DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • December 2nd, 2016 • Nuveen California Municipal Value Fund Inc • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen California Municipal Value Fund, Inc, a Minnesota corporation (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyAgency and Service Agreement • March 1st, 2013 • Nuveen California Municipal Value Fund Inc • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Nuveen California Municipal Value Fund Inc • March 1st, 2013 • Illinois
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND, INC. Chicago, Illinois 60606Nuveen California Municipal Value Fund Inc • May 23rd, 2013 • Illinois
Nuveen California Municipal Value Fund, Inc. is a Minnesota corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. File Nos. 333-187008 and 811-05235) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional shares of common stock of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
FORM OF SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Sub-Advisory Agreement • February 26th, 2021 • Nuveen California Municipal Value Fund Inc • Illinois
AGREEMENT effective as of the day of 20[ ], between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company ( the “Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 23rd, 2013 • Nuveen California Municipal Value Fund Inc
AGREEMENT made this 13th day of November 2007, by and between Nuveen California Municipal Value Fund, Inc. a Minnesota corporation (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • February 26th, 2021 • Nuveen California Municipal Value Fund Inc • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 16th day of October, 2020, between Nuveen California Municipal Value Fund, Inc. (the “Acquiring Fund”), a Minnesota corporation, and Nuveen California Municipal Value Fund 2 (the “Target Fund”), a Massachusetts business trust. The Acquiring Fund and Target Fund may be referred to herein each as a “Fund” and, collectively, as the “Funds.”
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Municipal Value Fund, Inc. 811-05235 We hereby incorporate by reference a new Advisory Agreement filed as Exhibit 99G.1 and a new Sub- Advisory Agreement...Nuveen California Municipal Value Fund Inc • April 29th, 2015
We hereby incorporate by reference a new Advisory Agreement filed as Exhibit 99G.1 and a new Sub- Advisory Agreement filed as Exhibit 99G.2 to Conformed Submission Type 486BPOS, accession number 0001193125-14-363348, on October 3, 2014.
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreements • August 24th, 2020 • Nuveen California Municipal Value Fund Inc
Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2020.
Form N-SAR, Sub-Item 77Q1(e) Copies of any new or amended investment advisory contract Nuveen California Municipal Value Fund, Inc. 33-15880, 811-05235 We hereby incorporate by reference the form of the new Investment Management Agreement filed in...Nuveen California Municipal Value Fund Inc • October 27th, 2005
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on June 20, 2005, under Conformed Submission Type DEF 14A, accession number 0000950137-05-007522.
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND, INC. Chicago, Illinois 60606Nuveen California Municipal Value Fund Inc • December 2nd, 2016
Nuveen California Municipal Value Fund, Inc. is a Minnesota corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333- 213468 and 811-05235) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional shares of common stock of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 3rd, 2014 • Nuveen California Municipal Value Fund Inc
AGREEMENT made this 1st day of October 2014, by and between Nuveen California Municipal Value Fund, Inc. a Minnesota corporation (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Municipal Value Fund, Inc. 33-15880, 811-05235 We hereby incorporate by reference the form of the new Investment Management Agreement and new Sub-advisory...Nuveen California Municipal Value Fund Inc • April 29th, 2008
We hereby incorporate by reference the form of the new Investment Management Agreement and new Sub-advisory Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07- 012831.
FORM OF INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2021 • Nuveen California Municipal Value Fund Inc • Illinois
AGREEMENT made this day of 20[ ], by and between Nuveen California Municipal Value Fund, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • October 3rd, 2014 • Nuveen California Municipal Value Fund Inc • Illinois
THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Municipal Value Fund, Inc. 333-15880, 811-05235 We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to Conformed...Nuveen California Municipal Value Fund Inc • May 2nd, 2011
We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11-081798, on March 30, 2011.
