Exhibit 4.4 INCENTIVE STOCK OPTION AGREEMENT OPTIONEE: DATE OF GRANT: AGREEMENT between Scott's Liquid Gold-Inc. (the "Company"), and the above named Optionee ("Optionee"), an employee of the Company or a Subsidiary thereof. The Company and Optionee...Incentive Stock Option Agreement • November 12th, 1998 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
Exhibit 4.6 NONQUALIFIED STOCK OPTION AGREEMENT FOR DIRECTOR OPTIONEE: DATE OF GRANT: AGREEMENT between Scott's Liquid Gold-Inc. (the "Company"), and the above named Optionee ("Optionee"), a Director of the Company who is not a full- time employee of...Nonqualified Stock Option Agreement • November 12th, 1998 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
ANDEmployee Stock Ownership Plan and Trust Agreement • August 11th, 2000 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations
CREDIT AGREEMENT dated as of June 30, 2016 among SCOTT’S LIQUID GOLD-INC., a Colorado corporation, NEOTERIC COSMETICS, INC., a Colorado corporation, the other Loan Parties party hereto and JPMORGAN CHASE BANK, N.A.Credit Agreement • July 7th, 2016 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
CREDIT AGREEMENT dated as of June 30, 2016 (as it may be amended or modified from time to time, this “Agreement”), among SCOTT’S LIQUID GOLD-INC., a Colorado corporation and NEOTERIC COSMETICS, INC., a Colorado corporation, as Borrowers, the other Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., as Lender.
AGREEMENT AND PLAN OF MERGER by and among HORIZON KINETICS LLC, SCOTT’S LIQUID GOLD-INC., and HKNY ONE, LLC Dated as of December 19, 2023Merger Agreement • December 26th, 2023 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations • Delaware
This Agreement and Plan of Merger (this “Agreement”), is entered into as of December 19, 2023 (the “Execution Date”), by and among HORIZON KINETICS LLC , a Delaware limited liability company (the “Company”), SCOTT’S LIQUID GOLD-INC., a Colorado corporation (“Parent”), and HKNY ONE, LLC, a Delaware limited liability company (“Merger Sub”). Capitalized terms used herein (including in the immediately preceding sentence) and not otherwise defined herein shall have the meanings set forth in Section 8.01 hereof.
EMPLOYMENT AGREEMENTEmployment Agreement • March 29th, 2023 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations • Colorado
This Employment Agreement (this “Agreement”), effective as of March 31, 2023 (the “Effective Date”), is by and between Scott’s Liquid Gold – Inc., a Colorado corporation (the “Company”), and David Arndt an individual (“Executive”).
EXHIBIT 4.1 BUSINESS LOAN AGREEMENT Scott's Liquid Gold-Inc. Citywide Banks 4880 Havana St. 12075 E. 45th Avenue Denver, Co. 80239 Denver, Colorado 80239 The undersigned applicant(s) (hereinafter called "Debtor") has made an application to Citywide...Business Loan Agreement • March 30th, 2001 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • August 14th, 2023 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations • Delaware
This Asset Purchase Agreement (this “Agreement”), dated as of June 30, 2023, is by and among Commercial Brands LLC, a limited liability company organized and existing under the laws of the State of Texas (“Buyer”), SLG Chemicals, Inc., a corporation organized and existing under the laws of the State of Colorado (“SLG Chemicals”), and Scott’s Liquid Gold-Inc., a corporation organized and existing under the laws of the State of Colorado (“SLG,” and collectively with SLG Chemicals, “Seller”). Buyer and Seller shall be collectively referred to herein as the “Parties” and, each, individually, a “Party.”
INDEMNIFICATION AGREEMENT SCOTT’S LIQUID GOLD-INC.Indemnification Agreement • March 16th, 2009 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
This Agreement is made and entered into as of May 6, 1987 between Scott’s Liquid Gold-Inc., a Colorado corporation (the “Corporation”), and Mark E. Goldstein, of Denver, Colorado (“Director”).
