ADMINISTRATIVE SERVICES AGREEMENT This Administrative Services Agreement is made as of this __th day of _____ 1995 between First Union Funds, a Massachusetts business trust (herein called the "Trust"), and Evergreen Asset Management Corp., a New York...Administrative Services Agreement • September 29th, 1995 • Evergreen Global Real Estate Equity Trust • New York
DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of December, 2001, by and among Alpine Equity Trust, a Delaware business trust (the "Trust"), Alpine Management & Research, L.L.C. (the "Adviser") and Quasar...Distribution Agreement • February 28th, 2003 • Alpine Equity Trust • Wisconsin
ALPINE EQUITY TRUST 3435 Stelzer Road Columbus, Ohio 43219Expense Limitation Agreement • February 1st, 2000 • Alpine Equity Trust
ARTICLE I DEFINITIONSCustody Agreement • February 28th, 2003 • Alpine Equity Trust • Ohio
EXHIBIT 1 FORM OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 29th, 1998 • Evergreen Global Equity Trust /Ny
AMENDMENT TOTransfer Agency Agreement • January 29th, 2002 • Alpine Equity Trust • Ohio
1 EXHIBIT 9(C) FUND ACCOUNTING AGREEMENT AGREEMENT made this 27th day of April, 1998, between ALPINE EQUITY TRUST (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and...Fund Accounting Agreement • October 23rd, 1998 • Alpine Equity Trust • Ohio
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 29th, 2010 • Alpine Equity Trust • Massachusetts
This Agreement is made as of November 18, 2010 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as (a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of December, 2001, by and between Alpine Equity Trust, a business trust organized under the laws of the State of Massachusetts (the "Trust") and Firstar...Fund Accounting Servicing Agreement • February 28th, 2003 • Alpine Equity Trust • Wisconsin
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of December, 2001, by and between Alpine Equity Trust, a business trust organized under the laws of the State of Delaware (the "Trust") and Firstar Mutual...Transfer Agent Servicing Agreement • February 28th, 2003 • Alpine Equity Trust • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of December, 2001, by and between Alpine Equity Trust, a business trust organized under the laws of the State of Delaware (hereinafter referred to as...Fund Administration Servicing Agreement • February 28th, 2003 • Alpine Equity Trust • Wisconsin
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 29th, 2009 • Alpine Equity Trust • Wisconsin
THIS AGREEMENT is made and entered into this 13th day of April, 2006, by and between ALPINE EQUITY TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO MANAGEMENT AND ADMINISTRATION AGREEMENTManagement and Administration Agreement • January 29th, 2002 • Alpine Equity Trust • Ohio
1 Exhibit 9(D) OMNIBUS FEE AGREEMENT THIS AGREEMENT is made as of this 27th day of April, 1998, by and among ALPINE EQUITY TRUST (the "Company"), a Massachusetts business trust, BISYS FUND SERVICES, INC. ("BISYS"), a Delaware corporation and BISYS...Omnibus Fee Agreement • October 23rd, 1998 • Alpine Equity Trust • Ohio
SUB-ADMINISTRATOR AGREEMENT This Sub-Administrator Agreement is made as of this 7th day of July, 1995 between First Union Funds, a Massachusetts business trust (herein called the "Trust"), and Furman Selz Incorporated, a New York corporation (herein...Sub-Administrator Agreement • September 29th, 1995 • Evergreen Global Real Estate Equity Trust • New York
September 29, 1995 Lieber & Company 2500 Westchester Avenue Purchase, New York 10577 Dear Sirs: We have entered into an agreement with the Evergreen Equity Trust (the "Trust"), an investment company organized as a series company, pursuant to which we...Evergreen Global Real Estate Equity Trust • September 29th, 1995
AMENDED DISTRIBUTION AGREEMENT WHEREAS, The Evergreen Equity Trust (the "Trust"), has adopted one or more Plans of Distribution with respect to certain Classes of shares of its separate investment series (each a "Plan", or collectively the "Plans")...Amended Distribution Agreement • March 18th, 1996 • Evergreen Global Real Estate Equity Trust • New York
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTAlpine Equity Trust • February 26th, 2016 • Alpine Equity Trust • Massachusetts
AGREEMENT made effective as of October 26, 2015 by and between Alpine Equity Trust (the “Trust”), on behalf of the series listed on Schedule A (the “Fund”), and Alpine Woods Capital Investors, LLC (the “Adviser”):
ADMINISTRATION AGREEMENTAdministration Agreement • December 29th, 2010 • Alpine Equity Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of November 18, 2010, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each management investment company identified on Schedule A hereto (each, a “Trust” and collectively, the “Trusts”).
ALPINE EQUITY TRUST FORM OF ADMINISTRATION AGREEMENT AMENDMENT NO. 1Administration Agreement • December 29th, 2010 • Alpine Equity Trust
THIS AMENDMENT dated as of December ____, 2010, to the Administration Agreement, dated as of November 18, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Trust”), and State Street and Trust Company, a Massachusetts trust company (the “Administrator”).
ALPINE EQUITY TRUST TRANSFER AGENCY AND SERVICE AGREEMENT AMENDMENT NO. 1Transfer Agency and Service Agreement • December 29th, 2010 • Alpine Equity Trust
THIS AMENDMENT dated as of December ____, 2010, to the Transfer Agency and Service Agreement, dated as of December 8, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Fund”), and Boston Financial Data Services, Inc., a corporation (the “Transfer Agent”).
