December 20th, 2006 • Legg Mason Partners Sector Series, Inc. • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Sector Series, Inc. (the “Corporation”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
MANAGEMENT AGREEMENTManagement Agreement • December 18th, 1995 • Smith Barney Shearson Precious Metals & Mineral Fund Inc
WITNESSETH:Master Custodian Agreement • February 27th, 2002 • Smith Barney Sector Series Funds
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Sector Series, Inc. (the "Corporation") and Legg Mason Partners Fund Advisor,...Management Agreement • December 28th, 2006 • Legg Mason Partners Sector Series, Inc.
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • July 21st, 2006 • Legg Mason Partners Aggressive Growth Fund, Inc.
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a “Fund” and collectively the “Funds”) on behalf of each of its series or portfolios identified on Exhibit A (each a “Portfolio” and collectively the “Portfolios”) (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • December 28th, 2006 • Legg Mason Partners Sector Series, Inc. • New York
DISTRIBUTION AGREEMENTDistribution Agreement • December 30th, 2005 • Smith Barney Sector Series Inc. • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Sector Series Inc. (“Investment Company”), a Maryland corporation and Legg Mason Investor Services, LLC (“Distributor”).
SMITH BARNEY NATURAL RESOURCES FUND INC. FORM OF DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named...Distribution Agreement • December 24th, 1998 • Smith Barney Natural Resources Fund Inc • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • July 21st, 2006 • Legg Mason Partners Aggressive Growth Fund, Inc. • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Sector Series Inc. ("Investment Company"), a Maryland corporation and Legg Mason Investor Services, LLC ("Distributor"). WHEREAS, the...Distribution Agreement • December 28th, 2006 • Legg Mason Partners Sector Series, Inc. • Maryland
AMENDMENT TO DISTRIBUTION AGREEMENT December 1, 2005Distribution Agreement • December 30th, 2005 • Smith Barney Sector Series Inc.
Reference is made to that certain distribution agreement (the “Agreement”), dated as of [ ], between Smith Barney Sector Series Inc. (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
ASSIGNMENT AND ASSUMPTION OF CONTRACT THIS ASSIGNMENT AND ASSUMPTION OF CONTRACT, dated as of the 1st day of April, 2001, between Citibank, N.A., a national banking association ("Assignor"), Citigroup Mutual Fund Management Inc., a Delaware...Assignment and Assumption of Contract • February 27th, 2002 • Smith Barney Sector Series Funds
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement • June 29th, 2006 • Legg Mason Partners Sector Series, Inc.
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement • December 30th, 2005 • Smith Barney Sector Series Inc.
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Sector Series Inc. (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
LICENSE AGREEMENTLicense Agreement • December 30th, 2005 • Smith Barney Sector Series Inc.
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
NAME OF FUND] FORM OF DISTRIBUTION AGREEMENT PFS Distributors, Inc. 3100 Breckinridge Blvd., Bldg. 200 Duluth Georgia 30199-0062 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment...Distribution Agreement • February 28th, 2001 • Smith Barney Natural Resources Fund Inc • New York
TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its...Transfer Agency and Services Agreement • February 28th, 2001 • Smith Barney Natural Resources Fund Inc • New York
SMITH BARNEY SECTOR SERIES INC. FORM OF INVESTMENT MANAGEMENT AGREEMENT August 14, 2000 SSB Citi Fund Management LLC 388 Greenwich Street New York, New York 10013 Dear Sirs: This Investment Management Agreement (the "Agreement") is made on this 14th...Investment Management Agreement • February 28th, 2001 • Smith Barney Natural Resources Fund Inc
SUBADVISORY AGREEMENT Smith Barney Sector Series Inc. Smith Barney Global Media & Telecommunications Fund August 14, 2000 Citibank, N.A.. Dear Sirs: Smith Barney Sector Series Inc. (the "Company"), a corporation organized under the laws of the State...Subadvisory Agreement • February 28th, 2001 • Smith Barney Natural Resources Fund Inc • Maryland
BUSDOCS/1515926.1 SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (Agreement) is made this 1st day of December, 2005, by and between Smith Barney Fund Management LLC, a Delaware limited liability company (the Manager) and Citigroup Asset Management...Subadvisory Agreement • December 29th, 2005 • Smith Barney Sector Series Inc. • New York
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • February 25th, 1999 • Smith Barney Natural Resources Fund Inc • New York
SMITH BARNEY SECTOR SERIES INC. DISTRIBUTION AGREEMENT February 14, 2000 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the...Distribution Agreement • February 11th, 2000 • Smith Barney Natural Resources Fund Inc • New York
SMITH BARNEY SECTOR SERIES INC. FORM OF INVESTMENT MANAGEMENT AGREEMENT February 14, 2000 SSB Citi Fund Management LLC 388 Greenwich Street New York, New York 10013 Dear Sirs: This Investment Management Agreement (the "Agreement") is made on this 14th...Investment Management Agreement • February 11th, 2000 • Smith Barney Natural Resources Fund Inc
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 27th, 2006 • Smith Barney Sector Series Inc. • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. ("Transfer Agent"), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
ASSIGNMENT AND ASSUMPTION OF CONTRACT THIS ASSIGNMENT AND ASSUMPTION OF CONTRACT, dated as of the 1st day of August 2003, between Citi Fund Management Inc., a Delaware corporation ("Assignor") and Citigroup Asset Management Ltd., a private Limited...Assignment and Assumption of Contract • February 27th, 2004 • Smith Barney Sector Series Funds • Maryland
FORM OF SUBADVISORY AGREEMENT Smith Barney Sector Series Inc. Financial Services Fund February 14, 2000 Citibank, N.A.. Dear Sirs: Smith Barney Sector Series Inc. (the "Company"), a corporation organized under the laws of the State of Maryland on...Subadvisory Agreement • February 11th, 2000 • Smith Barney Natural Resources Fund Inc • Maryland
1. Assignment. Assignor does hereby assign to Assignee all rights, ---------- interests and benefits of the Assignor thereunder. 2. Assumption. Assignee hereby accepts the foregoing assignment of ---------- each such Agreement and assumes and...Assignment and Assumption of Contract • February 27th, 2002 • Smith Barney Sector Series Funds
GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective December 6, 1996 and is between THE CHASE MANHATTAN BANK ("Bank") and each of the investment companies listed on Exhibit I hereto, as amended from time to time, each acting on its own behalf and not...Global Custody Agreement • February 20th, 1997 • Smith Barney Natural Resources Fund Inc • New York
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2005 • Smith Barney Sector Series Inc.
SMITH BARNEY SECTOR SERIES INC. FORM OF INVESTMENT MANAGEMENT AGREEMENT February 14, 2000 SSB Citi Fund Management LLC 388 Greenwich Street New York, New York 10013 Dear Sirs: This Investment Management Agreement (the "Agreement") is made on this 14th...Investment Management Agreement • February 11th, 2000 • Smith Barney Natural Resources Fund Inc
Rev. 2/94 2.CUS 1022.ccGlobal Custody Agreement • October 6th, 1995 • Smith Barney Shearson Precious Metals & Mineral Fund Inc • New York
FORM OF SUBADVISORY AGREEMENT Smith Barney Sector Series Inc. Financial Services Fund February 14, 2000 Citibank, N.A.. Dear Sirs: Smith Barney Sector Series Inc. (the "Company"), a corporation organized under the laws of the State of Maryland on...Subadvisory Agreement • February 11th, 2000 • Smith Barney Natural Resources Fund Inc • Maryland
