1- Exhibit (G) Under Form N-1A Exhibit (10) Under Item 601/Reg S-K Amendment to Custodian Contract between Hibernia Funds and Hibernia National BankCustodian Contract • October 31st, 2001 • Hibernia Funds
Exhibit 15(iv) under Form N-1A Exhibit 1 under Item 601/Reg. S-K SHAREHOLDER SERVICES AGREEMENT This Agreement, dated October 1, 1996, is made between the Financial Institution executing this Agreement ("Provider") and Federated Shareholder Services...Shareholder Services Agreement • October 22nd, 1997 • Tower Mutual Funds • Pennsylvania
AGREEMENT for TRANSFER AGENCY SERVICESTransfer Agency Services Agreement • October 29th, 2004 • Hibernia Funds • Pennsylvania
HIBERNIA FUNDSInvestment Advisory Contract • October 28th, 2005 • Hibernia Funds
Hibernia Funds Distributor's Contract Exhibit e(vii) under Form N-1A Exhibit 1 under Item 601/Reg. S-K DISTRIBUTOR'S CONTRACT This contract is made this 30th day of December, 2002, by and between Edgewood Services, Inc. ("Edgewood"), a New York...Distributor's Contract • December 31st, 2003 • Hibernia Funds • Pennsylvania
Exhibit 15(ii) under Form N-1A Exhibit 1 under Item 601/Reg. S-K FORM OFRule 12b-1 Agreement • March 25th, 1998 • Tower Mutual Funds • Pennsylvania
Amendment to Sub-Transfer Agency Agreement between Hibernia Funds and Federated Services Company and Retirement Plan Service Company of AmericaSub-Transfer Agency Agreement • October 31st, 2001 • Hibernia Funds
Exhibit (h)iii under Form N-1A Exhibit (10) under Item 601/Reg. S-K Amendment #2 to EXHIBIT 1 to the Agreement for Fund Accounting Services, Administrative Services and Transfer Agency ServicesAgreement for Fund Accounting Services, Administrative Services and Transfer Agency Services • December 31st, 2003 • Hibernia Funds
MUTUAL FUNDS SALES AND SERVICE AGREEMENTMutual Funds Sales and Service Agreement • October 27th, 1998 • Hibernia Funds • Pennsylvania
MASTER SERVICES AGREEMENTMaster Services Agreement • December 29th, 2006 • Capital One Funds • New York
This Master Services Agreement (“Agreement”) is made as of October 18, 2006, (the “Effective Date”) between BISYS Fund Services Ohio, Inc. (“BISYS”), an Ohio corporation having a place of business at 3435 Stelzer Road, Columbus, Ohio 43219 and Capital One Funds (the “Company”) a Massachusetts business trust, having a place of business at 3435 Stelzer Road, Columbus Ohio 43219. This Agreement will become effective as of the date that the Funds, as defined below, are converted to BISYS’ service platform, which date is expected to be November 11, 2006 unless otherwise mutually agreed by the parties.
DEALER AGREEMENTDealer Agreement • December 29th, 2006 • Capital One Funds • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, BISYS Fund Services Limited Partnership (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
Exhibit h(viii) under Form N-1A Exhibit (10) under Item 601/Reg. S-K Amendment #1 to Agreement for Transfer Agency Services between Hibernia Funds And Boston Financial Data Services, Inc.Agreement for Transfer Agency Services • December 19th, 2005 • Hibernia Funds
Exhibit h(vi) under Form N-1A Exhibit (10) under Item 601/Reg. S-K Amendment #5 to Agreement for Fund Accounting Services and Administrative Services between Federated Services Company and Hibernia FundsAgreement for Fund Accounting Services and Administrative Services • December 19th, 2005 • Hibernia Funds
Exhibit (e) under Form N-1A Exhibit (1) under Item 601/Reg S-K Amendment to Administrative Support and Distributor's Contract between Hibernia Funds and Federated Securities Corp.Administrative Support and Distributor's Contract • October 31st, 2001 • Hibernia Funds
Exhibit h(iv) under Form N-1A Exhibit (10) under Item 601/Reg. S-K Amendment #3 to Agreement for Fund Accounting Services, Administrative Services and Transfer Agency Services This Amendment #3 to the Agreement for Fund Accounting Services,...Agreement for Fund Accounting Services, Administrative Services and Transfer Agency Services • October 29th, 2004 • Hibernia Funds
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • December 14th, 2007 • Capital One Funds
This Amendment (the “Amendment”), dated as of October 18, 2006, amends the Master Services Agreement dated as of October 18, 2006 (as amended to date, the “Agreement”) between Capital One Funds (the “Company”), and BISYS Fund Services Ohio, Inc. (“BISYS”). This Amendment will become effective as of the date that the Funds, as defined below, are converted to BISYS’ service platform, which date is expected to be November 11, 2006 unless otherwise mutually agreed by the parties.
