Common Contracts
29 similar Underwriting Agreement contracts by Ameriprise Financial Inc, O Reilly Automotive Inc, Lorillard, Inc., others
AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), for whom Citigroup Global Markets Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC are acting as representatives (the “Representatives” or “you”), an aggregate of $600,000,000 principal amount of its 5.700% Senior Notes due 2028 (the “Notes”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Associat
AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 13th, 2022 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), for whom BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”), an aggregate of $500,000,000 principal amount of its 4.500% Senior Notes due 2032 (the “Notes”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor to U.S. Ba
CVS HEALTH CORPORATION $1,000,000,000 2.125% Senior Notes due 2031 Underwriting AgreementUnderwriting Agreement • August 11th, 2021 • CVS HEALTH Corp • Retail-drug stores and proprietary stores • New York
CVS Health Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,000,000,000 aggregate principal amount of its 2.125% Senior Notes due 2031 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC are acting as representatives (the “Representatives”). The Notes will (a) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (b) be issued pursuant to an Indenture dated as of August 15, 2006 (the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A. (formerly known as The Bank of New York Trust Company, N.A.), as trustee (the “Trustee”). This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Notes from the Company by the Underwriters.
O’Reilly Automotive, Inc. $500,000,000 4.200% Senior Notes due 2030 Underwriting AgreementUnderwriting Agreement • March 27th, 2020 • O Reilly Automotive Inc • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $500,000,000 aggregate principal amount of its 4.200% Senior Notes due 2030 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc. are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an indenture, dated as of May 20, 2019 (the “Base Indenture”), by and between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a second supplemental indenture, to be dated as of March 27, 2020 (the “Second Supplemental Indenture,” and together with the Base Indenture, the “Indenture”), by and between the Company and the Trustee. This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Notes from the Company by the Underwriters.
UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2016 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC are acting as representatives (the “REPRESENTATIVES”), an aggregate of $500,000,000 principal amount of its 2.875% Senior Notes due 2026 (the “NOTES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). This agreement (this “AGREEMENT”)
UNDERWRITING AGREEMENTUnderwriting Agreement • September 18th, 2014 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom Barclays Capital Inc., HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC are acting as representatives (the “REPRESENTATIVES”), an aggregate of $550,000,000 principal amount of its 3.700% Senior Notes due 2024 (the “NOTES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). This agreement (this “AGREEMENT”) is to co
UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2013 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC are acting as representatives (the “REPRESENTATIVES”), an aggregate of $150,000,000 principal amount of its 4.00% Senior Notes due 2023 (the “NOTES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). The Not
UNDERWRITING AGREEMENTUnderwriting Agreement • September 6th, 2013 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC are acting as representatives (the “REPRESENTATIVES”), an aggregate of $600,000,000 principal amount of its 4.00% Senior Notes due 2023 (the “NOTES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). This ag
O’Reilly Automotive, Inc. Underwriting AgreementUnderwriting Agreement • June 20th, 2013 • O Reilly Automotive Inc • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $300,000,000 aggregate principal amount of its 3.850% Senior Notes due 2023 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of June 20, 2013 (the “Indenture”), by and among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest, principal and premium, if any, on the Notes, will be guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the
O’Reilly Automotive, Inc. [—]% Senior Notes due 2023 Underwriting AgreementUnderwriting Agreement • June 17th, 2013 • O'Reilly II Aviation Corp • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $300,000,000 aggregate principal amount of its [—]% Senior Notes due 2023 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities LLC are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of June [—], 2013 (the “Indenture”), by and among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest, principal and premium, if any, on the Notes, will be guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the Gu
Lorillard Tobacco Company $500,000,000 3.750% Senior Notes due 2023 Guaranteed by Lorillard, Inc. Underwriting AgreementUnderwriting Agreement • May 20th, 2013 • Lorillard, Inc. • Cigarettes • New York
Lorillard Tobacco Company, a Delaware corporation (the “Company”), proposes to issue and sell $500,000,000 aggregate principal amount of its 3.750% Senior Notes due 2023 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., Goldman, Sachs & Co. and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to a Base Indenture dated as of June 23, 2009, as supplemented by the Fifth Supplemental Indenture (the “Fifth Supplemental Indenture”) to be dated May 20, 2013 (the Base Indenture together with the Fifth Supplemental Indenture, the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Trustee”). The Company’s obl
PVH CORP. Underwriting AgreementUnderwriting Agreement • December 7th, 2012 • PVH Corp. /De/ • Men's & boys' furnishgs, work clothg, & allied garments • New York
PVH Corp., a Delaware corporation (the “Company”), proposes to issue and sell $700.0 million aggregate principal amount of its 4.500% Senior Notes due 2022 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC and RBC Capital Markets, LLC are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof), (ii) be issued pursuant to an Indenture, dated as of December 20, 2012 (the “Indenture”), between the Company and U.S. Bank National Association, as Trustee (the “Trustee”). This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Notes from the Company by the Underwriters.
