AMERIPRISE FINANCIAL, INC. 7.518% JUNIOR SUBORDINATED NOTES DUE 2066 UNDERWRITING AGREEMENTUnderwriting Agreement • May 26th, 2006 • Ameriprise Financial Inc • New York
ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANYStock Purchase and Sale Agreement • March 30th, 2006 • Ameriprise Financial Inc • Delaware
AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), for whom Citigroup Global Markets Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC are acting as representatives (the “Representatives” or “you”), an aggregate of $600,000,000 principal amount of its 5.700% Senior Notes due 2028 (the “Notes”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Associat
CREDIT AGREEMENT DATED AS OF SEPTEMBER 30, 2005 AMONG AMERIPRISE FINANCIAL, INC., as Borrower, THE LENDERS LISTED HEREIN, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, CITIBANK, N.A., as Syndication Agent and BANK OF...Credit Agreement • February 24th, 2010 • Ameriprise Financial Inc • Investment advice • New York
Facility Assigned Aggregate Amount of Commitment/Loans for all Lenders Amount of Commitment/Loans Assigned Percentage Assigned of Commitment/Loans(2)
AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 9th, 2023 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), for whom Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”), an aggregate of $750,000,000 principal amount of its 5.150% Senior Notes due 2033 (the “Notes”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Association), as
FORM OF PREFERRED SECURITIES GUARANTEE AGREEMENT AMERIPRISE CAPITAL TRUST [ ] DATED AS OFPreferred Securities Guarantee Agreement • May 5th, 2006 • Ameriprise Financial Inc • New York
This GUARANTEE AGREEMENT (the “Preferred Securities Guarantee”), dated as of , is executed and delivered by Ameriprise Financial, Inc., a Delaware corporation (the “Guarantor”), and U.S. Bank National Association, as trustee (the “Preferred Guarantee Trustee”), for the benefit of the Holders (as defined herein) from time to time of the Preferred Securities (as defined herein) of Ameriprise Capital Trust [ ], a Delaware statutory trust (the “Issuer”).
Joint Filing Agreement And Power of Attorney The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 10, 2010 in connection with their beneficial ownership of ProShares Ultra Consumer Services....Joint Filing Agreement • November 10th, 2010 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 10, 2010 in connection with their beneficial ownership of ProShares Ultra Consumer Services. Each of the undersigned authorizes and appoints each of Wade M. Voigt, Paul B. Goucher, Scott R. Plummer, Eric T. Brandt, Amy Johnson, attorney-in-fact and agent, with full power of substitution and resubstitution, for in name and stead, to sign and file with the US Securities and Exchange Commission (the "SEC") the Schedule 13G to which this Exhibit is attached or further amendments thereto, and any and all applications or other documents to be filed with the SEC pertaining thereto, including, but not limited to, such applications as may be necessary to file electronically with the SEC, with full power and authority to do and perform all acts and things requisite and necessary to be done in connection therewith.
FORM OF SEPARATION AND DISTRIBUTION AGREEMENT by and between AMERICAN EXPRESS COMPANY and AMERIPRISE FINANCIAL, INC. Dated as of August 24, 2005Separation and Distribution Agreement • August 30th, 2005 • Ameriprise Financial Inc • New York
This SEPARATION AND DISTRIBUTION AGREEMENT (this "Agreement"), dated as of August 24, 2005, by and between American Express Company, a New York corporation ("AXP"), and Ameriprise Financial, Inc., a Delaware corporation and a wholly owned subsidiary of AXP ("Ameriprise", and, together with AXP, each, a "Party" and collectively, the "Parties").