ANDShareholder Rights Agreement • February 22nd, 2001 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
INDEMNIFICATION AGREEMENTIndemnification Agreement • August 7th, 2024 • Horizon Kinetics Holding Corp • Perfumes, cosmetics & other toilet preparations • Delaware
THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of August 1, 2024 between Horizon Kinetics Holding Corporation (f/k/a Scott’s Liquid Gold-Inc.), a Delaware corporation (the “Company”), and [●] (the “Indemnitee”).
Exhibit 10.2 SCOTT'S LIQUID GOLD-INC. 1997 STOCK OPTION PLAN INCENTIVE STOCK OPTION AGREEMENT OPTIONEE: DATE OF GRANT: AGREEMENT between Scott's Liquid Gold-Inc. (the "Company"), and the above named Optionee ("Optionee"), an employee of the Company or...Incentive Stock Option Agreement • May 4th, 2007 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
RECEIVABLES PURCHASE AGREEMENTReceivables Purchase Agreement • March 29th, 2011 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • New York
THIS RECEIVABLES PURCHASE AGREEMENT (as amended, supplemented or modified from time to time, this “Agreement”), dated as of March 16, 2011, is between SLG CHEMICALS, INC., a Colorado corporation (together with its successors and assigns, “Supplier”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (together with its successors and assigns, “Wells”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 28th, 2014 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
THIS EMPLOYMENT AGREEMENT (“Agreement”) is made by and between Scott’s Liquid Gold-Inc. (“Company”), and Barry Levine (“Executive”) (individually, a “Party” and together, the “Parties”), as of the date on which the Agreement is executed by the Parties (“Effective Date”).
ASSET PURCHASE AGREEMENT by and among SLG CHEMICALS, INC., the Buyer SCOTTS LIQUID GOLD-INC., the Parent and PARAMOUNT CHEMICAL SPECIALTIES, INC., the Seller Dated as of October 1, 2019Asset Purchase Agreement • October 2nd, 2019 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations • Delaware
This ASSET PURCHASE AGREEMENT (this “Agreement”), dated as of October 1, 2019, is by and among SLG Chemicals, Inc., a Colorado corporation (“Buyer”), Paramount Chemical Specialties, Inc., a Washington corporation (“Seller”), and Scott’s Liquid Gold-Inc., a Colorado corporation (“Parent”) solely for the purposes of Article IV and Article IX.
Scott's Liquid Gold-Inc. Employee Stock Ownership Plan and Trust Agreement (Amended and Restated Effective January 1, 2001) Prepared by Holland & Hart LLP ATTORNEYS AT LAW SUITE 3200 555 SEVENTEENTH STREET DENVER, COLORADO 80202-3979 (303) 295-8000...Employee Stock Ownership Plan and Trust Agreement • March 27th, 2002 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
Scott's Liquid Gold-Inc., a Colorado corporation, originally adopted the Scott's Liquid Gold-Inc. Employee Stock Ownership Plan (the "Plan"), effective October 3, 1978, for the exclusive benefit of its Employees and their beneficiaries. The Plan has been amended from time to time and was restated effective as of January 1, 1985 and again as of January 1, 1989. Effective January 1, 2001, the Employer hereby amends and restates the Plan to make necessary and desirable amendments as provided or permitted by certain recent changes in the law, including changes as a result of the Uruguay Round Agreements Act, implementing Agreements under the General Agreement on Tariffs and Trade ("GATT"), the Uniformed Services Employment and Reemployment Rights Act of 1994 ("USERRA"), the Small Business Job Protection Act of 1996 ("SBJPA"), the Taxpayer Relief Act of 1997 ("TRA '97"), the IRS Restructuring and Reform Act of 1998, the Community Renewal Tax Relief Act of 2000, and the Economic Growth and T
BUSINESS LOAN AGREEMENTBusiness Loan Agreement • August 10th, 2005 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
AMENDMENT TO SHAREHOLDER RIGHTS AGREEMENTShareholder Rights Agreement • February 22nd, 2011 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
This Amendment to Shareholder Rights Agreement, dated as of February 15, 2011 (this “Amendment”) is between Scotts Liquid Gold-Inc., a Colorado corporation (the “Company”), and Wells Fargo Bank Minnesota, N.A., as Rights Agent (the “Rights Agent”).
