WARRANTWarrant Agreement • August 8th, 2000 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 14th, 2024 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 13, 2024, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This Agreement (the "AGREEMENT") is made as of June 30, 1998 by and among Precision Optics Corporation, Inc. a Massachusetts corporation (the "COMPANY") and Special Situations Private Equity Fund, L.P.,...Registration Rights Agreement • September 29th, 1998 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 20th, 2023 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 15, 2023, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
EXHIBIT 4.10 EXECUTION COPY PRECISION OPTICS CORPORATION, INC. SPECIAL SITUATIONS PRIVATE EQUITY FUND, L.P. COMMON STOCK PURCHASE WARRANT Precision Optics Corporation, Inc., a Massachusetts corporation (the "COMPANY"), hereby agrees that, for value...Common Stock Purchase Warrant • September 28th, 1999 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus
EXHIBIT 2.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this "AGREEMENT"), dated as of March 13, 2000, by and among PRECISION OPTICS CORPORATION, INC., a corporation organized under the laws of the Commonwealth of Massachusetts (the...Securities Purchase Agreement • April 28th, 2000 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
EXHIBIT 4.7 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT This Agreement (the "AGREEMENT") is made as of August 5, 1999 by and among Precision Optics Corporation, Inc. a Massachusetts corporation (the "COMPANY") and Special Situations Cayman Fund,...Registration Rights Agreement • September 28th, 1999 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
EXHIBIT 4.5 VOID AFTER 5:00 P.M., NEW YORK TIME, ON MARCH 17, 2005 THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS...Stock Purchase Warrant • April 28th, 2000 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
WARRANTWarrant Agreement • August 8th, 2000 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
EXHIBIT 4.4 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT"), dated as of March 17, 2000, by and among PRECISION OPTICS CORPORATION, INC., a corporation organized under the laws of the Commonwealth of Massachusetts (the...Registration Rights Agreement • April 28th, 2000 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
EXHIBIT 10.9 EXECUTION COPY PRECISION OPTICS CORPORATION, INC. STOCK SUBSCRIPTION AGREEMENT 1. Special Situations Cayman Fund, L.P., a Delaware limited partnership, hereby subscribes for 125,000 shares (the "Shares") of the Common Stock, $0.01 par...Stock Subscription Agreement • September 28th, 1999 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 13th, 2013 • PRECISION OPTICS Corp INC • Electromedical & electrotherapeutic apparatus • New York
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 12th day of February, 2013 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Holders” named in that certain Settlement Agreement by and among the Company and the Holders (the “Settlement Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Settlement Agreement unless otherwise defined herein.
Precision Optics Corporation, Inc. Attn: Joseph N. Forkey, President and TreasurerPlacement Agent Agreement • August 14th, 2024 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • New York
PURCHASE AGREEMENTPurchase Agreement • October 2nd, 2012 • PRECISION OPTICS Corp INC • Electromedical & electrotherapeutic apparatus • New York
THIS PURCHASE AGREEMENT (this “Agreement”) is made as of the 28th day of September 2012 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each an “Investor” and collectively the “Investors”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 20th, 2023 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 15, 2023, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 4.10 EXECUTION COPY PRECISION OPTICS CORPORATION, INC. SPECIAL SITUATIONS PRIVATE EQUITY FUND, L.P. COMMON STOCK PURCHASE WARRANT Precision Optics Corporation, Inc., a Massachusetts corporation (the "COMPANY"), hereby agrees that, for value...Common Stock Purchase Warrant • September 28th, 1999 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 8th, 2021 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of the 4th day of October, 2021 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each, an “Investor” and collectively, the “Investors”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 8th, 2021 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 4th day of October, 2021, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Investors (the “Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein.
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • May 24th, 2004 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • Massachusetts
THIS SUBSCRIPTION AGENT AGREEMENT (the "Agreement") is made as of , 2004, between PRECISION OPTICS CORPORATION, INC. a Massachusetts corporation (the "Company"), EquiServe, Inc., a Delaware corporation and its fully owned subsidiary EquiServe Trust Company, N.A., a national banking (collectively, the "Agent" or individually "EQI" and the "Trust Company," respectively). All terms not defined herein shall have the meaning given in the prospectus (the "Prospectus") included in the (Registration Statement on Form S-3, File No. 333-115401 filed by the Company with the Securities and Exchange Commission (the "SEC") on May 12, 2004, as amended by any amendment filed with respect thereto (the "Registration Statement").
EXECUTION VERSION PRECISION OPTICS CORPORATION, INC. STOCK SUBSCRIPTION AGREEMENT 1. Special Situations Private Equity Fund, L.P., a Delaware limited partnership, hereby subscribes for 375,000 shares (the "Shares") of the Common Stock, $0.01 par value...Stock Subscription Agreement • September 29th, 1998 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
SECURITY AGREEMENT (All Assets)Security Agreement • October 8th, 2021 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus
SECURITY AGREEMENT, dated as of October 4, 2021, between PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the “Company”) and MAIN STREET BANK, a Massachusetts bank with its principal place of business at 81 Granger Boulevard, Marlborough, Massachusetts 01752 (the “Lender”).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • June 27th, 2008 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated as of June 25, 2008, is by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Borrower”), and such other parties as may become Grantors hereunder on or after the date hereof (together with the Borrower, the “Grantors” and, individually, a “Grantor”) and the Investors named as such in the Purchase Agreement, dated June 25, 2008 (the “Purchase Agreement”), among the Borrower and such Investors (collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 27th, 2008 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • New York
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 25th day of June, 2008 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Investors” named in that certain Purchase Agreement by and among the Company and the Investors (the “Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein.