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 11th, 2011 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 11, 2011 in connection with their beneficial ownership of Harris Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
AMERIPRISE FINANCIAL, INC.Senior Note Agreement • November 9th, 2023 • Ameriprise Financial Inc • Investment advice
AMERIPRISE FINANCIAL, INC., a Delaware corporation (hereinafter called the “Company”, which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co. or registered assigns, the principal sum of [______________________ Dollars ($____________)] on December 15, 2028, and to pay interest (computed on the basis of a 360-day year comprised of twelve 30-day months) thereon from November 9, 2023, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, on each June 15 and December 15, commencing June 15, 2024, and at maturity, at the rate per annum specified in the title of this Note, until the principal hereof is paid or made available for payment. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in said Indenture, be paid to the Person in whose name this Note (or one or more Predecessor Securities) is
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • November 14th, 2024 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Altimmune, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Management Holdings Limited, TC Financing Limited, Threadneedle Asset Management Limited and Threadneedle Investment Services Limited authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing Agreement And Power of AttorneyJoint Filing Agreement and Power of Attorney • February 10th, 2011 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 10, 2011 in connection with their beneficial ownership of ProShares Ultra Industrials. Each of the undersigned authorizes and appoints each of Wade M. Voigt, Paul B. Goucher, Scott R. Plummer, Eric T. Brandt, Amy Johnson, attorney-in-fact and agent, with full power of substitution and resubstitution, for in name and stead, to sign and file with the US Securities and Exchange Commission (the “SEC”) the Schedule 13G to which this Exhibit is attached or further amendments thereto, and any and all applications or other documents to be filed with the SEC pertaining thereto, including, but not limited to, such applications as may be necessary to file electronically with the SEC, with full power and authority to do and perform all acts and things requisite and necessary to be done in connection therewith.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2020 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2020 in connection with their beneficial ownership of Synaptics Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 12th, 2021 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Plantronics Inc. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • April 11th, 2022 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated April 11, 2022 in connection with their beneficial ownership of Plantronics Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 26th, 2012 • Ameriprise Financial Inc • Investment advice • Delaware
THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 20 between Ameriprise Financial, Inc. a Delaware corporation (the “Company”), and (“Indemnitee”).
TRANSITION SERVICES AGREEMENTTransition Services Agreement • October 4th, 2005 • Ameriprise Financial Inc • New York
This TRANSITION SERVICES AGREEMENT (this "Agreement") is entered into this 30th day of September, 2005, by and between American Express Company, a New York corporation ("AXP"), and Ameriprise Financial, Inc., a Delaware corporation ("Ameriprise," and, together with AXP, each a "Party" and collectively, the "Parties").
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • September 10th, 2024 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated September 10, 2024 in connection with their beneficial ownership of Outset Medical, Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 11th, 2011 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 11, 2011 in connection with their beneficial ownership of Real Goods Solar, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2024 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of Transphorm Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2023 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023 in connection with their beneficial ownership of Bloom Energy. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 11th, 2011 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 11, 2011 in connection with their beneficial ownership of Key Technology, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2018 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2018 in connection with their beneficial ownership of OOMA Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • April 12th, 2021 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated April 12, 2021 in connection with their beneficial ownership of Bloom Energy Corporation. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2012 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2012 in connection with their beneficial ownership of Analogic Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 10, 2010 in connection with their beneficial ownership of Key Technology, Inc. Columbia Management...Joint Filing Agreement • November 10th, 2010 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 10, 2010 in connection with their beneficial ownership of Key Technology, Inc. Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2023 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023 in connection with their beneficial ownership of Transphorm, Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
EXECUTION COPY SECOND AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF MAY 1, 2015 AMONG AMERIPRISE FINANCIAL, INC., as Borrower, THE LENDERS LISTED HEREIN, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, BANK OF AMERICA,...Credit Agreement • May 4th, 2015 • Ameriprise Financial Inc • Investment advice • New York
TAX ALLOCATION AGREEMENT DATED AS OF SEPTEMBER 30, 2005 BY AND BETWEEN AMERICAN EXPRESS COMPANY AND AMERIPRISE FINANCIAL, INC.Tax Allocation Agreement • October 4th, 2005 • Ameriprise Financial Inc • New York
This TAX ALLOCATION AGREEMENT, dated as of this 30th day of September, 2005 (this "Agreement"), is between American Express Company, a New York corporation ("AXP"), and Ameriprise Financial, Inc., a Delaware corporation ("Ameriprise," and together with AXP, each a "Party" and collectively, the "Parties"). AXP has its executive office at American Express Tower, 3 World Financial Center, 200 Vesey Street, New York, New York 10285. Ameriprise has an executive office at 707 2nd Avenue, South, Minneapolis, Minnesota 55474.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 11th, 2011 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 11, 2011 in connection with their beneficial ownership of Mentor Graphics Corp. Each of Columbia Seligman Communications and Information Fund, Inc. and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 13th, 2012 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2012 in connection with their beneficial ownership of Global Cash Access Holdings. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 13th, 2013 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2013 in connection with their beneficial ownership of Foot Locker, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 13th, 2013 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 1013 in connection with their beneficial ownership of NCI, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 11th, 2011 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 11, 2011 in connection with their beneficial ownership of Home Federal Bancorp, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Exhibit II to Schedule 13G Joint Filing AgreementJoint Filing Agreement • February 14th, 2012 • Ameriprise Financial Inc • Investment advice
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2012 in connection with their beneficial ownership of BankFinancial Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
