DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2019 • Parnassus Income Funds • Delaware
THIS AGREEMENT is made and entered into as of this 1st day of May, 2019 by and among Parnassus Funds and Parnassus Income Funds, each a Massachusetts business trust (collectively, the “Client”), and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).
WITNESSETH:Allocation Agreement • May 17th, 2010 • Parnassus Income Funds • California
CUSTODIAN AGREEMENTCustodian Agreement • March 1st, 2010 • Parnassus Income Funds • New York
THIS AGREEMENT, dated as of June 8, 2009, between PARNASSUS INCOME FUNDS, a management investment company organized under the laws of the State of Massachusets and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
FORM OF CUSTODIAN AGREEMENTForm of Custodian Agreement • May 1st, 2009 • Parnassus Income Funds • New York
THIS AGREEMENT, dated as of ___________________, 2009, between [NAME OF FUND], a management investment company organized under the laws of the State of _____________________ and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
ALLOCATION AGREEMENTAllocation Agreement • January 3rd, 2022 • Parnassus Income Funds • California
AGREEMENT by and between Parnassus Funds and Parnassus Income Funds (the “Funds”), management investment companies registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and Parnassus Investments (the “Advisor”) (collectively with the Funds, the “Insureds”).
ALLOCATION AGREEMENTAllocation Agreement • November 4th, 2020 • Parnassus Income Funds • California
AGREEMENT by and between Parnassus Funds and Parnassus Income Funds (the "Funds"), management investment companies registered under the Investment Company Act of 1940, as amended (the "1940 Act), and Parnassus Investments (the "Advisor") (collectively with the Funds, the "Insureds").
DISTRIBUTION AGREEMENTDistribution Agreement • May 1st, 2009 • Parnassus Income Funds • California
THIS DISTRIBUTION AGREEMENT (this “Agreement”) is made and entered into as of this 1st day of May, 2008, by and between PARNASSUS FUNDS, a Massachusetts business trust (the “Trust”) and PARNASSUS FUNDS DISTRIBUTOR, a California corporation (the “Distributor”).
THE PARNASSUS INCOME FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 30th, 2007 • Parnassus Income Funds
AGREEMENT made this 21st day of March, 2007, by and between the PARNASSUS INCOME FUNDS (the “Trust”), a Massachusetts business trust, and PARNASSUS INVESTMENTS (the “Adviser”).
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • April 25th, 2005 • Parnassus Income Funds • Massachusetts
This Agreement is made as of October 15, 2004 by and among each investment company identified on Appendix A hereto (each such investment company and each investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • April 29th, 2024 • Parnassus Income Funds
THIS AMENDMENT (this “Amendment”) to the ADMINISTRATIVE AGENCY AGREEMENT, dated April 28, 2020 (the “Agreement”), is made and effective as of April 5, 2024, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and PARNASSUS INVESTMENTS, LLC (the “Advisor”), a Delaware limited liability company and the successor-in-interest to Parnassus Investments, a California corporation. All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2020 • Parnassus Income Funds
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT is made this 24th day of March, 2020, by and between PARNASSUS INCOME FUNDS (the "Trust"), a Massachusetts business trust, and PARNASSUS INVESTMENTS (the "Adviser").
FIRST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 28th, 2023 • Parnassus Income Funds • Delaware
This first amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of September 30, 2021 by and among Parnassus Funds and Parnassus Income Funds (collectively the “Client”) and Parnassus Funds Distributor, LLC (the “Distributor”) is entered into as of December 28, 2022 (the “Effective Date”).
ContractAllocation Agreement • July 31st, 2024 • Parnassus Income Funds • California
PARNASSUS INCOME FUNDS AMENDED AND RESTATED EXPENSE CAP AGREEMENTExpense Cap Agreement • April 28th, 2023 • Parnassus Income Funds
This Amended and Restated Expense Cap Agreement, made and effective as of March 29, 2023, is between Parnassus Investments, LLC, as investment adviser (the “Adviser”), and Parnassus Income Funds (the “Trust”).