EMPLOYMENT AGREEMENTEmployment Agreement • July 20th, 2023 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus
This EMPLOYMENT AGREEMENT ("Agreement") is entered into as of the 30th day of 2023, by and between Precision Optics Corporation, a Massachusetts company (hereinafter called “POC” or "Company"), and Mahesh Lawande (hereinafter called "Employee").
SETTLEMENT AGREEMENTSettlement Agreement • February 13th, 2013 • PRECISION OPTICS Corp INC • Electromedical & electrotherapeutic apparatus • Massachusetts
THIS SETTLEMENT AGREEMENT (this “Settlement Agreement”) is made and entered into as of February 12, 2013 by and between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), on the one hand, and Arnold Schumsky, an individual (the “Investor”), on the other hand. The Company and the Investor may be referred to hereinafter individually as a “Party” and collectively, as the “Parties.”
CONSULTING AGREEMENT POC #28-0145Consulting Agreement • August 18th, 2008 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • Massachusetts
This Consulting Agreement (hereinafter referred to as the “Agreement”) is entered into on this 15th day of August, 2008 between Precision Optics Corporation, Inc., a Massachusetts Corporation (hereinafter referred to as "POCI") and Mr. Jack P. Dreimiller (hereinafter referred to as "Consultant").
Insert Company letterhead.]Side Letter Agreement • October 19th, 2011 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus
This Side Letter Agreement entered into on October 14, 2011 between the Company and the Consultant will serve to modify the Compensation Agreement entered into on December 3, 2010 (the “Compensation Agreement”). Capitalized terms used herein which are not otherwise defined shall have the same meaning as those given to them in the Compensation Agreement.
COMPENSATION AGREEMENTCompensation Agreement • December 6th, 2010 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus • Massachusetts
This COMPENSATION AGREEMENT (the “Compensation Agreement”) is entered into as of December 3, 2010, by and between Precision Optics, Inc., a Massachusetts corporation (the “Company”) and Joel R. Pitlor, an individual residing in Massachusetts (“Consultant”).
MODIFICATION AND AMENDMENT OF TERM NOTEModification and Amendment of Term Note • September 30th, 2024 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus
WITNESS this Modification and Amendment of Term Note made on September 30, 2024 by and between Main Street Bank, a banking corporation duly organized according to law with a usual place of business at 81 Granger Blvd., Marlborough, Massachusetts (hereinafter the "Lender") and Precision Optics Corporation, Inc., a Massachusetts Corporation established pursuant to the laws of the Commonwealth of Massachusetts with a usual place of business at 22 East Broadway, Gardner, Massachusetts (hereinafter the "Borrower").
COMPENSATION AGREEMENTCompensation Agreement • August 3rd, 2018 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • Massachusetts
This Compensation Arrangement (this “Agreement”) is made and entered into as of this 2nd day of August, 2018, by and between Precision Optics Corporation, Inc., a Massachusetts corporation (together with its successors and assigns, the “Company”), and Joseph N. Forkey (the “Executive”).
ContractWarrant Agreement • November 29th, 2016 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS WARRANT AND THE COMMON STOCK ISSUABLE PURUSUANT TO THIS WARRANT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FOR SALE PURSUANT TO THE SECURITIES ACT AND SUCH REGISTRATION STATEMENT REMAINS EFFECTIVE, (II) SUCH SECURITIES MAY BE SOLD PURSUANT TO RULE 144, OR (III) COMPANY COUNSEL HAS OPINED THAT SUCH TRANSFER MAY LAWFULLY BE MADE WITHOUT REGISTRATION UNDER THE SECURITIES ACT.
CONSULTING AGREEMENT POC #16-0150Consulting Agreement • June 23rd, 2016 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus • Massachusetts
This Consulting Agreement (hereinafter referred to as the "Agreement'') is entered into on this 15th day of June, 2016, between Precision Optics Corporation, Inc., a Massachusetts Corporation (hereinafter referred to as “POCI” and Mr. Donald A. Major (hereinafter referred to as “Consultant”).
TERM NOTE (Term Loan Maturity Date: (October 15, 2028)Term Note • October 8th, 2021 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus
This Note is issued pursuant to that certain Loan Agreement between the Borrower and the Lender of even date, as amended and/or restated from time to time (the “Loan Agreement”); all of the terms and conditions of which are incorporated herein by reference. Capitalized terms used herein and not defined herein have the meanings ascribed in the Loan Agreement. A single advance will be made under this Note in accordance with Section 2.5 of the Loan Agreement. This is not a revolving note.
MODIFICATION AND AMENDMENT OF PROMISSORY NOTEPromissory Note • September 30th, 2024 • Precision Optics Corporation, Inc. • Electromedical & electrotherapeutic apparatus
WITNESS this Modification and Amendment of Promissory Note made on September 30, 2024 by and between Main Street Bank, a banking corporation duly organized according to law with a usual place of business at 81 Granger Blvd., Marlborough, Massachusetts (hereinafter the "Lender") and Precision Optics Corporation, Inc., a Massachusetts Corporation established pursuant to the laws of the Commonwealth of Massachusetts with a usual place of business at 22 East Broadway, Gardner, Massachusetts (hereinafter the "Borrower").
DEMAND NOTE PRECISION OPTICS CORPORATION, INC. July 13, 2011Demand Note • September 28th, 2011 • Precision Optics Corporation Inc • Electromedical & electrotherapeutic apparatus
AND: Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), having its principal place of business at 22 East Broadway, Gardner, MA 01440.
