RECITALS:Employment Agreement • September 5th, 2002 • Advanced Photonix Inc • Semiconductors & related devices • Wisconsin
Contract Type FiledSeptember 5th, 2002 Company Industry Jurisdiction
RECITALS:Employment Agreement • May 6th, 2005 • Advanced Photonix Inc • Semiconductors & related devices • Michigan
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EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG ADVANCED PHOTONIX, INC., MICHIGAN ACQUISITION SUB, LLC, PICOTRONIX, INC., ROBIN RISSER, & STEVEN WILLIAMSON Dated as of March 8, 2005Merger Agreement • March 14th, 2005 • Advanced Photonix Inc • Semiconductors & related devices • Michigan
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Exhibit 2.1 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • September 5th, 2002 • Advanced Photonix Inc • Semiconductors & related devices • Wisconsin
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Letter of Credit Sublimit Silicon, in its reasonable discretion, will from time to time during the term of this Agreement issue letters of credit for the account of the Borrower ("Letters of Credit"), in an aggregate amount at any one time outstanding...Loan Agreement • November 5th, 1998 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledNovember 5th, 1998 Company Industry
RECITALS:Separation Agreement • June 9th, 2006 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledJune 9th, 2006 Company Industry
andStock Purchase Agreement • December 23rd, 2004 • Advanced Photonix Inc • Semiconductors & related devices • Delaware
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EXHIBIT CEscrow Agreement • February 10th, 2003 • Advanced Photonix Inc • Semiconductors & related devices • Texas
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Exhibit 10.13.1 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of October 11, 2004, by and among Advanced Photonix, Inc., a Delaware corporation, with headquarters located at 1240 Avenida Acaso, Camarillo, CA...Registration Rights Agreement • October 12th, 2004 • Advanced Photonix Inc • Semiconductors & related devices • New York
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March 9, 2005 VIA FACSIMILE Iroquois Capital, LP c/o Vertical Ventures, LLC 900 Third Avenue, 26th Floor New York, New York 10022 Attention: Joshua Silverman Facsimile: (846) 274-1728 Ladies and Gentlemen: Reference is made to that certain Securities...Securities Purchase Agreement • March 14th, 2005 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledMarch 14th, 2005 Company Industry
Exhibit 10.13 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of October 11, 2004, by and among Advanced Photonix, Inc., a Delaware corporation, with headquarters located at 1240 Avenida Acaso, Camarillo, CA...Securities Purchase Agreement • October 12th, 2004 • Advanced Photonix Inc • Semiconductors & related devices • New York
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AMENDED AND RESTATED RIGHTS AGREEMENT by and between ADVANCED PHOTONIX, INC.Rights Agreement • February 9th, 2005 • Advanced Photonix Inc • Semiconductors & related devices • New York
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RECITALS:Employment Agreement • June 26th, 2003 • Advanced Photonix Inc • Semiconductors & related devices • California
Contract Type FiledJune 26th, 2003 Company Industry Jurisdiction
Exhibit 10.5 EMPLOYMENT AGREEMENT This Agreement, made this 1st day of January, 2000 by and between Advanced Photonix, Inc., a Delaware corporation (hereinafter called "Company"), and Patrick J. Holmes, an individual (hereinafter called "Employee"). W...Employment Agreement • February 9th, 2000 • Advanced Photonix Inc • Semiconductors & related devices
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EXHIBIT AStock Purchase Agreement • February 10th, 2003 • Advanced Photonix Inc • Semiconductors & related devices • Delaware
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EXHIBIT 10.15 INDEMNIFICATION AGREEMENT This Agreement, made and entered into as of the 21st day of January, 1998 ("Agreement"), by and between Advanced Photonix, Inc., a Delaware corporation ("Company"), and _________________ ("Indemnitee"). WHEREAS,...Indemnification Agreement • February 13th, 1998 • Advanced Photonix Inc • Semiconductors & related devices • Delaware