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • December 29th, 2010 • Alpine Equity Trust • Massachusetts
THIS AGREEMENT made as of the 8th day of December 2010, by and between EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, as listed on Schedule A, having their principal office and place of business at 2500 Westchester Avenue, STE. 215, Purchase, NY 10577 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • December 29th, 2010 • Alpine Equity Trust • Delaware
THIS AGREEMENT is made and entered into as of this ____ day of December, 2010, by and between ALPINE EQUITY TRUST, a Delaware statutory trust, ALPINE INCOME TRUST, a Delaware statutory trust, and ALPINE SERIES TRUST (collectively, the “Trusts”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor”), is a party hereto with respect to Section 5 only.
Form of BNPP NY Lending AgreementAccount Agreement • December 29th, 2010 • Alpine Equity Trust • New York
This BNPP NY Lending Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas, acting through its New York Branch (“BNPP NY”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP NY will transact business with Customer. Customer and BNPP NY, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 29th, 2002 • Alpine Equity Trust • Ohio
AGREEMENT OF THE JOINT INSUREDSAgreement of the Joint Insureds • March 30th, 2009 • Alpine Equity Trust • New York
THIS AGREEMENT dated March 30, 2009, is hereby entered into by and among Alpine Equity Trust, Alpine Global Dynamic Dividend Fund, Alpine Global Premier Properties Fund, Alpine Income Trust, Alpine Series Trust and Alpine Total Dynamic Dividend Fund (hereinafter referred to singularly as the “Trust” or collectively as the “Trusts”) (the Trusts are sometimes referred to individually herein as the “Insured Party” or collectively the “Insured Parties”).
ContractAmendment • February 23rd, 2018 • Alpine Equity Trust
THIS AMENDMENT (this “Amendment”), dated November 16th, 2016, to the Distribution Agreement, dated January 1, 2015 (the “Agreement”), is entered into by and between ALPINE EQUITY TRUST, ALPINE INCOME TRUST and ALPINE SERIES TRUST (collectively, the “Trusts”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”), and ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor” and, together with the Trusts and the Distributor, the “Parties”).
ALPINE EQUITY TRUST AMENDMENT NO. 2 TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2008 • Alpine Equity Trust
THIS AMENDMENT dated as of November 1, 2004 to the Transfer Agent Servicing Agreement dated as of the 28th day of December, 2001, including Amendment No.1 dated January 1, 2002 (the "Agreement") and an Addendum dated June 24", 2002, by and between Alpine Equity Trust, a business trust organized under the laws of the State of Delaware (the "Trust") and U.S. Bancorp Fund Services, LLC QJSBFS), a Wisconsin limited liability company shall amend the Agreement as follows:
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 26th, 2016 • Alpine Equity Trust • Delaware
INVESTMENT ADVISORY AGREEMENT (the “Agreement’), dated as of October 26, 2015, between Alpine Equity Trust, a Massachusetts business trust (the “Trust”), on behalf of Alpine Global Realty Growth & Income Fund (the “Fund”), and Alpine Woods Capital Investors, LLC, a Delaware limited liability company (the “Adviser”).
ALPINE EQUITY TRUST AMENDMENT NO. 2 FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2008 • Alpine Equity Trust
THIS AMENDMENT dated as of November 1, 2004 to the Fund Administration Servicing Agreement dated as of the 28th day of December, 2001 and previously amended January 1, 2002 (the "Agreement"), by and between Alpine Equity Trust, a business trust organized under the laws of the State of Delaware (the "Trust") and U.S. Bancorp Fund Services, LLC (USBFS), a Wisconsin limited liability company shall amend the Agreement as follows:
g)3 Form of Amendment to Custody Agreement AMENDMENT TO CUSTODY AGREEMENT This Amendment to the Custody Agreement is made as of _____________, 2001 by and between ALPINE EQUITY TRUST (the "Fund") and STATE STREET BANK AND TRUST COMPANY, assignee of...Custody Agreement • January 29th, 2002 • Alpine Equity Trust
DISTRIBUTION AGREEMENTDistribution Agreement • February 23rd, 2018 • Alpine Equity Trust • New York
THIS AGREEMENT is made and entered into as of this 1st day of January 2015, by and between ALPINE EQUITY TRUST, ALPINE INCOME TRUST and ALPINE SERIES TRUST (collectively, the “Trusts”) and QUASAR DISTRIBUTORS, LLC (the “Distributor”). ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor”), is a party hereto with respect to Section 5 only.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 29th, 2010 • Alpine Equity Trust • Delaware
INVESTMENT ADVISORY AGREEMENT (the “Agreement’), dated as of December 17, 2010, between Alpine Equity Trust, a Massachusetts business trust (the “Trust”), on behalf of Alpine Global Consumer Growth Fund (the “Fund”), and Alpine Woods Capital Investors, LLC, a Delaware limited liability company (the “Adviser”).
ALPINE EQUITY TRUST AMENDMENT TO THE PROSPECT SERVICING AGREEMENTProspect Servicing Agreement • September 29th, 2008 • Alpine Equity Trust
THIS AMENDMENT dated as of the 22nd day of September, 2008, to the Prospect Servicing Agreement, dated as of March 10, 2003 (the “Agreement”), is entered into by and among Alpine Equity Trust, a Delaware business trust (the “Trust”), Alpine Woods Capital Investors, LLC (the “Adviser”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTAlpine Equity Trust • September 1st, 2015 • Alpine Equity Trust • Massachusetts
AGREEMENT made effective as of February 28, 2015 by and between Alpine Equity Trust (the “Trust”), on behalf of the series listed on Schedule A (the “Funds”), and Alpine Woods Capital Investors, LLC (the “Adviser”):
