SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 14th, 2018 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledMay 14th, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [ ], 2018, between Cesca Therapeutics Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 21st, 2023 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture
Contract Type FiledMarch 21st, 2023 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of March 15, 2023, between ThermoGenesis Holdings, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT THERMOGENESIS CORP.Security Agreement • January 30th, 2014 • Thermogenesis Corp • Laboratory apparatus & furniture
Contract Type FiledJanuary 30th, 2014 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Initial Exercise Date (as set forth above) and on or prior to the close of business on the five year anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from ThermoGenesis Corp., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Date of Grant: 12-13-01 THERMOGENESIS CORP. NONQUALIFIED STOCK OPTION AGREEMENT THIS OPTION AGREEMENT MAY BE EXERCISED ONLY IN ACCORDANCE WITH THE TERMS AND CONDITIONS CONTAINED HEREIN. THE GRANT OF THIS OPTION SHALL NOT IMPOSE AN OBLIGATION UPON THE...Nonqualified Stock Option Agreement • February 15th, 2002 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledFebruary 15th, 2002 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 30th, 2014 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
Contract Type FiledJanuary 30th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 27, 2014, between ThermoGenesis Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 10 SUPPLY AGREEMENT ---------------- Clotalyst Thrombin Product THIS AGREEMENT, made and entered into this 29th day of March 2005 ("Effective Date"), by and between Cell Factors Technologies, Inc. ("CFT"), an Indiana corporation, and affiliate...Supply Agreement • April 4th, 2005 • Thermogenesis Corp • Laboratory apparatus & furniture • Indiana
Contract Type FiledApril 4th, 2005 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT for Matthew T. PlavanEmployment Agreement • May 5th, 2005 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledMay 5th, 2005 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENT ThermoGenesis Corp. 2711 Citrus Road Rancho Cordova, CA 95742 Ladies & Gentlemen: The undersigned, _____________________________(the "Investor"), hereby confirms its agreement with you as follows: 1. This Securities...Securities Purchase Agreement • March 10th, 2004 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
Contract Type FiledMarch 10th, 2004 Company Industry Jurisdiction
W I T N E S S E T H:Registration Rights Agreement • January 5th, 2000 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledJanuary 5th, 2000 Company Industry Jurisdiction
SERIES B COMMON STOCK PURCHASE WARRANT CESCA THERAPEUTICS, INC.Warrant Agreement • September 1st, 2015 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture
Contract Type FiledSeptember 1st, 2015 Company IndustryTHIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the earlier of (x) the date Shareholder Approval is received and effective or (y) February 29, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on February 29, 2017 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cesca Therapeutics, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock; provided, however, as of the First Closing Date, only up to ______ Warrant Shares (as subject to adjustment hereunder) may be issued on exercise(s) of this Warrant, and the exercisability of the ______ additional Warrant Shares (as subject to adjustment hereunder) shall vest ratably from t
THERMOGENESIS CORP. EMPLOYMENT AGREEMENT FOR DAVID C. ADAMS THERMOGENESIS CORP. ("Employer"), and David C. Adams ("Employee"), agree as follows: 1. EMPLOYMENT. Employer employs Employee and Employee accepts employment with Employer on the terms and...Employment Agreement • September 29th, 1997 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledSeptember 29th, 1997 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 1st, 2015 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledSeptember 1st, 2015 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 31, 2015, between Cesca Therapeutics Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 29th, 2018 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledAugust 29th, 2018 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated of August 28, 2018 and is by and among Cesca Therapeutics Inc., a Delaware corporation (the “Company”), and the purchaser(s) identified on the signature pages hereto (each a “Buyer” and collectively, the “Buyers”).
LICENSE AGREEMENTLicense Agreement • April 14th, 1997 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
Contract Type FiledApril 14th, 1997 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT for Philip H. CoelhoEmployment Agreement • September 27th, 1999 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledSeptember 27th, 1999 Company Industry Jurisdiction
SECURITY AGREEMENTSecurity Agreement • September 1st, 2015 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledSeptember 1st, 2015 Company Industry JurisdictionThis SECURITY AGREEMENT, dated as of August 31, 2015 (this “Agreement”), is among Cesca Therapeutics Inc., a Delaware corporation (the “Company” and, collectively with any Subsidiary of the Company that executes this Agreement including, including, without limitation, by delivery of an Additional Debtor Joinder in substantially the form of Annex A attached hereto, the “Debtors”) and the holders of the Company’s Senior Secured Convertible Debentures due thirty (30) years following their issuance, in the original aggregate principal amount of up to $15,000,000 (collectively, the “Debentures”) signatory hereto, their endorsees, transferees and assigns (collectively, the “Secured Parties”).
