DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • August 1st, 2023 • Nuveen California Select Tax Free Income Portfolio
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen California Select Tax-Free Income Portfolio, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, 1.3 million shares of the Fund’s Common Stock.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyAgency and Service Agreement • July 14th, 2016 • Nuveen California Select Tax Free Income Portfolio • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN CALIFORNIA SELECT TAX-FREE INCOME PORTFOLIO Chicago, Illinois 60606Nuveen California Select Tax Free Income Portfolio • August 11th, 2017
Nuveen California Select Tax-Free Income Portfolio is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-212519 and 811-06623) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 14th, 2016 • Nuveen California Select Tax Free Income Portfolio • Illinois
AGREEMENT made this 1st day of October 2014, by and between Nuveen California Select Tax-Free Income Portfolio, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Agency and Service Agreement • August 11th, 2017 • Nuveen California Select Tax Free Income Portfolio • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreements • May 12th, 2023 • Nuveen California Select Tax Free Income Portfolio
Agreement made as of this 29th day of July 2022, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2022.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyAgency and Service Agreement • July 14th, 2016 • Nuveen California Select Tax Free Income Portfolio
This Amendment is made as of this 15th day of July 2015 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
Nuveen Closed-End Funds RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • May 12th, 2023 • Nuveen California Select Tax Free Income Portfolio • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
AMENDED AND RESTATED SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 12th, 2023 • Nuveen California Select Tax Free Income Portfolio
The attached Amended and Restated Schedule A to the Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Scheduled A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A., effective as of June 15, 2017, as amended (the “TA Agreement”), hereby amends and restates Schedule A to the TA Agreement in its entirety, to be effective March 28, 2023.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Select Tax-Free Income Portfolio 33-46942 811-6623 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy...Nuveen California Select Tax Free Income Portfolio • May 30th, 2008
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950134-07-018725.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Select Tax-Free Income Portfolio 811-06623 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit...Nuveen California Select Tax Free Income Portfolio • May 31st, 2011
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
NUVEEN CALIFORNIA SELECT TAX-FREE INCOME PORTFOLIO Chicago, Illinois 60606Nuveen California Select Tax Free Income Portfolio • August 1st, 2023
Nuveen California Select Tax-Free Income Portfolio is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed an automatic shelf registration statement on Form N-2 (File Nos. 333-271871 and 811-06623) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings. The Fund also has filed or will file a prospectus supplement (“Prospectus Supplement”) pursuant to Rule 424 under the Securities Act of 1933 in connection with the offering of its common shares through an ATM offering.
