First Montauk Financial Corp Sample Contracts
RECITALSVoting Agreement • May 9th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Delaware
Standard Contracts
NUMBER ------------------ FMW ------------------Warrant Agreement • June 26th, 1997 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
Exhibit 2.01 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this "Amendment"), dated as of September 25, 2006, by and among FMFG OWNERSHIP, INC., a Delaware corporation ("Parent"), FMFG...Agreement and Plan of Merger • September 28th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
SECURITY AGREEMENT THIS SECURITY AGREEMENT (this "Agreement") made as of this 1st day of February, 2001 between Fiserv Securities, Inc., (the "Secured Party"), with offices at One Commerce Square, 2005 Market Street, Philadelphia, PA 19103-3212 and...Security Agreement • April 13th, 2001 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Pennsylvania
Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT made as of the 9th day of May, 2007 by and between Victor K. Kurylak, residing at 26 Meadow Lane, Lebanon, New Jersey 08833 (hereinafter referred to...Employment Agreement • May 11th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
June 14, 2007 Mr. Edward H. Okun Investment Properties of America, LLC IPofA Water View, LLC FMFG OWNERSHIP, INC. FMFG OWNERSHIP II, INC. FMFG ACQUISITIONCO, INC. 10800 Midlothian Turnpike, Suite 309 Richmond, Virginia 23235 Dear Mr. Okun: The...Investment Agreement • June 15th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT \ THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT ("Agreement") dated as of the 13th day of November 2008 (the "Effective Date"), by and between First Montauk Financial Corp., a New Jersey...Employment Agreement • November 19th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
WARRANTWarrant Agreement • May 9th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Illinois
amongMerger Agreement • May 9th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • August 14th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
ARTICLE INote Purchase Agreement • December 13th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.1 FIRST MONTAUK FINANCIAL CORP. STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this "Agreement") is made and entered into as of October 20, 2008 by and between FMFG OWNERSHIP INC. BY GERARD A. McHALE, JR., AS CHAPTER 11...Stock Repurchase Agreement • November 19th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New York
FIRST AMENDMENT TO LEASE, made this 3rd day of March, 1998, by and between RIVER OFFICE EQUITIES, a New Jersey Partnership, having an address at Parkway 109 Office Center, 328 Newman Springs Road, Red Bank, New Jersey 07701 (hereinafter referred to as...Lease Agreement • April 16th, 1998 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
EMPLOYMENT AGREEMENT AGREEMENT effective as of January 25, 1999 by and between FIRST MONTAUK SECURITIES CORP., a New Jersey corporation with executive offices at Parkway 109 Office Center, 328 Newman Springs Road 07701-5698 (hereinafter referred to as...Employment Agreement • April 15th, 1999 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
CLEARING AGREEMENT This Agreement is made as of this 8th day of May, 2000, between Fiserv Securities, Inc. (hereinafter referred to as the "Clearing Agent") and First Montauk Securities Corp. (hereinafter referred to as the "Introducing Firm"). In...Clearing Agreement • April 13th, 2001 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
RECITALSAsset Purchase Agreement • July 14th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Illinois
AMENDED AND RESTATED FINANCIAL AGREEMENT This Amended Financial Agreement made as of this 1st day of February, 2001 between Fiserv Securities, Inc., ("Clearing Agent"), with offices at One Commerce Square, 2005 Market Street, Philadelphia, PA...Financial Agreement • April 13th, 2001 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
WITNESSETHLease Agreement • September 26th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
WITNESSETH:Escrow Deposit Agreement • May 9th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.1 SEPARATION AGREEMENT This Separation Agreement ("Agreement") dated as of February 1, 2006 between FIRST MONTAUK FINANCIAL CORP., its subsidiaries, affiliates, divisions, successors and assigns, their respective past and present officers,...Separation Agreement • February 1st, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