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1. THE LOANLoan and Security Agreement • May 6th, 2005 • Advanced Photonix Inc • Semiconductors & related devices • California
Contract Type FiledMay 6th, 2005 Company Industry Jurisdiction
W I T N E S S E T H: 1. Grant. The Company hereby grants to the Optionee an Option to purchase on the terms and conditions hereinafter set forth all or part of an aggregate of Four Hundred Thousand (400,000) shares of the Company's Class A Common...Non-Qualified Stock Option Agreement • January 25th, 2000 • Advanced Photonix Inc • Semiconductors & related devices • California
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EXPORT-IMPORT BANK OF THE UNITED STATES WORKING CAPITAL GUARANTEE PROGRAM BORROWER AGREEMENTBorrower Agreement • February 3rd, 2012 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledFebruary 3rd, 2012 Company Industry
STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE--MODIFIED NET AMERICAN INDUSTRIAL REAL ESTATE ASSOCIATION 1. BASIC PROVISIONS ("BASIC PROVISIONS"). 1.1 PARTIES: This Lease ("Lease"), dated for reference purposes only, March 11, 1997, is made by and...Lease Agreement • June 29th, 1998 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledJune 29th, 1998 Company Industry
ADVANCED PHOTONIX, INC. 1,200,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 2nd, 2011 • Advanced Photonix Inc • Semiconductors & related devices • New York
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Loan and Security AgreementLoan and Security Agreement • February 14th, 2013 • Advanced Photonix Inc • Semiconductors & related devices • California
Contract Type FiledFebruary 14th, 2013 Company Industry JurisdictionTHIS LOAN AND SECURITY AGREEMENT (“Agreement”) is entered into on the above date (the “Effective Date”) between PARTNERS FOR GROWTH III, L.P. (“PFG”), whose address is 150 Pacific Avenue, San Francisco, CA 94111 and the borrower(s) named above (jointly and severally, the “Borrower”), whose chief executive offices are located at the above addresses (“Borrower’s Address”). The Schedule to this Agreement (the “Schedule”) being signed by the parties concurrently, is an integral part of this Agreement. (Definitions of certain terms used in this Agreement are set forth in Section 7 below.)
EMPLOYMENT AGREEMENTEmployment Agreement • August 19th, 2011 • Advanced Photonix Inc • Semiconductors & related devices • Michigan
Contract Type FiledAugust 19th, 2011 Company Industry JurisdictionAGREEMENT dated as of the 19th day of August, 2011, by and between ADVANCED PHOTONIX, INC., a Delaware corporation (the “Company”), and RICHARD D. KURTZ (“Employee”).
ADVANCED PHOTONIX, INC. 5,391,304 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 4th, 2014 • Advanced Photonix Inc • Semiconductors & related devices • New York
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EXHIBIT 10.1 EXHIBIT D FORM OF NOTE FOR API LOAN THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE OFFERED, TRANSFERRED, SOLD, PLEDGED, HYPOTHECATED, ASSIGNED OR OTHERWISE DISPOSED OF...Loan Agreement • March 14th, 2005 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledMarch 14th, 2005 Company Industry
AMENDMENT 2 TO EMPLOYMENT AGREEMENTEmployment Agreement • March 7th, 2014 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledMarch 7th, 2014 Company IndustryTHIS SECOND AMENDMENT to Employment Agreement (this “Amendment”) is entered into as of March 6, 2014, by and between ADVANCED PHOTONIX, INC., a Delaware corporation (the “Company”), and STEVE WILLIAMSON (“Employee”).
EXHIBIT 4.1 RIGHTS AGREEMENT by and between ADVANCED PHOTONIX, INC.Rights Agreement • September 26th, 2002 • Advanced Photonix Inc • Semiconductors & related devices • New York
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AMENDMENT 1 TO EMPLOYMENT AGREEMENTEmployment Agreement • March 7th, 2013 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledMarch 7th, 2013 Company IndustryTHIS FIRST AMENDMENT to Employment Agreement (this “Amendment”) is entered into as of February 28, 2013, by and between ADVANCED PHOTONIX, INC., a Delaware corporation (the “Company”), and ROBIN RISSER (“Employee”).
