EXHIBIT 10.31 EMPLOYMENT AGREEMENTEmployment Agreement • March 28th, 1997 • Pimco Advisors L P / • Investment advice • California
AGREEMENT --------- NOW, THEREFORE, in consideration of the foregoing, the mutual covenants and conditions contained herein, and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties agree as...Employment Agreement • March 28th, 1997 • Pimco Advisors L P / • Investment advice • California
NOTE AGREEMENTNote Agreement • November 20th, 1997 • Pimco Advisors L P / • Investment advice • New York
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER Dated as of February 13, 1997Merger Agreement • February 18th, 1997 • Pimco Advisors L P / • Investment advice • New York
Section 4.16 Investment Companies, Managed Account Clients, Distributors, Etc. 30 Section 4.17 No Material Adverse Effect....................................... 31 Section 4.18 Bringdown........................................................ 31...Agreement and Plan of Merger • July 23rd, 1997 • Pimco Advisors L P / • Investment advice • New York
EXHIBIT 99.1 Agreement to Furnish Exhibits and Schedules The Registrant agrees to furnish to the Commission upon request copies of all exhibits and schedules to the Amended and Restated Agreement and Plan of Merger dated as of July 22, 1997 by and...Agreement to Furnish Exhibits and Schedules • July 23rd, 1997 • Pimco Advisors L P / • Investment advice
The Registrant agrees to furnish to the Commission upon request copies of all exhibits and schedules to the Amended and Restated Agreement and Plan of Merger dated as of July 22, 1997 by and among Oppenheimer Group, Inc., Oppenheimer Financial Corp., the Seller Trust under Declaration of Trust dated July 22, 1997, the Indemnity Trust under Declaration of Trust dated July 22, 1997, PIMCO Advisors L.P., PIMCO Advisors Inc., PAI Transitory Corp. and Thomson Advisory Group Inc.
1 EXHIBIT 10.5 CONTRIBUTION AGREEMENT CONTRIBUTION AGREEMENT ("Agreement"), dated as of November 4, 1997, by and among Oppenheimer Group, Inc., a Delaware corporation ("Opgroup"), Oppenheimer Financial Corp., a Delaware corporation ("Opfin"), PIMCO...Contribution Agreement • November 20th, 1997 • Pimco Advisors L P / • Investment advice • Delaware
EXCHANGE RIGHTExchange Right • November 20th, 1997 • Pimco Advisors L P / • Investment advice • Delaware
1 EXHIBIT 10.7 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made effective as of November 4, 1997 by and among PIMCO Advisors L.P., a Delaware limited partnership (the "Partnership "), and each of the parties...Registration Rights Agreement • November 20th, 1997 • Pimco Advisors L P / • Investment advice • Delaware
PUT RIGHTPut Right • November 20th, 1997 • Pimco Advisors L P / • Investment advice • Delaware
1 EXHIBIT 10.1 AGREEMENT AND PLAN OF MERGER DATED AS OF NOVEMBER 4, 1997Merger Agreement • November 20th, 1997 • Pimco Advisors L P / • Investment advice • New York