AT THE MARKET OFFERING AGREEMENT November 22, 2023At the Market Offering Agreement • November 22nd, 2023 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledNovember 22nd, 2023 Company Industry JurisdictionThermoGenesis Holdings, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
PRE-FUNDED COMMON STOCK PURCHASE WARRANT THERMOGENESIS HOLDINGS, INC.Security Agreement • March 21st, 2023 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture
Contract Type FiledMarch 21st, 2023 Company IndustryTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from ThermoGenesis Holdings, Inc., a Delaware corporation (the “Company”), up to 946,429 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 27th, 2020 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledMarch 27th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 25, 2020, between ThermoGenesis Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT CESCA THERAPEUTICS INC.Common Stock Purchase Warrant • May 14th, 2018 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledMay 14th, 2018 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on 1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cesca Therapeutics Inc., a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EMPLOYMENT AGREEMENT for Dan SegalEmployment Agreement • September 27th, 2000 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledSeptember 27th, 2000 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Agreement • March 28th, 2018 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture
Contract Type FiledMarch 28th, 2018 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after September 28, 2018 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 28, 2023 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cesca Therapeutics Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
THERMOGENESIS CORP. PLACEMENT AGENCY AGREEMENT as of October ___, 1996 Allen & Company Incorporated 711 Fifth Avenue New York, New York 10022 Gentlemen: THERMOGENESIS CORP. (the "Company"), a Delaware corporation, hereby confirms its agreement with...Placement Agency Agreement • December 11th, 1996 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
Contract Type FiledDecember 11th, 1996 Company Industry Jurisdiction
STRICTLY CONFIDENTIAL ThermoGenesis Holdings, Inc.Exclusive Agency Agreement • March 27th, 2020 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledMarch 27th, 2020 Company Industry Jurisdiction
STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT made as of December ___, 1997 by and between THERMOGENESIS CORP., a Delaware corporation ("Seller") and the undersigned investor ("Buyer"). WHEREAS, Seller is offering (the "Offering") $3,250,000 of...Stock Purchase Agreement • January 9th, 1998 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledJanuary 9th, 1998 Company Industry Jurisdiction
2,225,000 Units THERMOGENESIS CORP. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 9th, 2011 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
Contract Type FiledMarch 9th, 2011 Company Industry Jurisdiction
THERMOGENESIS CORP. and SERIES B CONVERTIBLE PREFERRED STOCK and COMMON STOCK PURCHASE WARRANTSSubscription Agreement • January 5th, 2000 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledJanuary 5th, 2000 Company Industry Jurisdiction
Common Stock ($0.001 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • January 31st, 2006 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
Contract Type FiledJanuary 31st, 2006 Company Industry JurisdictionThermoGenesis Corp., a Delaware corporation (the “Company”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of 8,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value (the “Common Stock”) all of which will be sold by the Company. The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 800,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
COMMON STOCK PURCHASE WARRANT THERMOGENESIS HOLDINGS, INC.Common Stock Agreement • March 21st, 2023 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture
Contract Type FiledMarch 21st, 2023 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 20, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ThermoGenesis Holdings, Inc., a Delaware corporation (the “Company”), up to 1,071,429 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
RECITALSInternational Distribution Agreement • October 18th, 2005 • Thermogenesis Corp • Laboratory apparatus & furniture
Contract Type FiledOctober 18th, 2005 Company Industry
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 1st, 2017 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledDecember 1st, 2017 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between Cesca Therapeutics Inc., a Delaware corporation (the “Company”), and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson in placing the Securities.
RECITALSOem Supply Agreement • November 10th, 2005 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledNovember 10th, 2005 Company Industry Jurisdiction
PRE-FUNDED COMMON STOCK PURCHASE WARRANT CESCA THERAPEUTICS INC.Warrant Agreement • April 25th, 2019 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledApril 25th, 2019 Company Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, YUAN LAN FANG or her assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cesca Therapeutics Inc., a Delaware corporation (the “Company”), up to 4,444,444 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EXHIBIT 10 DISTRIBUTION AND LICENSE AGREEMENT This Distribution and Manufacturing License Agreement ("Agreement") is entered into as of the 28th day of March, 2005 by and between Asahi Kasei Medical Co., Ltd., a Japanese corporation ("ASAHI") with an...Distribution and License Agreement • March 31st, 2005 • Thermogenesis Corp • Laboratory apparatus & furniture • California
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
Robin C. StraceyPlacement Agent Agreement • August 4th, 2016 • Cesca Therapeutics Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledAugust 4th, 2016 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Cesca Therapeutics Inc., a Delaware corporation (the “Company”), that Maxim shall serve as the placement agent for the Company, on a best efforts basis, in connection with the proposed placement (the “Placement”) of an aggregate of 600,000 shares of (the “Securities”) of the Company’s common stock, par value $0.001 per share (“Common Stock”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Maxim would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement, including but not limited to the Purchase Agreem