WAIVER AND AMENDMENT dated as of December 29, 1997 among New England Investment Companies, L.P., a Delaware limited partnership (the "Existing -------- Borrower"), NEIC Operating Partnership, L.P., a Delaware limited partnership -------- (the "New...New England Investment Companies L P • February 23rd, 1998 • Investment advice
Company FiledFebruary 23rd, 1998 Industry
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • June 20th, 2000 • Nvest Lp • Investment advice • New York
Contract Type FiledJune 20th, 2000 Company Industry Jurisdiction
Exhibit 10.27 ------------- REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made as of September 29, 1995 by and among New England Investment Companies, L.P., a Delaware limited partnership ("NEIC") and Harris...Registration Rights Agreement • March 25th, 1996 • New England Investment Companies L P • Investment advice • Massachusetts
Contract Type FiledMarch 25th, 1996 Company Industry Jurisdiction
WITNESSETH: -----------Employment Agreement • November 9th, 1995 • New England Investment Companies L P • Investment advice • Massachusetts
Contract Type FiledNovember 9th, 1995 Company Industry Jurisdiction
WITNESSETH: -----------Agreement • November 9th, 1995 • New England Investment Companies L P • Investment advice • Massachusetts
Contract Type FiledNovember 9th, 1995 Company Industry Jurisdiction
AMONGCredit Agreement • November 13th, 1996 • New England Investment Companies L P • Investment advice
Contract Type FiledNovember 13th, 1996 Company Industry
EXHIBIT 3.3 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF NEW ENGLAND INVESTMENT COMPANIES, L.P. THIS AGREEMENT, is entered into on this 31st day of March, 1998 by Nvest Corporation, formerly known as New England...Agreement • May 13th, 1998 • Nvest Lp • Investment advice • Delaware
Contract Type FiledMay 13th, 1998 Company Industry Jurisdiction
AGREEMENT OFNew England Investment Companies L P • January 5th, 1998 • Investment advice • Delaware
Company FiledJanuary 5th, 1998 Industry Jurisdiction
Amendment Number 1 to Investment Management AgreementInvestment Management Agreement • March 25th, 1996 • New England Investment Companies L P • Investment advice
Contract Type FiledMarch 25th, 1996 Company Industry
January 1, 1996New England Investment Companies L P • March 25th, 1996 • Investment advice • Massachusetts
Company FiledMarch 25th, 1996 Industry Jurisdiction
1. Definitions. The following terms are defined in the following Sections ----------- hereof or in the Amended and Restated Agreement of Limited Partnership of NEICOP dated as of December 29, 1997 (the "NEICOP Partnership Agreement"):...Intercompany Agreement • January 5th, 1998 • New England Investment Companies L P • Investment advice • Delaware
Contract Type FiledJanuary 5th, 1998 Company Industry Jurisdiction
EXHIBIT 3.5 AMENDMENT NO. 1 TO AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF NEIC OPERATING PARTNERSHIP, L.P. THIS AGREEMENT, is entered into on this 31st day of March, 1998 by Nvest Corporation, formerly known as New England Investment...Agreement • May 13th, 1998 • Nvest Lp • Investment advice • Delaware
Contract Type FiledMay 13th, 1998 Company Industry Jurisdiction
AMENDMENT AND ASSUMPTION AGREEMENT dated as of December 29, 1997 among New England Investment Companies, L.P. a Delaware limited partnership ("NEIC"), ---- NEIC Operating Partnership, L.P., a Delaware limited partnership ("NEICOP") and ------ the...Amendment and Assumption Agreement • February 23rd, 1998 • New England Investment Companies L P • Investment advice • New York
Contract Type FiledFebruary 23rd, 1998 Company Industry Jurisdiction
Form of] Agreement Amending Partnership Admission AgreementAdmission Agreement • December 10th, 1996 • New England Investment Companies L P • Investment advice
Contract Type FiledDecember 10th, 1996 Company Industry
Exhibit 2 --------- [FORM OF] AMENDMENT NO. 1 TO PARTNERSHIP ADMISSION AGREEMENTPartnership Admission Agreement • January 3rd, 1997 • New England Investment Companies L P • Investment advice
Contract Type FiledJanuary 3rd, 1997 Company Industry
CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF LIMITED PARTNERSHIP OF NEIC OPERATING PARTNERSHIP, L.P.Nvest Lp • May 13th, 1998 • Investment advice
Company FiledMay 13th, 1998 Industry
ITEM 7(C) AMENDMENT NO. 1 TO PARTNERSHIP ADMISSION AGREEMENT AMENDMENT NO. 1 TO PARTNERSHIP ADMISSION AGREEMENT This Amendment No. 1 to Partnership Admission Agreement is dated as of September 27, 1995 by and among New England Investment Companies,...New England Investment Companies L P • October 10th, 1995 • Investment advice
Company FiledOctober 10th, 1995 Industryaccount only those LP Units originally issued by NEIC to HALP on the Closing Date) (the "Post-Repurchase Period LP Units") exceeds 20% of the number of LP Units of NEIC outstanding on the Closing Date, rounded down to the nearest whole number (6,395,723 on the date hereof), then on the date 16 days immediately following the Closing Date, NEIC shall have the right to repurchase at the Fixed Repurchase Price from HALP (whether in its capacity as principal and/or as agent for one or more of the Agreed Upon Sellers (as defined below) or their Permitted Transferees), and HALP shall deliver, the Redeemable Number of LP Units. The sellers of such LP Units shall be the Agreed Upon Sellers (or HALP on behalf of the Agreed Upon Sellers), each in the Agreed Upon Amounts (as defined below). HALP agrees that as of the 16th day immediately following the Closing Date, the Agreed Upon Sellers (or HALP on behalf of the Agreed Upon Sellers) shall hold a number of LP Units at least equal to the Redeemabl