COMPLIANCE SERVICES AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • December 29th, 2006 • Capital One Funds
This Amendment (the “Amendment”) is made as of October 18, 2006 between Capital One Funds (the “Company”), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and BISYS Fund Services Ohio, Inc. (“BISYS”), an Ohio corporation having a place of business at 3435 Stelzer Road, Columbus, Ohio 43219. This Amendment will become effective as of the date that the Funds, as defined in the Agreement referred to below, are converted to BISYS’ service platform, which date is expected to be November 11, 2006 unless otherwise mutually agreed by the parties.
SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • December 29th, 2006 • Capital One Funds • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, BISYS Fund Services Limited Partnership (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2006 • Capital One Funds • New York
AGREEMENT made as of October 18, 2006 between Capital One Funds (the “Company”), having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and BISYS Fund Services Limited Partnership (“Distributor”), having an office at 100 Summer Street, Boston, Massachusetts 02110. This Agreement will become effective as of the date that the Funds, as defined below, are converted to Distributor’s service platform, which date is expected to be November 11, 2006 unless otherwise mutually agreed by the parties.
Exhibit 77 Q1 Amendment to Investment Advisory Contract between Hibernia Funds and Hibernia Asset Management, LLC This Amendment to the Investment Advisory Contract ("Agreement") dated October 14, 1988, between Hibernia Funds ("Fund") and Hibernia...Investment Advisory Contract • February 27th, 2006 • Hibernia Funds
AGREEMENT for FUND ACCOUNTING SERVICES, ADMINISTRATIVE SERVICES and TRANSFER AGENCY SERVICESFund Accounting Services, Administrative Services and Transfer Agency Services • October 29th, 1999 • Hibernia Funds • Pennsylvania
EXHIBIT 1 TO THE AGREEMENT FOR FUND ACCOUNTING, SHAREHOLDER RECORDKEEPING, AND CUSTODY SERVICES PROCUREMENT FUND Tower Capital Appreciation Fund Class A Shares Class B Shares Tower Cash Reserve Fund Class A Shares Class B Shares Tower Louisiana...Fund Accounting, Shareholder Recordkeeping, and Custody Services Procurement Agreement • March 25th, 1998 • Tower Mutual Funds
Tower Capital Appreciation Fund Class A Shares Class B Shares Tower Cash Reserve Fund Class A Shares Class B Shares Tower Louisiana Municipal Income Fund Tower Mid-Cap Equity Fund Class A Shares Class B Shares Tower Total Return Bond Fund Tower U.S. Government Income Fund Tower U.S. Treasury Money Market Fund
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • December 14th, 2007 • Capital One Funds
AMENDMENT made as of the 17 day of October, 2007, between CAPITAL ONE FUNDS, a Massachusetts business trust (the “Trust”) and CITI FUND SERVICES OHIO, INC., an Ohio corporation, formerly known as BISYS Fund Services Ohio, Inc. (“Citi”), to that certain Master Services Agreement, dated October 18, 2006, between the Trust and Citi (as amended and as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
DISTRIBUTION AGREEMENTDistribution Agreement • December 14th, 2007 • Capital One Funds • New York
AGREEMENT made as of August 1, 2007 between Capital One Funds (the “Company”), having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and Foreside Distribution Services, L.P. (“Distributor”), having an office at 100 Summer Street, Boston, Massachusetts 02110.
