Bny Mellon Sustainable U.S. Equity Portfolio, Inc. Sample Contracts

AutoNDA by SimpleDocs
DEFINITIONS
Manager Agreement • April 26th, 2001 • Dreyfus Socially Responsible Growth Fund Inc • New York
MUTUAL FUND CUSTODY AND SERVICES AGREEMENT TABLE OF CONTENTS
And Services Agreement • April 11th, 2002 • Dreyfus Socially Responsible Growth Fund Inc • Pennsylvania
AMENDMENT
Transfer Agency Agreement • April 13th, 2012 • Dreyfus Socially Responsible Growth Fund Inc

THIS AMENDMENT is made as of the 5th day of October, 2011 and amends the AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT (the “Agreement”) dated as of June 1, 2007 between each mutual fund, and each portfolio or series of each mutual fund, listed on Schedule A hereto (each, a “Fund” and, collectively, the “Funds”) as such Schedule may be revised from time to time, and DREYFUS TRANSFER, INC. (the “Transfer Agent”).

CUSTODY AGREEMENT by and between THE FUNDS LISTED ON SCHEDULE 1 HERETO and THE BANK OF NEW YORK MELLON
Custody Agreement • April 13th, 2011 • Dreyfus Socially Responsible Growth Fund Inc • New York

CUSTODY AGREEMENT, dated as of January 1, 2011 (“Agreement”) between each investment company identified on Schedule 1 hereto, as such Schedule may be amended from time to time (each such investment company and each investment company made subject to this Agreement in accordance with Section 10.12 below, the “Fund”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).

BANK SELLING AGREEMENT
Bank Selling Agreement • April 14th, 2016 • Dreyfus Socially Responsible Growth Fund Inc • New York

MBSC Securities Corporation (“we or “us”) is the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation (“Dreyfus”) or its subsidiaries or affiliates (each, a “Fund” and collectively, the “Funds”) pursuant to the terms of a Distribution Agreement between us and the Funds. You, the firm specified on the signature page hereto (“you”), are a “bank” (as such term is defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)). We agree to allow you to make shares of the Funds available to your customers in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term “Prospectus” shall mean the full, statutory prospectus (the “Statutory Prospectus”) and related statement of additional information (the “SAI”)

BROKER-DEALER SELLING AGREEMENT
Broker-Dealer Selling Agreement • April 14th, 2016 • Dreyfus Socially Responsible Growth Fund Inc • New York

MBSC Securities Corporation (“we or “us”), as the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation (“Dreyfus”) or its subsidiaries or affiliates (each, a “Fund” and collectively, the “Funds”) pursuant to the terms of a Distribution Agreement between us and the Funds, agrees to sell Fund shares to you, the firm specified on the signature page hereto (“you”), in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term “Prospectus” shall mean the full, statutory prospectus (the “Statutory Prospectus”) and related statement of additional information (the “SAI”) incorporated therein by reference (as amended or supplemented) of each of the respective Funds included in the then currently effective registration statement (or post-effective

AMENDED AND RESTATED DISTRIBUTION AGREEMENT
Distribution Agreement • April 9th, 2020 • Bny Mellon Sustainable U.S. Equity Portfolio, Inc.

This is to confirm that, in consideration of the agreements hereinafter contained, each investment company identified on Exhibit A hereto, as such Exhibit may be amended from time to time (each, the "Fund"), has agreed that you shall be, for the period of this agreement, the distributor of (a) shares of each series of the Fund set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a "Series") or (b) if no Series are set forth on such Exhibit, shares of the Fund. For purposes of this agreement the term "Shares" shall mean the authorized shares of the relevant Series, if any, and otherwise shall mean the Fund's authorized shares.

SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286
Sub-Investment Advisory Agreement • April 9th, 2020 • Bny Mellon Sustainable U.S. Equity Portfolio, Inc. • New York
BANK SELLING AGREEMENT
Bank Selling Agreement • April 9th, 2018 • Dreyfus Sustainable U.S. Equity Portfolio, Inc. • New York

MBSC Securities Corporation (“we” or “us”), as the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation (“Dreyfus”) or its subsidiaries or affiliates (each, a “Fund” and collectively, the “Funds”) pursuant to the terms of a Distribution Agreement between us and the Funds, agrees to sell Fund shares to you, the firm specified on the signature page hereto (“you”), which is a “bank” (as such term is defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended (“Exchange Act”)), in accordance with the terms and conditions set forth in this Agreement. You may make shares of the Funds available to your customers and, with respect to certain Fund shares, provide shareholder, administrative or other services to your customers who own shares of the Funds in accordance with the terms and conditions set f

MANAGEMENT AGREEMENT
Management Agreement • April 9th, 2020 • Bny Mellon Sustainable U.S. Equity Portfolio, Inc. • New York

The Fund desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in its Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund desires to employ you to act as its investment adviser.

TITLE] [COMPANY] [ADDRESS] RE: 2006 Supplemental Agreement Dear __________:
Dreyfus Socially Responsible Growth Fund Inc • April 13th, 2007

This 2006 Supplemental Agreement is entered into as of October 1, 2006 by and between Dreyfus Service Corporation (“Dreyfus”) and the above indicated party (the “Intermediary”).

SECOND AMENDMENT TO CUSTODY AGREEMENT
Custody Agreement • April 11th, 2017 • Dreyfus Socially Responsible Growth Fund Inc • New York

This Amendment to the Custody Agreement (defined below) is made as of December 22, 2016 by and between each investment company identified on Schedule 1 hereto, as such Schedule may be amended from time to time (each such investment company and each investment company made subject to the Custody Agreement in accordance with Section 10.12 thereof, the "Fund"), and The Bank of New York Mellon (the "Custodian"). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custody Agreement.

BANK AFFILIATED BROKER-DEALER AGREEMENT
Dealer Agreement • April 13th, 2007 • Dreyfus Socially Responsible Growth Fund Inc • New York

We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). We desire to make available to our customers shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation or its subsidiaries or affiliates (hereinafter referred to individually as a "Fund" and collectively as the "Funds"). You are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended) of the offering of shares of the Funds and the exclusive agent for the continuous distribution of such shares pursuant to the terms of a Distribution Agreement between you and each Fund. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the prospectus and related statement of additional information (the "Statement of Additional Information") incorporated therein by reference (as amen

SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATION 200 PARK AVENUE NEW YORK, NEW YORK 10166
Sub-Investment Advisory Agreement • April 27th, 2000 • Dreyfus Socially Responsible Growth Fund Inc
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286
Bny Mellon Sustainable U.S. Equity Portfolio, Inc. • April 12th, 2021
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286
Bny Mellon Sustainable U.S. Equity Portfolio, Inc. • April 15th, 2024
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286
Bny Mellon Sustainable U.S. Equity Portfolio, Inc. • April 19th, 2023
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286
Bny Mellon Sustainable U.S. Equity Portfolio, Inc. • April 12th, 2022
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!