ADVISORY AGREEMENT ------------------ THIS ADVISORY AGREEMENT, made this 30th day of September, 1997, by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron Small Cap Fund ("Client") a series of Baron Asset Fund, WHEREAS Client is an...Advisory Agreement • January 28th, 1998 • Baron Asset Fund • New York
ADVISORY AGREEMENTAdvisory Agreement • December 29th, 2017 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
This Advisory Agreement, made the 13th day of November, 2017, by and between BAMCO, Inc., a New York corporation (“BAMCO”) and Baron Durable Advantage Fund (“Client”), a series of Baron Investment Funds Trust (formerly known as Baron Asset Fund), a Massachusetts business trust.
Distribution Agreement Amended and RestatedDistribution Agreement • December 29th, 2017 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
This Distribution Agreement, entered into the 12th day of June, 1987, as amended, by and between Baron Capital, Inc. (“BCI”), a New York corporation and Baron Investment Funds Trust (formerly known as Baron Asset Fund), a Massachusetts business trust (the “Trust”) with respect to the shares of beneficial interest of all series of the Trust now in existence as designated in Schedule A hereto or subsequently created (each, a “Fund” and collectively, the “Funds”).
ADVISORY AGREEMENT This Advisory Agreement, made the 30th day of September, 1997, and amended and restated as of May 20, 2008, by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron Small Cap Fund, a series of Baron Investment Funds...Advisory Agreement • November 26th, 2008 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
ADVISORY AGREEMENT This Advisory Agreement, made the 10th day of March, 2004, and amended and restated as of May 20, 2008, by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron Fifth Avenue Growth Fund, a series of Baron Investment...Advisory Agreement • November 26th, 2008 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
INDIVIDUAL RETIREMENT ACCOUNT ADOPTION AGREEMENT FOR NEW IRAS Use this form to open a new IRA, IRA R/O (Conduit), Roth IRA, Roth Conversion IRA, SEP IRA, and/or SAR SEP. If you have an existing IRA of one of the types listed above invested in the...Individual Retirement Account Adoption Agreement • January 28th, 1998 • Baron Asset Fund
BARON CAPITAL, INC. FINANCIAL INTERMEDIARY AGREEMENTFinancial Intermediary Agreement • January 28th, 2014 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
ADVISORY AGREEMENT This Advisory Agreement, made this day of , by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron iOpportunity Fund, a series of Baron Asset Fund, a Massachusetts business trust ("Client"), Whereas Client is an...Advisory Agreement • January 7th, 2000 • Baron Asset Fund • New York
Letter AmendmentNinth Amendment to the Baron Family of Funds $200,000,000 Committed Line of Credit • January 28th, 2021 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
State Street Bank and Trust Company (the “Bank”) has made available a $100,000,000 committed line of credit (the “Credit Line”) to each of the Borrowers, each acting on its own behalf or, as applicable, on behalf of each of its respective Funds, as described in a letter agreement dated January 28, 2015, by and among the Borrowers and the Bank (as amended, supplemented or otherwise modified from time to time prior to the date hereof, the “Existing Loan Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Existing Loan Agreement.
Letter AmendmentEighth Amendment to the Baron Family of Funds $100,000,000 Committed Line of Credit • January 28th, 2021 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
State Street Bank and Trust Company (the “Bank”) has made available a $100,000,000 committed line of credit (the “Credit Line”) to each of the Borrowers, each acting on its own behalf or, as applicable, on behalf of each of its respective Funds, as described in a letter agreement dated January 28, 2015, by and among the Borrowers and the Bank (as amended, supplemented or otherwise modified from time to time prior to the date hereof, the “Existing Loan Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Existing Loan Agreement.
ADVISORY AGREEMENT ------------------ THIS ADVISORY AGREEMENT, made this 10th day of March, 2004, by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron Fifth Avenue Growth Fund, a series of Baron Asset Fund, a Massachusetts business...Advisory Agreement • March 18th, 2004 • Baron Asset Fund • New York
Letter AmendmentEleventh Amendment to the Baron Family of Funds $200,000,000 Committed Line of Credit • January 28th, 2022 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
State Street Bank and Trust Company (the “Bank”) has made available a $200,000,000 committed line of credit (the “Credit Line”) to each of the Borrowers each acting on its own behalf or, as applicable, on behalf of each of its respective Existing Funds (as defined below) as described in a letter agreement dated January 28, 2015 by and among the Borrowers and the Bank (as amended, supplemented or otherwise modified from time to time prior to the date hereof, the “Existing Loan Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Existing Loan Agreement.
July 6, 2018Fifth Amendment to Committed Line of Credit • January 28th, 2019 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
SEPTEMBER 30, 2014 BARON FUNDS DISCLOSURE REGARDING THE APPROVAL OF THE INVESTMENT ADVISORY AGREEMENTS FOR BARON ASSET FUND, BARON GROWTH FUND, BARON SMALL CAP FUND, BARON OPPORTUNITY FUND AND BARON FIFTH AVENUE GROWTH FUND BY THE BOARD OF TRUSTEES...Investment Advisory Agreement • November 25th, 2014 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
Letter Amendment June 30, 2022Twelfth Amendment to the Baron Family of Funds $200,000,000 Committed Line of Credit • January 27th, 2023 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
State Street Bank and Trust Company (the “Bank”) has made available a $200,000,000 committed line of credit (the “Credit Line”) to each of the Borrowers each acting on its own behalf or, as applicable, on behalf of each of its respective Funds (as defined below) as described in a letter agreement dated January 28, 2015 by and among the Borrowers and the Bank (as amended, supplemented or otherwise modified from time to time prior to the date hereof, the “Existing Loan Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Existing Loan Agreement.
