Franklin Investors Securities Trust Sample Contracts
DRAFT] FRAKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN BALANCED FUNDInvestment Advisory Agreement • April 13th, 2006 • Franklin Investors Securities Trust • California
Standard Contracts
MASTER CUSTODY AGREEMENT THIS CUSTODY AGREEMENT ("Agreement") is made and entered into as of February 16, 1996, by and between each Investment Company listed on Exhibit A, for itself and for each of its Series listed on Exhibit A, and BANK OF NEW...Custody Agreement • November 27th, 1996 • Franklin Investors Securities Trust • New York
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION ("AGREEMENT") is adopted as of this 19th day of June, 2009 by and among (i) HSBC Investor Funds, a Massachusetts business trust ("TRUST"), with its principal place of...Agreement and Plan of Reorganization • April 28th, 2010 • Franklin Investors Securities Trust • Delaware
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN CONVERTIBLE SECURITIES FUND and FRANKLIN EQUITY INCOME FUNDInvestment Management Agreement • February 26th, 2008 • Franklin Investors Securities Trust • California
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT made between FRANKLIN INVESTORS SECURITIES TRUST a Massachusetts business trust (the...Investment Advisory Agreement • December 29th, 2005 • Franklin Investors Securities Trust • California
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN LIMITED MATURITY U.S. GOVERNMENT SECURITIES FUNDInvestment Management Agreement • February 26th, 2008 • Franklin Investors Securities Trust • California
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN REAL RETURN FUNDInvestment Advisory Agreement • January 28th, 2005 • Franklin Investors Securities Trust • California
SCHEDULE 1Foreign Custody Manager Agreement • December 29th, 2005 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Foreign Custody Manager Agreement dated as of May 16, 2001.
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN LOW DURATION TOTAL RETURN FUNDInvestment Advisory Agreement • January 28th, 2005 • Franklin Investors Securities Trust • California
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN BOND FUND INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT made between FRANKLIN INVESTORS SECURITIES TRUST, a Massachusetts business trust (the "Trust"), on behalf of Franklin...Investment Advisory Agreement • December 29th, 1998 • Franklin Investors Securities Trust • California
MASTER CUSTODY AGREEMENT EXHIBIT A The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Master Custody Agreement dated as of February 16, 1996.Master Custody Agreement • February 26th, 2008 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Master Custody Agreement dated as of February 16, 1996.
SUBADVISORY AGREEMENT FRANKLIN INVESTORS SECURITIES TRUST (on behalf of the Franklin Bond Fund) THIS SUBADVISORY AGREEMENT made as of the July 16, 1998 by and between FRANKLIN ADVISERS, INC., a corporation organized and existing under the laws of the...Subadvisory Agreement • December 29th, 1998 • Franklin Investors Securities Trust • California
FUND ADMINISTRATION AGREEMENT BETWEEN FRANKLIN INVESTORS SECURITIES TRUST AND FRANKLIN TEMPLETON SERVICES, INC.Fund Administration Agreement • December 29th, 1998 • Franklin Investors Securities Trust
AGREEMENT AND DECLARATION OF TRUST OF FRANKLIN INVESTORS SECURITIES TRUST A DELAWARE STATUTORY TRUSTTrust Agreement • February 26th, 2008 • Franklin Investors Securities Trust • Delaware
FRANKLIN INVESTORS SECURITIES TRUST on behalf of FRANKLIN LONG DURATION CREDIT FUND INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 21st, 2023 • Franklin Investors Securities Trust • California
THIS INVESTMENT MANAGEMENT AGREEMENT, dated as of August 22, 2023, is made between FRANKLIN INVESTORS SECURITIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of FRANKLIN LONG DURATION CREDIT FUND (the “Fund”), a series of the Trust, and FRANKLIN TEMPLETON INSTITUTIONAL, LLC, a Delaware limited liability company (the “Manager”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Franklin Investors Securities Trust a Delaware Statutory TrustAgreement and Declaration of Trust • December 21st, 2018 • Franklin Investors Securities Trust • Delaware
WHEREAS Franklin Investors Securities Trust (the “Trust”) was formed on October 18, 2006 under the name “Franklin Investors Securities Trust” by its Trustees by the filing of the Certificate of Trust with the Office of the Secretary of State of the State of Delaware pursuant to an Agreement and Declaration of Trust dated as of October 18, 2006 (the “Original Declaration of Trust”); and
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2020 • Franklin Investors Securities Trust • California
THIS INVESTMENT MANAGEMENT AGREEMENT, dated as of December 29, 2017, is made between FRANKLIN INVESTORS SECURITIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of FRANKLIN TOTAL RETURN FUND (the “Fund”), a series of the Trust, and FRANKLIN ADVISERS, INC., a California corporation (the “Adviser”), and amends and restates the prior Amended and Restated Investment Management Agreement between the Trust, on behalf of the Fund, and the Adviser, dated as of May 1, 2013.
