Common Contracts
7 similar Underwriting Agreement contracts by B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc., Advanced Photonix Inc
ContractUnderwriting Agreement • July 28th, 2023 • B. Riley Financial, Inc. • Investment advice • New York
BABCOCK & WILCOX ENTERPRISES, INC. 7.75% SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • May 7th, 2021 • Babcock & Wilcox Enterprises, Inc. • Heating equipment, except electric & warm air furnaces • New York
BABCOCK & WILCOX ENTERPRISES, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 12th, 2021 • Babcock & Wilcox Enterprises, Inc. • Heating equipment, except electric & warm air furnaces • New York
ContractUnderwriting Agreement • January 15th, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
ContractUnderwriting Agreement • September 4th, 2020 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Preferred Shares, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Shares that are to be issued by Continental Stock Transfer & Trust Company, as depositary (the “Depositary”), pursuant to the terms of a deposit agreement to be entered into among the Company, the Depositary, and the holders from time to time of Depositary Receipts delivered thereunder (the “Deposit Agreement”). For purposes of this Agreement, “Depositary Shares” means the depositary shares, each representing 1/1000th ownership interest in a Preferred Share. The Shares shall have the terms set forth in Schedule B hereto. The Shares will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC.
ContractUnderwriting Agreement • October 7th, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Preferred Shares, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Shares that are to be issued by Continental Stock Transfer & Trust Company, as depositary (the “Depositary”), pursuant to the terms of a deposit agreement to be entered into among the Company, the Depositary, and the holders from time to time of Depositary Receipts delivered thereunder (the “Deposit Agreement”). For purposes of this Agreement, “Depositary Shares” means the depositary shares, each representing 1/1000th ownership interest in a Preferred Share. The Shares shall have the terms set forth in Schedule B hereto. The Shares will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC.
ADVANCED PHOTONIX, INC. 5,391,304 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 4th, 2014 • Advanced Photonix Inc • Semiconductors & related devices • New York