SECOND AMENDED AND RESTATED FINANCING AGREEMENTFinancing Agreement • March 29th, 2011 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Utah
This Second Amended and Restated Financing Agreement is made and entered into by and among Summit Financial Resources, L.P., 2455 East Parley’s Way, Suite 200, Salt Lake City, Utah 84109, Attention: Senior Portfolio Manager, and SCOTT’S LIQUID GOLD-INC., a Colorado corporation, SLG Chemicals, Inc., a Colorado corporation, Neoteric Cosmetics, Inc., a Colorado corporation, and Colorado Product Concepts, Inc., a Colorado corporation, each at 4880 Havana Street, Denver, Colorado 80239, Attention: Mark E. Goldstein.
EXHIBIT 10.5 INDEMNIFICATION AGREEMENT SCOTT'S LIQUID GOLD-INC.Indemnification Agreement • March 27th, 1997 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
FINANCING AGREEMENTFinancing Agreement • November 4th, 2008 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Utah
QuickLinks -- Click here to rapidly navigate through this documentSales Distribution Rights Agreement • April 15th, 2003 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations
This letter agreement concerns the Sales Distribution Rights Agreement (the "Agreement") dated as of December 1, 2000 between you and us. We and you wish to waive mutually the provision in clause 8 dealing with the minimum net sales in calendar year 2002. Accordingly, we and you agree that the following phrase in clause 8(1)(v) of the Agreement is hereby deleted and that there is no replacement minimum sales level for the calendar year 2002: "calendar year two (2002) to be 12 million USD." In all other respects, the Agreement remains in full force and effect.
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • November 12th, 2019 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations
THIS THIRD AMENDMENT to Credit Agreement (this “Amendment”) is entered into this 6th day of November 2019, to be effective as of September 30, 2019, by and between JPMORGAN CHASE BANK, N.A. (“Lender”), and SCOTT’S LIQUID GOLD-INC., a Colorado corporation, and NEOTERIC COSMETICS, INC., a Colorado corporation (each a “Borrower” and collectively, the “Borrowers”).
LICENSE AGREEMENTLicense Agreement • May 15th, 2006 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Delaware
PURCHASE AND SALE AGREEMENT SCOTT’S LIQUID GOLD-INC., SELLER HAVANA GOLD, LLC, PURCHASER November 21, 2012Purchase and Sale Agreement • March 29th, 2013 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
THIS PURCHASE AND SALE AGREEMENT (“Agreement”) is entered into by SCOTT’S LIQUID GOLD-INC., a Colorado corporation (the “Seller”), and HAVANA GOLD, LLC, a Colorado limited liability company (the “Purchaser”).
EXHIBIT 4.5 RESTRICTED STOCK AGREEMENT PARTICIPANT: (First Name) (Middle Name) (Last Name) DATE OF GRANT: AGREEMENT between Scott's Liquid Gold-Inc. (the "Company"), and the above named Participant ("Participant"), an employee of the Company or a...Restricted Stock Agreement • June 22nd, 2005 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
Exhibit 10.6 SCOTT'S LIQUID GOLD-INC. 2005 INCENTIVE STOCK PLAN NONQUALIFIED STOCK OPTION AGREEMENT PARTICIPANT: DATE OF GRANT: AGREEMENT between Scott's Liquid Gold-Inc. (the "Company"), and the above named Participant ("Participant"), an employee of...Nonqualified Stock Option Agreement • May 4th, 2007 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
TEMPORARY MODIFICATION OF BUSINESS LOAN AGREEMENT ATTACHED TO LOAN #200083429 DATED JUNE 28, 2006Business Loan Agreement • November 14th, 2012 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations
The Business Loan Agreement attached to the above referenced loan, dated June 28, 2006, between Scott’s Liquid Gold-Inc. (Borrower) and Citywide Banks (Lender), is hereby modified by mutual agreements as follows:
24th November 2003Sales Distribution Rights Agreement • March 11th, 2004 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations
This letter agreement concerns the Sales Distribution Rights Agreement (the "Agreement") dated as of December 1, 2000 between you and us. We and you wish to waive mutually the provision in clause 8 dealing with the minimum net sales in calendar year 2003. Accordingly, we and you agree that the following phrase in clause 8(1)(v) of the Agreement is hereby deleted and that there is no replacement minimum sales level for the calendar year 2003: "calendar year three (2003) to be 17 million USD." In all other respects, the Agreement remains in full force and effect.
