SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • January 26th, 2017 • Second Sight Medical Products Inc • Electromedical & electrotherapeutic apparatus • Pennsylvania
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this [___] day of [_____] 2017 by and between, [_____], organized and existing under the laws of [_____] (the “Corporation”), and Broadridge, Inc., a corporation having its principal offices in Philadelphia, Pennsylvania (“Broadridge”).
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • April 7th, 2020 • GOLUB CAPITAL BDC, Inc. • New York
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this 30th day of March (the “Effective Date”) by and between, Golub Capital BDC, Inc., organized and existing under the laws of Delaware (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Company having its principal offices in Edgewood, New York (“Broadridge”).
FORM OF SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • September 18th, 2018 • Growlife, Inc. • Glass products, made of purchased glass • Delaware
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this _________ day of September, by and between GrowLife, Inc., organized and existing under the laws of Delaware (the “Corporation”), and Direct Transfer, LLC, a corporation having its principal offices in _______ (“Direct Transfer”).
EX-99.(K)(VIII) 5 d508520dex99kviii.htm EX-99.(K)(VIII) Subscription and Information Agent Agreement Between The Cushing Renaissance Fund and Computershare Trust Company, N.A., Computershare Inc. and Georgeson LLC EXKVIII Page 1Subscription and Information Agent Agreement • May 5th, 2020 • New York
THIS SUBSCRIPTION AND INFORMATION AGENT AGREEMENT (the “Agreement”) is entered into as of this 9th day of February 2018 (the “Effective Date”) by and The Cushing Renaissance Fund, a statutory trust organized and existing under the laws of the State of Delaware (the “Company”), Computershare Inc. (“Computershare”) a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the “Trust Company” and together with Computershare, the “Agent”) and, for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
RIGHTS OFFERING SUPPORT SERVICE AGREEMENTSubscription and Information Agent Agreement • July 3rd, 2013 • Dividend & Income Fund • Massachusetts
Agreement made as of the 21st day of June, 2013 between Dividend and Income Fund, with principal offices at 11 Hanover Square, New York, NY 10005 (“DNI”), and The Colbent Corporation with principal offices at 161 Bay State Drive Braintree, Massachusetts 02184 (“Colbent”).
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • September 1st, 2011 • Zoom Telephonics, Inc. • Telephone & telegraph apparatus • Pennsylvania
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • October 5th, 2010 • Zoom Telephonics, Inc. • Telephone & telegraph apparatus • Pennsylvania
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • July 18th, 2012 • DCB Financial Corp • State commercial banks • Pennsylvania
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this __ day of June 6, 2012 by and between, DCB Financial Corp, organized and existing under the laws of Ohio (the “Corporation”), and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Philadelphia, Pennsylvania (“Broadridge”).
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • November 23rd, 2020 • High Income Securities Fund • New York
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this 29 day of July 2020 (the “Effective Date”), by and between, the High Income Securities Fund, organized and existing under the laws of Massachusetts a business trust, and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Edgewood, New York (“Broadridge”).
Form of Subscription and Information Agent Agreement]Subscription and Information Agent Agreement • December 22nd, 2004 • Technology Investment Capital Corp • New York
This SUBSCRIPTION AND INFORMATION AGENT AGREEMENT (the "Agreement") is made and entered into as of December 23, 2004 between TECHNOLOGY INVESTMENT CAPITAL CORP. (the "Company"), a Maryland corporation, EQUISERVE, INC., a Delaware corporation and its fully owned subsidiary EQUISERVE TRUST COMPANY, N.A., a national banking association (collectively, the "Agent" or individually "EQI" and the "Trust Company", respectively) and relates to the prospectus (the "Prospectus") included in the Registration Statement on Form N-2, File No. 333-119879, that was filed by the Company with the Securities and Exchange Commission on October 21, 2004, as amended by any amendment filed with respect thereto from time to time (the "Registration Statement"). When used hereunder, the term "Agent" shall mean EQI and the Trust Company treated as one and the same person, with joint and several liability with respect to any term or provision of this Agreement.
Form of Subscription and Information Agent Agreement] SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • March 21st, 2008 • Ares Capital Corp • New York
This Subscription and Information Agent Agreement (this "Agreement") is made as of March [ • ], 2008 among Ares Capital Corporation, a Maryland corporation (the "Company"), Computershare, Inc., a Delaware corporation ("Computershare"), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the "Trust Company" and, together with Computershare, the "Subscription Agent"), Georgeson Inc., a Delaware corporation (the "Information Agent" and, together with the Subscription Agent, the "Agents"), and relates to the prospectus (the "Prospectus") included in the Registration Statement on Form N-2, File No. 333-149109, filed by the Company with the Securities and Exchange Commission on February 7, 2008, as amended by any amendment filed with respect thereto (the "Registration Statement"). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • June 27th, 2014 • Sevcon, Inc. • Electrical industrial apparatus • Pennsylvania
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this 20th day of June 2014 by and between, Sevcon, Inc., organized and existing under the laws of Delaware (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Company having its principal offices in Philadelphia, Pennsylvania (“Broadridge”).
Form of] SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • August 21st, 2017 • LGL Group Inc • Electronic components, nec • Pennsylvania
This Subscription and Information Agent Agreement (this “Agreement”) is entered into as of this 17th day of August, 2017 by and between The LGL Group, Inc., a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a company having its principal offices in Philadelphia, Pennsylvania (“Broadridge”).
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • December 18th, 2008 • Gabelli Global Deal Fund • Massachusetts
This Subscription and Information Agent Agreement (the "Agreement") is made as of December 18, 2008 between The Gabelli Global Deal Fund (the "Fund"), Computershare, Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking (collectively, the “Agent” or individually “Computershare” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the "Prospectus") included in the (Registration Statement on Form N-2, Securities Act File No. 333-149864 filed by the Fund with the Securities and Exchange Commission on December 10, 2008, as amended by any amendment filed with respect thereto (the "Registration Statement").
Subscription and Information Agent Agreement Between Cushing Renaissance Fund and Computershare Trust Company, N.A., Computershare Inc. and Georgeson LLCSubscription and Information Agent Agreement • June 19th, 2019 • Cushing Renaissance Fund • New York
THIS SUBSCRIPTION AND INFORMATION AGENT AGREEMENT (the “Agreement”) is entered into as of this 7th day of June 2019 (the “Effective Date”) by and Cushing Renaissance Fund, a statutory trust organized and existing under the laws of the State of Delaware (the “Company”), Computershare Inc. (“Computershare”) a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the “Trust Company” and together with Computershare, the “Agent”) and, for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