FINANCIAL AGREEMENT This Agreement made this 8th day of May, 2000 between Fiserv Securities, Inc., ("Clearing Agent"), with offices at One Commerce Square, 2005 Market Street, Philadelphia, PA 19103-3212 and First Montauk Securities Corp....Financial Agreement • April 13th, 2001 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
Exhibit 4.1 RIGHTS AGREEMENT Dated as of August 8, 2007Rights Agreement • August 9th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New York
as "Tenant" PREMISES: Parkway 109 Office Center Newman Springs Road Borough of Middletown Monmouth County, New Jersey DATED: March 5, 1997 PREPARED BY: H. HARDING BROWN, ESQ. (NN\DUBROW\MONTAUK.210) (LEASE.AGR) (File No. 11684-210) (2-4-97)(HHB:nn)...Office Lease Agreement • May 7th, 1997 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
WARRANT AGREEMENT dated as of __________, 1997 between First Montauk Financial Corp., a New Jersey corporation, having its principal place of business at Parkway 109 Office Center, 328 Newman Springs Road, Red Bank, New Jersey 07701 (the "Company")...Warrant Agreement • November 24th, 1997 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
Exhibit 10.2 FIRST AMENDMENT TO RIGHTS AGREEMENT This FIRST AMENDMENT ("First Amendment") is made and entered into as of the 7th day of December, 2007, by and between First Montauk Financial Corp., a New Jersey corporation (the "Company"), and...Rights Agreement • December 13th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
BY AND AMONG FIRST MONTAUK FINANCIAL CORP., OLY ACQUISITION CORP. AND OLYMPIC CASCADE FINANCIAL CORPORATIONAgreement and Plan of Merger • June 28th, 2005 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.31 CONSULTING AGREEMENT This agreement (this "Agreement") is made this 19th day of January, 2007 (the "Effective Date") and when executed by the parties, will constitute an agreement between FIRST MONTAUK FINANCIAL CORP. with its principal...Consulting Agreement • May 4th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
WARRANT AGREEMENT dated as of __________, 1997 between First Montauk Financial Corp., a New Jersey corporation, having its principal place of business at Parkway 109 Office Center, 328 Newman Springs Road, Red Bank, New Jersey 07701 (the "Company")...Warrant Agreement • June 26th, 1997 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
AMENDMENT TO NOTE PURCHASE AGREEMENTNote Purchase Agreement • March 31st, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
This AMENDMENT TO NOTE PURCHASE AGREEMENT (this "Amendment") is made as of this 17th day of December, 2007 by and between First Montauk Financial Corp., a New Jersey corporation (the "Company"), and AEFC FMFK Investment Corp., a Delaware corporation ("Purchaser"). The parties agree as follows:
RECITALSStock Pledge Agreement • May 9th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.32 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") dated as of the 24th day of January 2007 (the "Effective Date"), by and between First Montauk Securities Corp., a New York corporation and registered securities broker/dealer,...Employment Agreement • May 4th, 2007 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
Exhibit 10.1 TERMINATION OF CLEARING AGREEMENT This Termination Agreement is made and entered into effective as of the 21st day of April, 2005 by and among First Montauk Securities Corp., a New York corporation with offices at Parkway 109 Office...Termination Agreement • April 27th, 2005 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
Exhibit 10.33 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") dated as of the 8th day of February 2005 (the "Effective Date"), by and between First Montauk Financial Corp., a New Jersey corporation with its principal address at Parkway...Employment Agreement • March 31st, 2005 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New Jersey
Exhibit 10.2 TERMINATION OF FINANCIAL AGREEMENT AND SECURITY AGREEMENT This Termination Agreement is made and entered into effective as of the 21st day of April, 2005 by and among First Montauk Securities Corp., a New York corporation with offices at...Termination Agreement • April 27th, 2005 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
EXHIBIT 99.7 SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (the "Agreement") is made and entered into as of ______ , 1997, by and between FIRST MONTAUK FINANCIAL CORP., a New Jersey corporation (the "Company"), and NORTH AMERICAN...Subscription Agent Agreement • November 24th, 1997 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • New York