Distribution Agreement between Neoteric Cosmetics, Inc. and HK NFS Limited dated as of January 1, 2018Distribution Agreement • April 2nd, 2018 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
This Distribution Agreement (the “Agreement”), dated as of January 1, 2018 (the “Effective Date”), is entered into by and between Neoteric Cosmetics, Inc., a Colorado corporation (“Seller”), and HK NFS Limited, a Hong Kong limited company (“Distributor”, and together with Seller, the “Parties”, and each, a “Party”).
EXHIBIT 10.1 CHANGE IN TERMS AGREEMENT Borrower: Scott's Liquid Gold-Inc. (TIN: 84-0920811) 4880 Havana St. Denver, CO 80239 Lender: Citywide Banks PO Box 128 Aurora, CO 80040-0128 (303) 365-3600 Principal Amount: $5,156,641.00 Initial Rate: 8.000%...Change in Terms Agreement • June 30th, 2006 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • Colorado
DESCRIPTION OF CHANGE IN TERMS. Effective June 23, 2006 the term of the Note is extended to June 23, 2021, the Interest Rate is modified as described in the VARIABLE INTEREST RATE section below and the Payment is modified as described in the PAYMENT section below.
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • March 29th, 2023 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations • Delaware
This Asset Purchase Agreement (this “Agreement”), dated as of December 15, 2022, is by and among AFAM Concept, Inc. (“Buyer”), Neoteric Cosmetics, Inc., a corporation organized and existing under the laws of the State of Colorado (“Seller”), and for the limited purposes stated herein, Scott’s Liquid Gold-Inc., a Colorado corporation (“SLG”). Buyer and Seller shall be collectively referred to herein as the “Parties” and, each, individually, a “Party.”
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 29th, 2021 • Scott's Liquid Gold - Inc. • Perfumes, cosmetics & other toilet preparations • California
THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) dated as of March 26, 2021, is entered into by umb bank, n.a. (together with its successors and assigns, “Lender”), SCOTT’S LIQUID GOLD-INC., a Colorado corporation (“SLG”), SLG CHEMICALS, INC., a Colorado corporation (“Chemicals”), and NEOTERIC COSMETICS, INC., a Colorado corporation (“NC”, and together with SLG and Chemicals, collectively, “Borrowers” and each, a “Borrower”) and each of the undersigned guarantors (collectively “Guarantors” and together with Borrowers, “Obligors”), with reference to the following facts:
FIRST AMENDMENT TO LEASE AGREEMENTLease Agreement • March 30th, 2016 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations
This FIRST AMENDMENT TO LEASE AGREEMENT (“Amendment”), is entered into this 25th day of March, 2016 (the “Execution Date”), by and between Scott’s Liquid Gold-Inc. (“Lessee”) and Havana Gold, LLC. (“Lessor”).
Distribution AgreementDistribution Agreement • March 29th, 2013 • Scotts Liquid Gold Inc • Perfumes, cosmetics & other toilet preparations • England
This Distribution Agreement is made as of January 1, 2012 (the “Effective Date”) between Church & Dwight UK Limited with offices at Wear Bay Road, Folkestone, Kent, CT 196PG (“C&D”) and Neoteric Cosmetics, Inc., with offices at 4880 Havana Street, P.O. Box 39-S, Denver, CO 80239-0019(“Distributor”) (the “Agreement”).