Jones Lang LaSalle Incorporated Underwriting AgreementUnderwriting Agreement • November 9th, 2012 • Jones Lang Lasalle Inc • Real estate agents & managers (for others) • New York
Jones Lang LaSalle Incorporated, a Maryland corporation (the “Company”), proposes to issue and sell $275,000,000 aggregate principal amount of its 4.400% Senior Notes due 2022 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc. and J.P. Morgan Securities LLC are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to an indenture dated as of November 9, 2012 between the Company and The Bank of New York Mellon Trust Company, as Trustee (the “Trustee”), as amended and supplemented by a supplemental indenture, dated as of November 9, 2012 (as so amended and supplemented, the “Indenture”). This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Notes from
Centene Corporation Underwriting AgreementUnderwriting Agreement • November 7th, 2012 • Centene Corp • Hospital & medical service plans • New York
Centene Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $175,000,000 aggregate principal amount of its 5.75% Senior Notes due 2017 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc. and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”). The Notes will be issued pursuant to the indenture (the “Indenture”), dated as of May 27, 2011, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Trustee”). The Company previously issued $250,000,000 aggregate principal amount of the Company’s 5.75% Senior Notes due 2017 (the “Existing Notes”) under the Indenture. The Notes constitute an offering of “Additional Notes” (as such term is defined in the Indenture) under the Indenture. Except as disclosed in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a)
Infinity Property and Casualty Corporation Underwriting AgreementUnderwriting Agreement • September 17th, 2012 • Infinity Property & Casualty Corp • Fire, marine & casualty insurance • New York
Infinity Property and Casualty Corporation, an Ohio corporation (the “Company”), proposes to issue and sell $275,000,000 aggregate principal amount of its 5.000% Senior Notes due 2022 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc. and Goldman, Sachs & Co. are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to an Indenture dated as of August 6, 2010 (as supplemented by a supplemental indenture, to be dated as of September 17, 2012, the “Indenture”) between the Company and U.S. Bank National Association, as Trustee (the “Trustee”). This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Notes from the Company by the Underwriters.
O’Reilly Automotive, Inc. Underwriting AgreementUnderwriting Agreement • August 21st, 2012 • O Reilly Automotive Inc • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $300,000,000 aggregate principal amount of its 3.800% Senior Notes due 2022 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc. are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of August 21, 2012 (the “Indenture”) among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest, principal and premium, if any, on the Notes, will be guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the Guarantees, unless the cont
Lorillard Tobacco Company $500,000,000 2.300% Senior Notes due 2017 Guaranteed by Lorillard, Inc. Underwriting AgreementUnderwriting Agreement • August 21st, 2012 • Lorillard, Inc. • Cigarettes • New York
Lorillard Tobacco Company, a Delaware corporation (the “Company”), proposes to issue and sell $500,000,000 aggregate principal amount of its 2.300% Senior Notes due 2017 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., J.P. Morgan Securities LLC and RBS Securities Inc. are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to a Base Indenture dated as of June 23, 2009, as supplemented by the Fourth Supplemental Indenture (the “Fourth Supplemental Indenture”) to be dated August 21, 2012 (the Base Indenture together with the Fourth Supplemental Indenture, the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Trustee”). The Company’s
O’Reilly Automotive, Inc. Underwriting AgreementUnderwriting Agreement • September 19th, 2011 • O Reilly Automotive Inc • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $300,000,000 aggregate principal amount of its 4.625% Senior Notes due 2021 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of September 19, 2011 (the “Indenture”) among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest on the Notes, will be irrevocably and unconditionally guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the Guar
O’Reilly Automotive, Inc. [•]% Senior Notes due [•] Underwriting AgreementUnderwriting Agreement • September 14th, 2011 • OC Holding Company, LLC • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $[•],000,000 aggregate principal amount of its [•]% Senior Notes due 2021 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of September [•], 2011 (the “Indenture”) among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest on the Notes, will be irrevocably and unconditionally guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the Guara
O’Reilly Automotive, Inc. Underwriting AgreementUnderwriting Agreement • January 14th, 2011 • O Reilly Automotive Inc • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $500,000,000 aggregate principal amount of its 4.875% Senior Notes due 2021 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of January 14, 2011 (the “Indenture”) among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest on the Notes, will be irrevocably and unconditionally guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the Guarantees,
O’Reilly Automotive, Inc. [—]% Senior Notes due 2021 Underwriting AgreementUnderwriting Agreement • January 11th, 2011 • OC Holding Company, LLC • Retail-auto & home supply stores • New York
O’Reilly Automotive, Inc., a Missouri corporation (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell $[—] aggregate principal amount of its [—]% Senior Notes due 2021 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which [Lead Bank(s)] are acting as representatives (the “Representatives”). The Notes will be issued pursuant to an Indenture dated as of January [—], 2011 (the “Indenture”) among the Company, the Guarantors (as defined below) and UMB Bank, N.A., as Trustee (the “Trustee”). The Company’s obligations under the Notes, including the due and punctual payment of interest on the Notes, will be irrevocably and unconditionally guaranteed on an unsecured senior basis (the “Guarantees”) by the guarantors listed in Schedule IV hereto (collectively, the “Guarantors”). As used herein, the term “Notes” shall include the Guarantees, unless the context otherwise requires. This agreement (this “Agreement