PARNASSUS INCOME FUNDS EXPENSE CAP AGREEMENTParnassus Income Funds • April 30th, 2021 • Parnassus Income Funds
Agreement made this 24th day of March 2021, between Parnassus Investments, as investment adviser (the “Adviser”), and the Parnassus Income Funds (the “Trust”).
PARNASSUS INCOME FUNDS FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 27th, 2024 • Parnassus Income Funds
INVESTMENT ADVISORY AGREEMENT made this [●] day of December, 2024, by and between PARNASSUS INCOME FUNDS (the “Trust”), a Massachusetts business trust, on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and PARNASSUS INVESTMENTS, LLC (the “Adviser”).
PARNASSUS INCOME FUNDS FORM OF EXPENSE CAP AGREEMENTForm of Expense Cap Agreement • September 27th, 2024 • Parnassus Income Funds
This Expense Cap Agreement, made and effective as of December ___, 2024, is between Parnassus Investments, LLC, as investment adviser (the “Adviser”), and Parnassus Income Funds (the “Trust”).
PARNASSUS INCOME FUNDS AMENDED AND RESTATED EXPENSE CAP AGREEMENTExpense Cap Agreement • April 29th, 2024 • Parnassus Income Funds
This Amended and Restated Expense Cap Agreement, made and effective as of May 1, 2024, is between Parnassus Investments, LLC, as investment adviser (the “Adviser”), and Parnassus Income Funds (the “Trust”).
THE PARNASSUS INCOME FUNDS INVESTMENT ADVISORY AGREEMENTParnassus Income Funds • April 29th, 2011 • Parnassus Income Funds
AGREEMENT made this 24th day of March, 2011, by and between the PARNASSUS INCOME FUNDS (the “Trust”), a Massachusetts business trust, and PARNASSUS INVESTMENTS (the “Adviser”).
Amendment #1 To Agreement for Transfer Agent Servicesand Accounting and Administration ServicesParnassus Income Fund • February 11th, 2005
Parnassus Investments (“PI”) amends the fees payable for Accounting and Administration, Item #5, under the Agreement for Transfer Agent Services and Accounting and Administration Services between PI and The Parnassus Fund (“Fund”), dated March 25, 2004, to be as follows:
AMENDMENT NO. 1 TO AMENDED AND RESTATED AGREEMENT FOR FUND ACCOUNTING AND FUND ADMINISTRATION SERVICESParnassus Income Funds • April 28th, 2023
THIS AMENDMENT NO. 1 (this “Amendment”) to the AMENDED AND RESTATED AGREEMENT FOR FUND ACCOUNTING AND FUND ADMINISTRATION SERVICES, dated May 1, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of December 28, 2022, by and between PARNASSUS FUNDS, a Massachusetts business trust (the “Trust”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
FORM OF AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • September 27th, 2024 • Parnassus Income Funds
THIS AMENDMENT (this “Amendment”) to the ADMINISTRATIVE AGENCY AGREEMENT, dated April 28, 2020 (the “Agreement”), is made and effective as of December , 2024, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and PARNASSUS INVESTMENTS, LLC (the “Advisor”), a Delaware limited liability company and the successor-in-interest to Parnassus Investments, a California corporation. All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • April 28th, 2023 • Parnassus Income Funds
THIS AMENDMENT (this “Amendment”) to the ADMINISTRATIVE AGENCY AGREEMENT, dated April 28, 2020 (the “Agreement”), is made and effective as of December 15, 2022, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and PARNASSUS INVESTMENTS, LLC (the “Advisor”), a Delaware limited liability company and the successor-in-interest to Parnassus Investments, a California corporation. All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
FORM AMENDMENT TO AMENDED AND RESTATED AGREEMENT FOR FUND ACCOUNTING AND FUND ADMINISTRATION SERVICESParnassus Income Funds • September 27th, 2024
THIS AMENDMENT (this “Amendment”) to the AMENDED AND RESTATED AGREEMENT FOR FUND ACCOUNTING AND FUND ADMINISTRATION SERVICES, dated May 1, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of December , 2024, by and between PARNASSUS INCOME FUNDS, a Massachusetts business trust (the “Trust”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT NO. 1 TO AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • April 28th, 2023 • Parnassus Income Funds
THIS AMENDMENT NO. 1 (this “Amendment”) to the AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENT, dated March 24, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of December 28, 2022, by and among PARNASSUS FUNDS and PARNASSUS INCOME FUNDS, each a Massachusetts business trust (collectively, the “Trusts”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
CEOExpense Cap Agreement • April 29th, 2020 • Parnassus Income Funds
Agreement made this 24th day of March 2020, between Parnassus Investments, as investment adviser (the "Adviser"), and the Parnassus Income Funds (the "Trust").
