TRANSFER AGENCY AND SERVICE AGREEMENT between H & Q LIFE SCIENCES & H & Q HEALTHCARE INVESTORS and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHARE SHAREHOLDER SERVICES, INC.Transfer Agency and Service Agreement • April 16th, 2014 • H&q Life Sciences Investors • Massachusetts
AGREEMENT made as of the 1st day of March, 2006, by and between H & Q Life Sciences Investors, Inc. and H & Q Healthcare Investors, a corporation, having its principal office and place of business at 30 Rowes Wharf, 4th Floor, Boston, Massachusetts 02110 (each a “Customer” or the “Customer”), and Computershare Shareholder Services, Inc., (formerly known as EquiServe, Inc.) a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., (formerly known as EquiServe Trust Company, N.A.) a federally chartered trust company doing business at 150 Royall Street, Canton, Massachusetts 02021, (collectively, the “Transfer Agent” or individually “CSS” and the “Trust Company”, respectively).
April 21, 2014 H&Q Life Sciences Investors C/o Tekla Capital Management LLC Boston, MA 02109 Attn: Ms. Laura Woodward RE: H&Q Life Sciences Investors — Rights Offer Dear Laura:Information Agent Agreement • May 23rd, 2014 • H&q Life Sciences Investors • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and H&Q Life Sciences Investors (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
SUPPORT SERVICES AGREEMENTSupport Services Agreement • June 19th, 2017 • Tekla Life Sciences Investors • New York
This Agreement is made as of January 1, 2016, by and among Tekla World Healthcare Fund, Tekla Healthcare Opportunities Fund, Tekla Healthcare Investors and Tekla Life Sciences Investors, Massachusetts business trusts (together, the “Tekla Funds” or the “Funds”), and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).
H&Q LIFE SCIENCES INVESTORS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 16th, 2014 • H&q Life Sciences Investors • Massachusetts
THIS INVESTMENT ADVISORY AGREEMENT, dated as of July 1, 2009 between H&Q LIFE SCIENCES INVESTORS, a Massachusetts business trust (the “Fund”), and HAMBRECHT & QUIST CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Investment Adviser”),
ADMINISTRATION AGREEMENTAdministration Agreement • April 12th, 2006 • H&q Life Sciences Investors • Massachusetts
Agreement dated as of July 1, 2005 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and H&Q Life Sciences Investors and the H&Q Healthcare Investors (individually, a “Trust” and collectively, the “Trusts”).
HandQ LIFE SCIENCES INVESTORS INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT, dated as of July 1, 2009 between HandQ LIFE SCIENCES INVESTORS, a Massachusetts business trust (the Fund), and HAMBRECHT and QUIST CAPITAL MANAGEMENT LLC,...Investment Advisory Agreement • November 25th, 2009 • H&q Life Sciences Investors • Massachusetts
CUSTODIAN AGREEMENTCustodian Agreement • April 12th, 2006 • H&q Life Sciences Investors • Massachusetts
This Agreement between H & Q LIFE SCIENCES INVESTORS, a business trust organized and existing under the laws of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • July 21st, 2006 • H&q Life Sciences Investors • Massachusetts
This Subscription Agent Agreement (the “Agreement”) is made as of July 20, 2006 between H&Q Life Sciences Investors (the “Fund”), Computershare Shareholder Services, Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking (collectively, the “Agent” or individually “CSS” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the (Registration Statement on Form N-2, File No. 811-06565 filed by the Fund with the Securities and Exchange Commission on April 12, 2006, as amended by any amendment filed with respect thereto (the “Registration Statement”).
REORGANIZATION SUPPORT SERVICE AGREEMENTReorganization Support Service Agreement • May 23rd, 2014 • H&q Life Sciences Investors • Massachusetts
Agreement made as of the 30 day of April, 2014 between H&Q Healthcare Investors and H&Q Life Sciences Investors with principal offices at 2 Liberty Square, Boston, Massachusetts 02109 (together, the “Funds” or individually, the “Fund”) and Boston Financial Data Services, Inc. with principal offices at 2000 Crown Colony, Quincy, Massachusetts 02169 (“Boston Financial”).
Revised May 18, 2006 H&Q Life Sciences Investors Hambrecht & Quist Capital Management Boston, MA 02110 Attn: Betty Chang RE: Information Agent for the Rights Offering of H&Q Life Sciences Investors Dear Betty:Information Agent Agreement • July 21st, 2006 • H&q Life Sciences Investors • Massachusetts
This letter will serve as the agreement (the “Agreement”) between The Altman Group, Inc. (“The Altman Group”) and the H&Q Life Sciences Investors (the “Equity Fund”), pursuant to which The Altman Group will provide the services set forth below in connection with the Equity Fund’s rights offering, which is expected to commence on or about June 2006.
