Parkstone Group of Funds /Oh/ Sample Contracts
2 3 in conformity with the 1993 Act and the rules and regulations of the Commission; that all statements of fact contained in any such registration statement and prospectus will be true and correct when such registration statement becomes effective;...Distribution Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
Standard Contracts
1 EXHIBIT (6)(a)(ii) DATED: DECEMBER 16, 1996 Schedule A to the Distribution Agreement between The Parkstone Group of Funds and BISYS Fund Services Limited Partnership (formerly The Winsbury Company Limited Partnership) Dated October 1, 1993Distribution Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/
1 Exhibit 5(a) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of July 9, 1987 between THE PARKSTONE GROUP OF FUNDS, a Massachusetts business trust (herein called the "Group"), and SECURITIES COUNSEL INCORPORATED, a wholly-owned, Michigan-chartered...Investment Advisory Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Massachusetts
1 Exhibit 9(c) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 16th, 1998 • Parkstone Group of Funds /Oh/ • Massachusetts
Exhibit 8(b) MITSUBISHI GLOBAL CUSTODY CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES) This Custodian Agreement is made by and between The Parkstone Group ("Principal") and THE BANK OF CALIFORNIA, NATIONAL ASSOCIATION ("Custodian"). Principal...Custodian Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • California
1 Exhibit 9(a) ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT made as of the 1st day of January, 1995, by and between THE PARKSTONE GROUP OF FUNDS, a Massachussetts business trust (the "Group"), and The Winsbury Company Limited Partnership, d/b/a...Administration Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
1 EXHIBIT (8)(a)(i) DATED: DECEMBER 16, 1996 SCHEDULE A TO CUSTODY AGREEMENT BETWEEN THE PARKSTONE GROUP OF FUNDS AND UNION BANK OF CALIFORNIA, N.A. (FORMERLY THE BANK OF CALIFORNIA, N.A.) DATED OCTOBER 18, 1991 - Parkstone Prime Obligations Fund -...Custody Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/
1 Exhibit 5(c) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 22nd day of December, 1992 between THE PARKSTONE GROUP OF FUNDS, a Massachusetts business trust (the "Trust"), and FIRST OF AMERICA INVESTMENT CORPORATION, a wholly-owned...Investment Advisory Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
a. Subject to the provisions of the Investment Advisory Agreement, the Declaration of Trust and the Investment Company Act of 1940 (the "1940 Act"), the Investment Adviser directly and indirectly may select and enter into contract with one or more...Investment Advisory Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/
SCHEDULE A TO THE ADMINISTRATION AGREEMENT BETWEEN THE PARKSTONE GROUP OF FUNDS AND BISYS FUND SERVICES LIMITED PARTNERSHIP (FORMERLY THE WINSBURY COMPANY LIMITED PARTNERSHIP) DATED JANUARY 1, 1995Administration Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/
SCHEDULE A TO THE FUND ACCOUNTING AGREEMENT BETWEEN THE PARKSTONE GROUP OF FUNDS AND BISYS FUND SERVICES LIMITED PARTNERSHIP (FORMERLY THE WINSBURY COMPANY LIMITED PARTNERSHIP) DATED FEBRUARY 1, 1993Fund Accounting Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/
EXHIBIT 6(a) DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this ______ day of __________, 199_ between the Parkstone Group Of Funds (the "Trust"), a Massachusetts business trust and SEI Investments Distribution Co. (the "Distributor"), a...Distribution Agreement • September 16th, 1998 • Parkstone Group of Funds /Oh/ • Massachusetts
b) a copy of the Fund's most recent effective registration statement; (c) a copy of each Portfolio's advisory agreement or agreements; (d) a copy of each Portfolio's distribution agreement or agreements; (e) a copy of each Portfolio's transfer agency...Custodian Services Agreement • September 16th, 1998 • Parkstone Group of Funds /Oh/
SCHEDULE A TO THE SUB-ADMINISTRATION AGREEMENT BETWEEN BISYS FUND SERVICES LIMITED PARTNERSHIP (FORMERLY THE WINSBURY COMPANY LIMITED PARTNERSHIP) AND FIRST OF AMERICA INVESTMENT CORPORATION DATED JANUARY 1, 1995Sub-Administration Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/
2 3 Prospectus and the operating procedures and policies established by the Distributor. The minimum and maximum dollar purchase of Shares shall be the applicable minimum and maximum amounts set forth in the Prospectus, and no order for less than such...Dealer Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
1 Exhibit 5(d) SUB-INVESTMENT ADVISORY AGREEMENT SUB-INVESTMENT ADVISORY AGREEMENT made as of the 1st day of March, 1995, by and between First of America Investment Corporation, a Michigan corporation (the "Adviser"), and Gulfstream Global Investors,...Sub-Investment Advisory Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Michigan
1 Exhibit 13 PURCHASE AGREEMENT The Parkstone Group of Funds (the "Group"), a Massachusetts business trust, and The Winsbury Corporation, an Ohio corporation, hereby agree with each other as follows: 1. The Group hereby offers The Winsbury Corporation...Purchase Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/
