SUBADVISORY AGREEMENTSubadvisory Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Adjustable Rate Income Fund (the “Fund”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a “Fund” and collectively the “Funds”) on behalf of each of its series or portfolios identified on Exhibit A (each a “Portfolio” and collectively the “Portfolios”) (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between SB Adjustable Rate Income Fund (“Investment Company”), a Massachusetts business trust and Legg Mason Investor Services, LLC (“Distributor”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
AMENDMENT TO DISTRIBUTION AGREEMENT December 1, 2005Distribution Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund • Maryland
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between SB Adjustable Rate Income Fund (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
SMITH BARNEY ADJUSTABLE RATE GOVERNMENT INCOME FUND DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named...Distribution Agreement • July 30th, 1999 • Smith Barney Adjustable Rate Government Income Fund • New York
TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its...Transfer Agency and Services Agreement • September 28th, 2000 • Smith Barney Adjustable Rate Government Income Fund • New York
SMITH BARNEY ADJUSTABLE RATE GOVERNMENT INCOME FUND DISTRIBUTION AGREEMENT June 5, 2000 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter...Distribution Agreement • September 28th, 2000 • Smith Barney Adjustable Rate Government Income Fund
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Smith Barney Adjustable Rate Government Income Fund • July 30th, 1999 • New York
LICENSE AGREEMENTLicense Agreement • September 27th, 2006 • Legg Mason Partners Adjustable Rate Income Fund • New York
This license agreement (the “Agreement”) is made this day of , 2006, by and between Legg Mason Properties, Inc., a North Carolina corporation (“Licensor”), and the Trusts/Corporations listed on Exhibit A hereto (each, a “Licensee”).
SMITH BARNEY ADJUSTABLE RATE GOVERNMENT INCOME FUND AMENDMENT NO. 3 TO THE FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENT WHEREAS, Section 4.1 of the First Amended and Restated Master Trust Agreement of Smith Barney Adjustable Rate Government...Master Trust Agreement • March 14th, 1997 • Smith Barney Adjustable Rate Government Income Fund
LMP Adjustable Rate Income fund Sub-Item 77Q Amendment No. 9 to First Amended and Restated Master Trust Agreement WHEREAS, Article VII, Section 7.3 of the First Amended and Restated Master Trust Agreement (together with any amendments thereto and...Legg Mason Partners Adjustable Rate Income Fund • January 29th, 2007
EXHIBIT 1(c) SMITH BARNEY SHEARSON ADJUSTABLE RATE GOVERNMENT INCOME FUND AMENDMENT NO. 2 TO THE FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENT (Change of Name of the Fund and Change of Emeritus Policy) The undersigned, Assistant Secretary of Smith...Master Trust Agreement • September 29th, 1995 • Smith Barney Adjustable Rate Government Income Fund
SMITH BARNEY ADJUSTABLE RATE GOVERNMENT INCOME FUND AMENDMENT NO. 4 TO THE FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENT Amendment No. 4 to the First Amended and Restated Master Trust Agreement dated November 5, 1992 (amending the Master Trust...Master Trust Agreement • March 14th, 1997 • Smith Barney Adjustable Rate Government Income Fund
c) "CFTC". The term "CFTC" shall mean the Commodities Futures Trading Commission. (d) "Governing Board". The term "Governing Board" shall mean the Fund's Board of Directors if the Fund is a corporation or the Fund's Board of Trustees if the Fund is a...Custodian Services Agreement • September 29th, 1995 • Smith Barney Adjustable Rate Government Income Fund
AMENDED AND RESTATED BY-LAWS OF SMITH BARNEY PRINCIPAL ADJUSTABLE RATE INCOME FUND ARTICLE 1Smith Barney Adjustable Rate Government Income Fund • April 4th, 2003
LMP Adjustable Rate Income fund Sub-Item 77Q Amendment No. 8 to First Amended and Restated Master Trust Agreement The undersigned, constituting a majority of the Trustees of SB Adjustable Rate Income Fund (the "Trust"), a Massachusetts business trust,...Legg Mason Partners Adjustable Rate Income Fund • January 29th, 2007
LMP Adjustable Rate Income fund Sub-Item 77Q This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Adjustable Rate Income Fund (the "Fund") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • January 29th, 2007 • Legg Mason Partners Adjustable Rate Income Fund
LMP Adjustable Rate Income fund Sub-Item 77Q1 (b) LEGG MASON PARTNERS ADJUSTABLE RATE INCOME FUND Amendment No. 9 to First Amended and Restated Master Trust Agreement WHEREAS, Article VII, Section 7.3 of the First Amended and Restated Master Trust...Legg Mason Partners Adjustable Rate Income Fund • July 28th, 2006
LMP Adjustable Rate Income fund Sub-Item 77Q1 (a) SB ADJUSTABLE RATE INCOME FUND Amendment No. 8 to First Amended and Restated Master Trust Agreement The undersigned, constituting a majority of the Trustees of SB Adjustable Rate Income Fund (the...Legg Mason Partners Adjustable Rate Income Fund • July 28th, 2006
