DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • September 18th, 2020 • Nuveen Municipal Income Fund Inc • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Municipal Income Fund, Inc., a Minnesota corporation (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
NUVEEN MUNICIPAL INCOME FUND, INC. Chicago, Illinois 60606Distribution Agreement • May 16th, 2017 • Nuveen Municipal Income Fund Inc
Nuveen Municipal Income Fund, Inc. is a Minnesota corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-211435 and 811-05488) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional shares of common stock of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
Sub-Item 77Q1(e) NUVEEN MUNICIPAL INCOME FUND, INC. 811-5488 In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000. NUVEEN MUNICIPAL INCOME FUND, INC....Investment Management Agreement • June 28th, 2001 • Nuveen Municipal Income Fund Inc
In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000.
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Transfer Agency and Service Agreement • March 8th, 2019 • Nuveen Municipal Income Fund Inc • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • May 18th, 2016 • Nuveen Municipal Income Fund Inc • Illinois
THIS AGREEMENT is made as of the 31st day of December, 2010, between Nuveen Fund Advisors, Inc., a Delaware corporation (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser” and with the Adviser, a “Party” or “Parties”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 18th, 2016 • Nuveen Municipal Income Fund Inc
AGREEMENT made this 1st day of October 2014, by and between Nuveen Municipal Income Fund, Inc., a Minnesota corporation (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
NUVEEN MUNICIPAL INCOME FUND, INC. Chicago, Illinois 60606Distribution Agreement • September 18th, 2020 • Nuveen Municipal Income Fund Inc
Nuveen Municipal Income Fund, Inc. is a Minnesota corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-237289 and 811-05488) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional shares of common stock of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • May 16th, 2017 • Nuveen Municipal Income Fund Inc • Illinois
THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
NUVEEN CLOSED-END FUNDS LISTED ON APPENDIX A RENEWAL and AMENDMENT OF MANAGEMENT AGREEMENTSManagement Agreement • May 16th, 2017 • Nuveen Municipal Income Fund Inc
Agreement made as of this 27th day of July 2016, by and between the Nuveen Closed-End Funds listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2016.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Municipal Income Fund, Inc. 811-05488 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to...Sub-Advisory Agreement • June 29th, 2011 • Nuveen Municipal Income Fund Inc
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Municipal Income Fund, Inc. 33-20468, 811-05488 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the...Investment Management Agreement • December 31st, 2007 • Nuveen Municipal Income Fund Inc
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07-012858.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Municipal Income Fund, Inc. 811-05488 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was...Investment Advisory Agreement • December 31st, 2014 • Nuveen Municipal Income Fund Inc
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix L and Appendix M, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-236561, on June 16, 2014.
CONTINUANCE OF MANAGEMENT AGREEMENTSInvestment Management Agreement • March 19th, 2020 • Nuveen Municipal Income Fund Inc
Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreement • September 18th, 2020 • Nuveen Municipal Income Fund Inc
Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2020.
Third Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • September 18th, 2020 • Nuveen Municipal Income Fund Inc
This Third Amendment (“Amendment”), effective as of May 11, 2020 (“Effective Date”), ls to the Transfer Agency and Service Agreement (the “Agreement”, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a “Fund”, and Computershare Inc. (“Computershare’’) and Computershare Trust Company, N.A. (“Trust Company”, and together with Computershare, “Transfer Agent’’). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 18th, 2020 • Nuveen Municipal Income Fund Inc
This Second Amendment (“Amendment”) ls entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) {each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