AGREEMENT AND PLAN OF MERGER AND REORGANIZATIONMerger Agreement • February 2nd, 2015 • Advanced Photonix Inc • Semiconductors & related devices • Delaware
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EXHIBIT 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE OFFERED, TRANSFERRED, SOLD, PLEDGED, HYPOTHECATED, ASSIGNED OR OTHERWISE DISPOSED OF EXCEPT (i) PURSUANT TO A...Note Agreement • May 6th, 2005 • Advanced Photonix Inc • Semiconductors & related devices • Michigan
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SUBSCRIPTION AGREEMENTSubscription Agreement • September 19th, 2007 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledSeptember 19th, 2007 Company IndustrySUBSCRIPTION AGREEMENT (this “Agreement” or this “Subscription Agreement”) dated as of September 14, 2007 between Advanced Photonix, Inc., a Delaware corporation (the “Company”) and the undersigned investor (the “Investor” and together with all other investors in the offering herein described, the “Investors”).
Amendment No. 1 to Employment AgreementEmployment Agreement • February 11th, 2008 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledFebruary 11th, 2008 Company IndustryAmendment No. 1 dated December 17, 2007 to the Employment Agreement dated May 2, 2005 (the “Agreement”) by and between Advanced Photonix, Inc., a Delaware corporation (the “Company”) and Robin Risser, an individual (the “Employee”). The Company and Employee wish to amend the Employment Agreement in order to conform to, and be interpreted to comply with, Section 409A of the Internal Revenue Code of 1986, as may be amended (the “Code”). Unless otherwise defined herein, capitalized terms shall have the respective meanings assigned to them in the Agreement.
1 EXHIBIT 10.8 EMPLOYMENT AGREEMENT This Agreement, made this 1st day of January, 2000 by and between Advanced Photonix, Inc., a Delaware corporation (hereinafter called "Company"), and Brock Koren, an individual (hereinafter called "Employee"). W I T...Employment Agreement • June 26th, 2000 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledJune 26th, 2000 Company Industry
ANNEX CSecured Promissory Note • December 2nd, 2010 • Advanced Photonix Inc • Semiconductors & related devices • Michigan
Contract Type FiledDecember 2nd, 2010 Company Industry JurisdictionFIFTH AMENDMENT (the “AMENDMENT”) dated November 29, 2010 by and between ADVANCED PHOTONIX, INC., a Delaware corporation (the “COMPANY”) and ROBIN F. RISSER, an individual, to a certain SECURED PROMISSORY NOTE held by ROBIN F. RISSER (the “HOLDER”) and dated as of May 2, 2005, as amended by the Amendment dated May 1, 2008, the Second Amendment dated November 26, 2008, the Third Amendment dated April 1, 2009 and the Fourth Amendment dated November 30, 2009 (as amended, the “Note”). Unless otherwise defined herein, capitalized terms shall have the respective meanings assigned to them in the Note.
FOURTH AMENDMENT AND FORBEARANCE TO LOAN AND SECURITY AGREEMENT (EX-IM LOAN FACILITY)Loan and Security Agreement • February 10th, 2014 • Advanced Photonix Inc • Semiconductors & related devices
Contract Type FiledFebruary 10th, 2014 Company IndustryTHIS FOURTH AMENDMENT AND FORBEARANCE to Loan and Security Agreement (this “Amendment”) is entered into as of February __, 2014, by and between Silicon Valley Bank (“Bank”) and ADVANCED PHOTONIX, INC., PICOMETRIX, LLC and ADVANCED PHOTONIX CANADA, INC. (individually, a “Borrower” and, collectively, the “Borrowers”).