Each of the Borrowers listed On Appendix I heretoSecond Amendment to Committed Line of Credit • August 31st, 2016 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • January 28th, 2016 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
This Amendment to the Administration Agreement (the “Amendment”) is made as of September 23, 2015 by and among State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), Baron Investment Funds Trust, a Massachusetts business trust, and Baron Select Funds, a Delaware statutory trust (each, a “Trust” and collectively, the “Trusts”).
Credit Services Copley Place Tower Box 5303 Boston, MA 02206Third Amendment to Committed Line of Credit • January 27th, 2011 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
BAMCO, INC.Fee Waiver Agreement • January 27th, 2012 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
This Agreement is effective immediately. This Agreement shall have an initial eleven year term beginning on August 29, 2011 and ending on August 29, 2022 and will automatically renew annually for an eleven year term. For example, on August 29, 2012, this Agreement will automatically renew for a eleven year term ending on August 29, 2023. This Agreement can only be amended by agreement of the Trust, upon approval by the Trust’s Board of Trustees, including a majority of the Trust’s trustees who are not interested persons (as that term is defined in the Investment Company Act of 1940, as amended) of the Trust, on the one hand, and BAMCO, on the other, to increase the percentage shown and will terminate automatically in the event of termination of the Advisory Agreement between BAMCO and each of the Funds.
SEPTEMBER 30, 2013 BARON FUNDS ------------------------------------------------------------------------------- DISCLOSURE REGARDING THE APPROVAL OF THE INVESTMENT ADVISORY AGREEMENTS FOR BARON ASSET FUND, BARON GROWTH FUND, BARON SMALL CAP FUND, BARON...Investment Advisory Agreement • November 27th, 2013 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
April 30, 2018Fourth Amendment to Committed Line of Credit • January 28th, 2019 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
Baron Investment Funds Trust, on behalf of its fund series as set forth on Appendix I attached heretoCommitted Line of Credit • September 30th, 2013 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
BAMCO, INC.Fee Waiver Agreement • January 28th, 2016 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
This Agreement is effective immediately. This Agreement shall have an initial eleven year term beginning on August 29, 2011 and ending on August 29, 2022 and will automatically renew annually for an eleven year term. For example, on August 29, 2012, this Agreement will automatically renew for a eleven year term ending on August 29, 2023. This Agreement can only be amended by agreement of the Trust, upon approval by the Trust’s Board of Trustees, including a majority of the Trust’s trustees who are not interested persons (as that term is defined in the Investment Company Act of 1940, as amended) of the Trust, on the one hand, and BAMCO, on the other, to increase the percentage shown and will terminate automatically in the event of termination of the Advisory Agreement between BAMCO and each of the Funds.
July 11, 2014Committed Line of Credit • January 28th, 2015 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
JOINT INSURED AGREEMENT This Agreement, as of November 6, 2006, is among all parties named as an insured in a joint insurance bond entered into pursuant to Sec. 17(g) of the Investment Company Act of 1940, as amended. The parties hereto agree that in...Joint Insured Agreement • March 1st, 2007 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
This Agreement, as of November 6, 2006, is among all parties named as an insured in a joint insurance bond entered into pursuant to Sec. 17(g) of the Investment Company Act of 1940, as amended.
Each of the Borrowers listed On Appendix I heretoCommitted Line of Credit • January 28th, 2016 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
July 13, 2012Fifth Amendment to Committed Line of Credit • January 28th, 2013 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
JOINT INSURED AGREEMENTJoint Insured Agreement • June 25th, 2008 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
This Agreement, as of June 16, 2008, is among all parties named as an insured in a joint insurance bond entered into pursuant to Section 17(g) of the Investment Company Act of 1940.
Credit Services Copley Place Tower July 15, 2011 Box 5303 Boston, MA 02206Fourth Amendment to Committed Line of Credit • January 27th, 2012 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
July 17, 2009Second Amendment to Committed Line of Credit • January 22nd, 2010 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
JOINT INSURED AGREEMENTJoint Insured Agreement • December 8th, 2008 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
This Agreement, dated as of December 8, 2008, is among all parties named as an insured in a joint insurance bond entered into pursuant to Section 17(g) of the Investment Company Act of 1940.
Letter Amendment June 29, 2023Thirteenth Amendment to the Baron Family of Funds $200,000,000 Committed Line of Credit • January 26th, 2024 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND) • New York
State Street Bank and Trust Company (the “Bank”) has made available a $200,000,000 committed line of credit (the “Credit Line”) to each of the Borrowers each acting on its own behalf or, as applicable, on behalf of each of its respective Funds (as defined below) as described in a letter agreement dated January 28, 2015 by and among the Borrowers and the Bank (as amended, supplemented or otherwise modified from time to time prior to the date hereof, the “Existing Loan Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Existing Loan Agreement.
July 18, 2008Committed Line of Credit • January 20th, 2009 • BARON INVESTMENT FUNDS TRUST (F/K/a BARON ASSET FUND)