MASTER CUSTODY AGREEMENTMaster Custody Agreement • February 26th, 2016 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Master Custody Agreement dated as of February 16, 1996.
FRANKLIN INVESTORS SECURITIES TRUSTDistribution Agreement • February 27th, 2023 • Franklin Investors Securities Trust
We, Franklin Investors Securities Trust (the “Trust”), comprised of the series listed on Attachment A (each a “Fund”, and collectively, the “Funds”), are a Delaware statutory trust operating as an open-end management investment company or “mutual fund”, which is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and whose shares are registered under the Securities Act of 1933, as amended (the “1933 Act”). We desire to issue one or more series or classes of our authorized but unissued shares of capital stock or beneficial interest (the “Shares”) to authorized persons in accordance with applicable Federal and State securities laws. The Fund’s Shares may be made available in one or more separate series, each of which may have one or more classes.
AMENDMENT TO MASTER CUSTODY AGREEMENTMaster Custody Agreement • February 3rd, 2014 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Amendment dated May 16, 2001 to that certain Master Custody Agreement dated as of February 16, 1996.
Martin L. Flanagan CPA, CFA Senior Vice President Chief Financial Officer April 12, 1995 Mr. Stephen H. Kilbuck Vice President Corporate Banking Bank of America, NT & SA 555 California Street, 41st Floor San Francisco, CA 94104 Dear Steve: Various...Cash Management Agreement • December 29th, 1995 • Franklin Investors Securities Trust
TERMINAL LINK AGREEMENTTerminal Link Agreement • August 1st, 2019 • Franklin Investors Securities Trust
AMENDED AND RESTATED FUND ADMINISTRATION AGREEMENTFund Administration Agreement • September 27th, 2012 • Franklin Investors Securities Trust • California
This Agreement, dated as of February 28, 2012, is between FRANKLIN INVESTORS SECURITIES TRUST (the “Trust”), a Delaware statutory trust on behalf of FRANKLIN FLOATING RATE DAILY ACCESS FUND (the “Fund”), and FRANKLIN TEMPLETON SERVICES, LLC (“Administrator”), and amends and restates the prior Fund Administration Agreement between the Trust on behalf of the Fund and Administrator.
AMENDMENT TO MASTER CUSTODY AGREEMENTMaster Custody Agreement • February 26th, 2021 • Franklin Investors Securities Trust
This Amendment is dated as of the 29th day of January 2021, by and between each of the Investment Companies listed on Exhibit A hereto (the “Fund”) for itself and for each of its Series listed on Exhibit A hereto, and The Bank of New York Mellon (formerly The Bank of New York) (the “Custodian”). Capitalized terms used but not defined herein shall have the meanings given in the Agreement (defined below).
