Common Contracts
19 similar Underwriting Agreement contracts by Advanced Photonix Inc, Emcore Corp, Gasco Energy Inc, others
BED BATH & BEYOND INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 7th, 2023 • Bed Bath & Beyond Inc • Retail-home furniture, furnishings & equipment stores • New York
MIND TECHNOLOGY, INC. 432,000 Shares of 9.00% Series A Cumulative Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 10th, 2021 • Mind Technology, Inc • Search, detection, navagation, guidance, aeronautical sys • New York
MIND Technology, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Underwriter”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (the “Agreement”), shares (the “Shares”) of its 9.00% Series A Cumulative Preferred Stock, par value $1.00 per share (the “Preferred Stock”).
TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 18th, 2021 • Turning Point Brands, Inc. • Tobacco products • New York
2,250,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2020 • ClearSign Technologies Corp • Industrial instruments for measurement, display, and control • New York
TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 13th, 2020 • Turning Point Brands, Inc. • Tobacco products • New York
CLEARSIGN COMBUSTION CORPORATION 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 26th, 2018 • Clearsign Combustion Corp • Industrial instruments for measurement, display, and control • New York
MITCHAM INDUSTRIES, INC. [ ] Shares of [ ]% Series A Cumulative Preferred Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2016 • Mitcham Industries Inc • Services-equipment rental & leasing, nec • New York
MITCHAM INDUSTRIES, INC., a Texas corporation (the “Company”), proposes to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Underwriter”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (the “Agreement”), an aggregate of [ ] shares (the “Shares”) of its [ ]% Series A Cumulative Preferred Stock, par value $1.00 per share (the “Preferred Stock”).
ContractUnderwriting Agreement • May 10th, 2016 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Company hereby confirms its engagement of the Merriman Capital, Inc., and Merriman Capital, Inc. hereby confirms its agreement with the Company, to render services as a “qualified independent underwriter” within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”) with respect to the offering and sale of the Shares. Merriman Capital, Inc., in its capacity as qualified independent underwriter, is referred to herein as the “Independent Underwriter.”
12,300,000 Shares of Common Stock par value $0.01 Warrants to purchase 11,070,000 Shares of Common Stock NOVABAY PHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 27th, 2015 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
EMCORE Corporation 2,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 17th, 2013 • Emcore Corp • Semiconductors & related devices • California
EMCORE Corporation 1,593,400 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 2nd, 2012 • Emcore Corp • Semiconductors & related devices • California
27,500,000 Shares of Common Stock, par value $0.001 Warrants to Purchase 27,500,000 Shares of Common Stock and 4,125,000 Additional Shares Additional Warrants to Purchase 4,125,000 Shares of Common Stock PACIFIC ETHANOL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 21st, 2012 • Pacific Ethanol, Inc. • Industrial organic chemicals • New York
28,000,000 Shares of Common Stock, par value $0.001 Series I Warrants to Purchase 28,000,000 Shares of Common Stock Series II Warrants to Purchase 14,000,000 Shares of Common Stock and 4,200,000 Additional Shares Additional Series I Warrants to...Underwriting Agreement • June 28th, 2012 • Pacific Ethanol, Inc. • Industrial organic chemicals • New York
20,000,000 SHARES KRATOS DEFENSE & SECURITY SOLUTIONS, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • May 9th, 2012 • Kratos Defense & Security Solutions, Inc. • Communications services, nec • New York
16,000,000 Units GASCO ENERGY, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 29th, 2011 • Gasco Energy Inc • Crude petroleum & natural gas • New York
25,000,000 Units GASCO ENERGY, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2011 • Gasco Energy Inc • Crude petroleum & natural gas • New York
ADVANCED PHOTONIX, INC. 1,200,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 2nd, 2011 • Advanced Photonix Inc • Semiconductors & related devices • New York
ADVANCED PHOTONIX, INC. 2,702,703 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 12th, 2011 • Advanced Photonix Inc • Semiconductors & related devices • New York
BOFI HOLDING, INC. 1,066,327 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 5th, 2010 • BofI Holding, Inc. • Savings institution, federally chartered • New York
BofI Holding, Inc., a Delaware corporation (the “Company”), proposes, to issue and sell to B. Riley & Co., LLC (the “Underwriter”), pursuant to this Underwriting Agreement (this “Agreement”) an aggregate of 1,066,327 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriter the option to purchase from the Company up to an additional 159,949 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