Exhibit 9(c) FUND ACCOUNTING AGREEMENT AGREEMENT made this 1st day of February, 1993, between THE PARKSTONE GROUP OF FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 1900 East Dublin- Granville Road;...Fund Accounting Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
W I T N E S S E T H:Investment Advisory Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/
Exhibit 14(a) CUSTODIAL ACCOUNT AGREEMENT (Under Section 408(a) of the Internal Revenue Code - Form 5305-A (Revised October 1992)) The Depositor (Contributor), whose name appears in the accompanying Application, is establishing a Parkstone Individual...Custodial Account Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/
2- 3 warranties made herein shall be deemed to have been material and relied on by each party. The invalidity or unenforceability of any term or provision hereof shall not affect the validity or enforceability of any other term or provision thereof....Shareholder Services Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
2- 3 instructions. In addition, you agree to guarantee the signatures of your customers when such guarantee is required by the Prospectus of a Fund. In that connection, you agree to indemnify and hold harmless all persons, including us and the Funds'...Dealer Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
DATED: NOVEMBER 8, 1995 EXHIBIT A TO PARTICIPATING ORGANIZATION AGREEMENT BETWEEN BISYS FUND SERVICES LIMITED PARTNERSHIP (FORMERLY THE WINSBURY COMPANY LIMITED PARTNERSHIP) AND NATIONAL FINANCIAL SERVICES CORPORATION DATED OCTOBER 1, 1993 NAME OF...Participating Organization Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/
Dated: November 8, 1995 Schedule B to the Distribution Agreement between The Parkstone Group of Funds and BISYS Fund Services Limited Partnership (formerly The Winsbury Company Limited Partnership) Dated October 1, 1993Distribution Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/
3 4 3.5 No party to this Agreement shall, as agent, purchase any Shares from a Qualified Account at a price lower than the net asset value next computed by or for the issuer thereof. Nothing in this subparagraph shall prevent Agent or the...Participating Organization Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
1 Exhibit 8(a) CUSTODY AGREEMENT THIS AGREEMENT is entered into as of October 18, 1991, between THE PARKSTONE GROUP OF FUNDS (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 1900 East Dublin-Granville...Custody Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • California
1 EXHIBIT 9(e) AMENDED AND RESTATED SECURITIES LENDING RECORD ADMINISTRATION AGREEMENT THIS AMENDED AND RESTATED SECURITIES LENDING RECORD ADMINISTRATION AGREEMENT made as of the 1st day of June, 1995 and amended as of the 22nd day of May, 1997, by...Securities Lending Record Administration Agreement • July 30th, 1997 • Parkstone Group of Funds /Oh/ • Ohio
Exhibit 14(b) National Financial Services Corporation Individual Retirement Account CUSTODIAL AGREEMENT Under Section 408(a) of the Internal Revenue Code The Depositor whose name appears on the attached Application is establishing an individual...Custodial Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Massachusetts
Dealer Agreements ----------------- 2 EXHIBIT 6(b) THE PARKSTONE GROUP OF FUNDS SEI INVESTMENTS DISTRIBUTION CO. SUB-DISTRIBUTION AND SERVICING AGREEMENT ---------------------------------------- August __, 1998 Ladies and Gentlemen: SEI Investments...Sub-Distribution and Servicing Agreement • September 16th, 1998 • Parkstone Group of Funds /Oh/ • Pennsylvania
DATE: NOVEMBER 8, 1995 EXHIBIT A TO THE DEALER AGREEMENT BETWEEN BISYS FUND SERVICES LIMITED PARTNERSHIP (FORMERLY THE WINSBURY COMPANY LIMITED PARTNERSHIP) AND FIRST OF AMERICA BROKERAGE SERVICES, INC. DATED FEBRUARY 1, 1994 The Parkstone Group of...Dealer Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/
1 Exhibit (15)(b)(i) SHAREHOLDER SERVICES AND FINANCING AGREEMENT AGREEMENT made as of this 1st day of February, 1994, by and between The Winsbury Company Limited Partnership d/b/a The Winsbury Company (the "Distributor"), having its principal place...Shareholder Services and Financing Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
2- 3 than one such loan or agreement, and may be an amount calculated net of amounts of Collateral required at the time to be delivered by Principal and any one or more such other client to such Borrower pursuant to any such Securities Lending...Securities Lending and Reverse Repurchase Agreement Services Addendum • October 9th, 1996 • Parkstone Group of Funds /Oh/ • California
2- 3 4. REPRESENTATIONS AND WARRANTIESService and Commission Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
Exhibit 9(b) TRANSFER AGENCY AGREEMENT AGREEMENT made as of the 8th day of August, 1990, between THE PARKSTONE GROUP OF FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 1900 East Dublin-Granville Road,...Transfer Agency Agreement • October 9th, 1996 • Parkstone Group of Funds /Oh/ • Ohio
1 Exhibit 9(g) SECURITIES LENDING AND REVERSE REPURCHASE AGREEMENT SERVICES CLIENT ADDENDUM SUB (CUSTODIAN AGREEMENT: JULY 30,1995) FOREIGN & DOMESTIC SECURITIES THIS AGREEMENT for securities lending and/or reverse repurchase agreement services is...Securities Lending and Reverse Repurchase Agreement Services • September 18th, 1998 • Parkstone Group of Funds /Oh/ • California