AMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITAL, L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the...Joint Filing Agreement • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec
Contract Type FiledDecember 10th, 1997 Company Industry
RECITALSOperating Agreement • March 31st, 1998 • Pimco Advisors Holdings Lp • Investors, nec • Delaware
Contract Type FiledMarch 31st, 1998 Company Industry Jurisdiction
AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIPPimco Advisors Holdings Lp • November 15th, 1999 • Investors, nec • Delaware
Company FiledNovember 15th, 1999 Industry Jurisdiction
AMENDMENT TO AMENDED AND RESTATED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITALOppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
WITNESSETH:Agreement and Plan of Merger • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • Delaware
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
ASSIGNMENT OF GENERAL PARTNER INTEREST AND AMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITAL, L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
WAIVER, CONSENT AND AMENDMENT NO. 1 TO THE CREDIT AGREEMENT (this "Agreement") between PIMCO ADVISORS L.P., a Delaware limited partnership (the --------- "Borrower"), the banks, financial institutions and other institutional lenders -------- parties...Credit Agreement • March 31st, 1998 • Pimco Advisors Holdings Lp • Investors, nec • New York
Contract Type FiledMarch 31st, 1998 Company Industry Jurisdiction
BETWEENPimco Advisors Holdings Lp • March 30th, 1999 • Investors, nec • California
Company FiledMarch 30th, 1999 Industry Jurisdiction
EXHIBIT 10.7 AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIPPimco Advisors Holdings Lp • March 31st, 1998 • Investors, nec • Delaware
Company FiledMarch 31st, 1998 Industry Jurisdiction
1 EXHIBIT 10.13 AMENDED AND RESTATED PARTNERSHIP AGREEMENTPartnership Agreement • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • Delaware
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
ASSIGNMENT OF GENERAL PARTNER INTEREST AND AMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITAL, L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
EXHIBIT 10.70 AMENDED AND RESTATED UNIT PURCHASE AGREEMENT This Amended and Restated Unit Purchase Agreement ("Agreement") is made effective as of November 4, 1997 by and between Oppenheimer Capital, L.P. ("Opcap LP") and PIMCO Advisors L.P. ("PIMCO...Unit Purchase Agreement • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • Delaware
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
WITNESSETH:Agreement and Plan of Merger • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • Delaware
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
Exhibit 10.44 ASSIGNMENT AND ASSUMPTION OF LEASEAssignment and Assumption of Lease • March 30th, 1999 • Pimco Advisors Holdings Lp • Investors, nec • New York
Contract Type FiledMarch 30th, 1999 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE CREDIT AGREEMENT (this "Agreement") between --------- PIMCO ADVISORS L.P., a Delaware limited partnership (the "Borrower"), the -------- banks, financial institutions and other institutional lenders parties to the Credit...Credit Agreement • March 31st, 1998 • Pimco Advisors Holdings Lp • Investors, nec • New York
Contract Type FiledMarch 31st, 1998 Company Industry Jurisdiction
ACQUISITION AGREEMENTAcquisition Agreement • December 13th, 1995 • Oppenheimer Capital L P /De/ • Investment advice • New York
Contract Type FiledDecember 13th, 1995 Company Industry Jurisdiction
EXHIBIT 10.2 SHORT-TERM CREDIT AGREEMENT Dated as of May 12, 1998Term Credit Agreement • May 20th, 1998 • Pimco Advisors Holdings Lp • Investors, nec
Contract Type FiledMay 20th, 1998 Company Industry
WITNESSETHTax Indemnity Agreement • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • New York
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
BETWEENAgreement of Lease • March 30th, 1999 • Pimco Advisors Holdings Lp • Investors, nec • New York
Contract Type FiledMarch 30th, 1999 Company Industry Jurisdiction
1 EXHIBIT 10.65 AMENDED AND RESTATED RELEASE AND INDEMNITY AGREEMENT RELEASE AND INDEMNITY AGREEMENT (this "Agreement") dated as of November 3, 1997, by and among Oppenheimer Group, Inc., a Delaware corporation ("Opgroup"), CIBC Wood Gundy Securities...Release and Indemnity Agreement • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • New York
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
1 EXHIBIT 10.18 AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIPOppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
EXHIBIT 3 AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIPOppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
AMENDMENT NO. 2 TO AMENDED AND RESTATED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITALOppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
ASSIGNMENT OF PARTNER INTEREST AND AMENDMENT TO AMENDED AND RESTATED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITALOppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
RECITALS:Restructuring Contribution and Issuance Agreement • March 31st, 1998 • Pimco Advisors Holdings Lp • Investors, nec • Delaware
Contract Type FiledMarch 31st, 1998 Company Industry Jurisdiction
AMENDMENT OF AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF OPPENHEIMER CAPITAL, L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
AMENDMENT NO. TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITAL, L.P.Oppenheimer Capital L P /De/ • November 20th, 1997 • Investors, nec • Delaware
Company FiledNovember 20th, 1997 Industry Jurisdiction
AMENDMENT NO. TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF OPPENHEIMER CAPITAL, L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
ASSIGNMENT OF GENERAL PARTNER INTEREST AND AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF PIMCO ADVISORS L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
RECITALS:Restructuring Contribution and Issuance Agreement • December 10th, 1997 • Oppenheimer Capital L P /De/ • Investors, nec • Delaware
Contract Type FiledDecember 10th, 1997 Company Industry Jurisdiction
Exhibit 2.1 IMPLEMENTATION AND MERGER AGREEMENTImplementation and Merger Agreement • November 1st, 1999 • Pimco Advisors Holdings Lp • Investors, nec • New York
Contract Type FiledNovember 1st, 1999 Company Industry Jurisdiction
ASSIGNMENT OF GENERAL PARTNER INTEREST AND AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF PIMCO ADVISORS L.P.Oppenheimer Capital L P /De/ • December 10th, 1997 • Investors, nec • Delaware
Company FiledDecember 10th, 1997 Industry Jurisdiction
EXHIBIT 10.43 PACIFIC FINANCIAL PLAZA OFFICE LEASE ------------ CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM, a retirement system created under the laws of the State of California, as Landlord,Pacific Financial • March 31st, 1998 • Pimco Advisors Holdings Lp • Investors, nec • California
Contract Type FiledMarch 31st, 1998 Company Industry Jurisdiction