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • February 28th, 2018 • Franklin Investors Securities Trust • California
As the registered transfer agent and shareholder servicing agent for the Funds, FTIS is responsible for providing overall support for the customers of each Fund, including shareholders, financial advisors, distribution intermediaries, and other authorized representatives. FTIS controls the flow of the customer interactions, processes transactions, and handles inquiries while ensuring mitigation of operational, financial, regulatory, and reputational risk. FTIS is responsible for affecting activity in accordance with fund policies, (e.g. Rule 12b-1 payments, fund openings, reorganizations, closings), as well as required trade confirmations, statements, and tax reporting. FTIS maintains relationships with the back offices of intermediaries and ensures appropriate payments to intermediaries and other service vendors in accordance with this Agreement.
SUBCONTRACT FOR FUND ADMINISTRATIVE SERVICES This Subcontract for Fund Administrative Services ("Subcontract") is made as of July 2, 2007 between FRANKLIN ADVISERS, INC., a California corporation, hereinafter called the "Investment Manager," and...Subcontract for Fund Administrative Services • February 26th, 2008 • Franklin Investors Securities Trust
FUND ADMINISTRATION AGREEMENT AGREEMENT dated as of March 1, 2008 between FRANKLIN INVESTORS SECURITIES TRUST (the "Investment Company"), a Delaware statutory trust, on behalf of FRANKLIN BALANCED FUND (the "Fund"), and Franklin Templeton Services,...Fund Administration Agreement • February 26th, 2008 • Franklin Investors Securities Trust
AMENDED AND RESTATED FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • February 24th, 2012 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Foreign Custody Manager Agreement dated as of May 16, 2001.
AMENDMENT TO MASTER CUSTODY AGREEMENTMaster Custody Agreement • February 26th, 2016 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Amendment dated May 16, 2001 to that certain Master Custody Agreement dated as of February 16, 1996.
SUBCONTRACT FOR FUND ADMINISTRATIVE SERVICESSubcontract for Fund Administrative Services • September 18th, 2013 • Franklin Investors Securities Trust • California
This Subcontract, dated as of May 1, 2013, is between Franklin Advisers, Inc., a California corporation (the “Investment Manager”), and Franklin Templeton Services, LLC (“Administrator”).
FOURTH AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • February 27th, 2023 • Franklin Investors Securities Trust • New York
This fourth Amendment (“Amendment”) to the FUND SERVICES AGREEMENT, dated January 22, 2020 among FRANKLIN TEMPLETON SERVICES, LLC (the “Customer”) and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”), as amended from time to time (the “Agreement”), is made and entered into as of August 11, 2021 and shall be effective as of September 1, 2021, between the Customer and J.P. Morgan.
FRANKLIN INVESTORS SECURITIES TRUST 777 Mariners Island Blvd. San Mateo, California 94404 Franklin/Templeton Distributors, Inc. 777 Mariners Island Blvd. San Mateo, California 94404 Re: Amended and Restated Distribution Agreement Gentlemen: We (the...Distribution Agreement • November 27th, 1996 • Franklin Investors Securities Trust • California
AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • February 26th, 2021 • Franklin Investors Securities Trust • New York
This Amendment (“Amendment”) to the FUND SERVICES AGREEMENT, dated January 22, 2020 among FRANKLIN TEMPLETON SERVICES, LLC (the “Customer”) and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”), as amended from time to time (the “Agreement”), is made and entered into as of July 15, 2020, between the Customer and J.P. Morgan.
TERMINAL LINK AGREEMENTTerminal Link Agreement • February 3rd, 2014 • Franklin Investors Securities Trust
The following is a list of the Investment Companies and their respective Series for which the Custodian shall serve under the Master Custody Agreement dated as of February 16, 1996.
TERMINAL LINK AGREEMENT AGREEMENT made as of February 16, 1996 between The Bank of New York as custodian (the "Custodian") and each Investment Company listed on Exhibit A, for itself and for each of Series listed on Exhibit A (each, a "Fund")....Terminal Link Agreement • November 27th, 1996 • Franklin Investors Securities Trust