PHILLIPS-VAN HEUSEN CORPORATION Underwriting AgreementUnderwriting Agreement • April 26th, 2010 • Phillips Van Heusen Corp /De/ • Men's & boys' furnishgs, work clothg, & allied garments • New York
Phillips-Van Heusen Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $600.0 million aggregate principal amount of its 7.375% Senior Notes due 2020 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., Deutsche Bank Securities Inc., Banc of America Securities LLC, Credit Suisse Securities (USA) LLC and RBC Capital Markets Corporation, the investment banking division of Royal Bank of Canada, are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof), (ii) be issued pursuant to an Indenture, dated as of May 6, 2010 (the “Indenture”), between the Company and U.S. Bank National Association, as Trustee (the “Trustee”). This agreement (this “Agreement”) is to confirm the agreement concerning the
UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2010 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom Goldman, Sachs & Co., Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. Incorporated are acting as representatives (the “REPRESENTATIVES”), an aggregate of $750,000,000 principal amount of its 5.30% Senior Notes due 2020 (the “NOTES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). This agreement (this “AGREEME
Rowan Companies, Inc.Underwriting Agreement • July 21st, 2009 • Rowan Companies Inc • Drilling oil & gas wells • New York
Rowan Companies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell $500,000,000 aggregate principal amount of its 7.875% Senior Notes due 2019 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc. and Goldman, Sachs & Co. are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions that are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to an Indenture to be dated as of July 21, 2009 (the “Base Indenture”) between the Company and U.S. Bank National Association, as Trustee (the “Trustee”), as amended and supplemented by the First Supplemental Indenture thereto to be dated as of July 21, 2009 (the “Supplemental Indenture”) between the Company and the Trustee (such Base Indenture, as so amended and supplemented by the Supplemental
Lorillard Tobacco Company Guaranteed by Lorillard, Inc. Underwriting AgreementUnderwriting Agreement • June 23rd, 2009 • Lorillard, Inc. • Cigarettes • New York
Lorillard Tobacco Company, a Delaware corporation (the “Company”), proposes to issue and sell $750,000,000 aggregate principal amount of its 8.125% Senior Notes due 2019 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc. is acting as representative (the “Representative”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to a Base Indenture to be dated June 23, 2009, as supplemented by the First Supplemental Indenture to be dated June 23, 2009 (together, the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Trustee”). The Company’s obligation under the Notes will be fully and unconditionally guaranteed on a senior unsecured basis (the “Guarantee”) by its parent company, Lorillard, I
AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 8th, 2009 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes to issue and sell $300,000,000 principal amount of its 7.30% Senior Notes due 2019 (the “NOTES”) to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom J.P. Morgan Securities Inc. and UBS Securities LLC are acting as representatives (the “REPRESENTATIVES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). This agreement (this “AGREEMENT”) is to confirm the agreement concerning the purchase of the Notes from the Company by the Underwriters.
AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 29th, 2009 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes to issue and sell $200,000,000 principal amount of its 7.75% Senior Notes due 2039 (the “FIRM NOTES”), and, at the election of the Underwriters, up to an additional $30,000,000 principal amount of the Notes (the “OPTIONAL NOTES”) to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom Banc of America Securities LLC, Citigroup Global Markets Inc., UBS Securities LLC and Wachovia Capital Markets, LLC are acting as representatives (the “REPRESENTATIVES”). The Firm Notes and the Optional Notes are herein referred to as the “NOTES”. The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date o
Staples, Inc. $500,000,000 7.750% Senior Notes due 2011 Underwriting AgreementUnderwriting Agreement • March 26th, 2009 • Staples Inc • Retail-miscellaneous shopping goods stores • New York
Staples, Inc., a Delaware corporation (the “Company”), proposes to issue and sell $500,000,000 aggregate principal amount of its 7.750% Senior Notes due 2011 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., Banc of America Securities LLC and HSBC Securities (USA) Inc. are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to an Indenture dated as of January 15, 2009 (the “Indenture”) between the Company, the Subsidiary Guarantors (defined below) and HSBC Bank USA, National Association, as Trustee (the “Trustee”). The Company’s obligations under the Notes and the Indenture will be unconditionally guaranteed (the “Guarantee”) on an unsecured unsubordinated basis by Staples the Office
The Colonial BancGroup, Inc. Underwriting AgreementUnderwriting Agreement • March 5th, 2008 • Colonial Bancgroup Inc • State commercial banks • New York
The Colonial BancGroup, Inc., a Delaware corporation (the “Company”), proposes to issue and sell $250,000,000 aggregate principal amount of its 8.875% Subordinated Notes due 2038 (the “Notes”) to the several underwriters named on Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc., Lehman Brothers Inc., Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital Markets, LLC are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to a Subordinated Indenture dated as of March 1, 2008 (the “Indenture”) between the Company and The Bank of New York Trust Company, N.A., as Trustee (the “Trustee”). This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Notes from the Company by the U