Amended and Restated Agreement for Fund Accounting and Fund Administration ServicesAdministration Services • April 30th, 2021 • Parnassus Income Funds
This Amended and Restated Agreement for Fund Accounting and Fund Administration Services (this “Agreement”) is entered into and effective as of May 1, 2021 by and between Parnassus Investments (“PI”) and Parnassus Income Funds (the “Trust”) (collectively, the “Parties”).
PARNASSUS INCOME FUNDS EXPENSE CAP AGREEMENTParnassus Income Funds • April 30th, 2018 • Parnassus Income Funds
Agreement made this 22nd day of March 2018, between Parnassus Investments, as investment adviser (the “Adviser”), and the Parnassus Income Funds (the “Trust”).
ALLOCATION AGREEMENTAllocation Agreement • October 6th, 2008 • Parnassus Income Funds • California
THIS ALLOCATION AGREEMENT, dated as of October 3, 2008 (this “Agrement”), is made by and among Parnassus Funds and Parnassus Income Funds (collectively, the “Trusts”), management investment companies registered under the Investment Company Act of 1940, as amended (the “1940 Act”), Parnassus Investments, the investment adviser to the series of the Trusts (the “Advisor”), and Parnassus Funds Distributor, the distributor to the series of the Trusts (the “Distributor”). The Trusts, the Advisor and the Distributor are referred to collectively in this Agreement as the “Insureds”.
Agreement for Transfer Agent Services and Accounting and Administration ServicesParnassus Income Funds • April 30th, 2007
Agreement for Transfer Agent Services and Accounting and Administration ServicesParnassus Income Funds • April 28th, 2006
AMENDMENT NO. 2 TO MASTER SERVICES AGREEMENTMaster Services Agreement • April 28th, 2023 • Parnassus Income Funds
THIS AMENDMENT NO. 2 TO MASTER SERVICES AGREEMENT (this “Amendment”) effective as of December 28, 2022, by and among Parnassus Funds and Parnassus Income Funds, each a Massachusetts business trust (the “Trust”), and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”).
PARNASSUS INCOME FUNDS EXPENSE CAP AGREEMENTParnassus Income Funds • April 30th, 2019 • Parnassus Income Funds
Agreement made this 27th day of March 2019, between Parnassus Investments, as investment adviser (the “Adviser”), and the Parnassus Income Funds (the “Trust”).
FORM OF ETF DISTRIBUTION AGREEMENTForm of Etf Distribution Agreement • September 27th, 2024 • Parnassus Income Funds • Delaware
This distribution agreement (the “Agreement”) is effective this day of 2024, and made by Parnassus Income Funds, a Massachusetts business trust (the “Trust”) having its principal place of business at 1 Market Street, Suite 1600, San Francisco, CA 94105, and Parnassus Funds Distributor, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PARNASSUS INCOME FUNDSAuthorized Participant Agreement • September 27th, 2024 • Parnassus Income Funds • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Parnassus Funds Distributor, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Parnassus Income Funds Trust, (to be renamed Parnassus ETF Trust) (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein
