FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • December 30th, 1998 • TCW Galileo Funds Inc • Massachusetts
Form of Amendment No. 1 to the Custodian Agreement TCW Galileo Funds, Inc. and Investors Bank & Trust Company hereby agree to amend the Custodian Agreement ("Agreement") entered into by the parties. This amendment shall be effective December 1, 2001....Custodian Agreement • November 15th, 2001 • TCW Galileo Funds Inc
TCW Galileo Funds, Inc. and Investors Bank & Trust Company hereby agree to amend the Custodian Agreement ("Agreement") entered into by the parties. This amendment shall be effective December 1, 2001.
TCW GALILEO FUNDSManagement Agreement • April 2nd, 1998 • TCW Galileo Funds Inc
FORM OF DELEGATION AGREEMENTAgreement • December 30th, 1998 • TCW Galileo Funds Inc • Massachusetts
Form of Amendment No. 1 to the Administration Agreement. TCW Galileo Funds, Inc. and Investor Bank & Trust Company hereby agree to amend Administration Agreement ("Agreement") entered into by the parties. This amendment shall be effective December 1,...Administration Agreement • November 15th, 2001 • TCW Galileo Funds Inc
TCW Galileo Funds, Inc. and Investor Bank & Trust Company hereby agree to amend Administration Agreement ("Agreement") entered into by the parties. This amendment shall be effective December 1, 2001.
EXHIBIT (D) (11) FORM OF AMENDED AND RESTATED INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT THIS AGREEMENT (this "Agreement") is made as of the ____ day of _______, 1998 by and between TCW GALILEO FUNDS, INC., a Maryland corporation (the "Company"),...Investment Advisory and Management Agreement • December 30th, 1998 • TCW Galileo Funds Inc • California
Exhibit 99. (h)(i) TRANSFER AGENCY SERVICES AGREEMENT ---------------------------------- THIS AGREEMENT is made as of November 20 , 2000 by and between PFPC INC. ("PFPC"), and TCW Galileo Funds, Inc. (the "Fund"). W I T N E S S E T H: WHEREAS, the...Transfer Agency Services Agreement • December 15th, 2000 • TCW Galileo Funds Inc
EXHIBIT 10 ADDENDUM TO AMENDED AND RESTATED SUB-ADVISORY AGREEMENT The Amended and Restated Sub-Advisory Agreement ("Agreement") dated as of November 22, 1995, by and between TCW Funds Management, Inc. (the "Investment Manager") and TCW London...Sub-Advisory Agreement • October 31st, 1997 • TCW Galileo Funds Inc
FORM OF SECURITIES LENDING AGENCY AGREEMENT BETWEEN INVESTORS BANK & TRUST COMPANY AND TCW GALILEO FUNDS, INC. FORM OF SECURITIES LENDING AGENCY AGREEMENTTCW Galileo Funds Inc • December 30th, 1998
CUSTODIAN AGREEMENTCustodian Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
AGREEMENT made as of this 29th day of June, 2007, between TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the “Bank”).
EXHIBIT (G) (2) FORM OF CUSTODY AGREEMENT BETWEENCustodian Agreement • December 30th, 1998 • TCW Galileo Funds Inc
TCW Brokerage Services ("Distributor") and _________________ ("Dealer") have agreed that Dealer will participate in the distribution of shares ("Shares") of all the series (as they may exist from time to time) comprising the TCW Galileo Funds, Inc....Form of Dealer Agreement • December 30th, 1998 • TCW Galileo Funds Inc • California
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this _____ day of _____________, 2001, by and between TCW Galileo Funds Inc., a Maryland corporation (the "Company") with...Form of Agreement and Plan of Reorganization • May 2nd, 2001 • TCW Galileo Funds Inc • Maryland
SECURITIES LENDING AGENCY AGREEMENT between TCW CONVERTIBLE SECURITIES FUND. INC. and INVESTORS BANK & TRUST COMPANYSecurities Lending Agency Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
AGREEMENT, effective September 1, 1999, between TCW CONVERTIBLE SECURITIES FUND. INC. on behalf of the Portfolios listed on Schedule A, (the “Lender”), and INVESTORS BANK & TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”).
DEALER AGREEMENT TCW FUNDS DISTRIBUTORSDealer Agreement • June 23rd, 2015 • TCW Funds Inc • California
TCW Funds Distributors (“Distributor”) and (“Dealer”) have agreed that Dealer will participate in the distribution of shares (“Shares”) of all the series (as they may exist from time to time) comprising the TCW Funds, Inc. (each a “Fund” and collectively the “Funds”) and any classes thereof for which Distributor now or in the future serves as nonexclusive distributor, subject to the terms of this Dealer Agreement (“Agreement”). Any such additional Funds will be included in this Agreement upon Distributor’s written notification to Dealer.
ADMINISTRATION AGREEMENTAdministration Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
AGREEMENT made as of June 29, 2007 by and between TCW FUNDS, INC. a corporation organized under the laws of Maryland (the “Fund”), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the “Bank”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 27th, 2018 • TCW Funds Inc • Massachusetts
This Amendment to the Administration Agreement is made as of December 28, 2017 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (as successor to Investors Bank & Trust Company, the “Bank”) and TCW Funds, Inc., a corporation organized under the laws of Maryland (the “Fund”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • TCW Funds Inc
THIS AGREEMENT, is made this 21st of December, 2021, by and among Fidelity Rutland Square Trust II (the “Fidelity Trust”), a statutory trust organized under the State of Delaware, on behalf of itself and its current and future series as identified on Schedule A, severally and not jointly (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”), and each company identified on Schedule B (each, an “Underlying Company”), on behalf of itself and its respective series identified on Schedule B, severally and not jointly (each, an “Acquired Fund” and collectively the “Acquired Funds” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022 (the “Effective Date”).
AMENDMENT NO. 6 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • December 21st, 2006 • TCW Funds Inc
TCW Funds, Inc. and TCW Investment Management Company hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of July 6, 2001 as follows, effective February 23, 2006.
DEALER AGREEMENT TCW BROKERAGE SERVICESTCW Brokerage Services • March 1st, 2004 • TCW Galileo Funds Inc • California
TCW Brokerage Services (“Distributor”) and (“Dealer”) have agreed that Dealer will participate in the distribution of shares (“Shares”) of all the series (as they may exist from time to time) comprising the TCW Galileo Funds, Inc. (each a “Fund” and collectively the “Funds”) and any classes thereof for which Distributor now or in the future serves as nonexclusive distributor, subject to the terms of this Dealer Agreement (“Agreement”). Any such additional Funds will be included in this Agreement upon Distributor’s written notification to Dealer.
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
THIS AMENDMENT dated as of the 12th day of October, 2012, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, October 27, 2008, October 11, 2011 and March 19, 2012, (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • May 30th, 2008 • TCW Funds Inc • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2008, by and between TCW Funds, Inc., a Maryland corporation (the “Company”) with its principal place of business at 865 South Figueroa Street, Los Angeles, California 90017, on behalf of itself and its series, the TCW Focused Equities Fund (the “Acquiring Fund”), and the TCW Equities Fund (the “Acquired Fund”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
THIS AMENDMENT dated as of the 11th day of October, 2011, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007 and October 27, 2008 (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 25th, 2016 • TCW Funds Inc
AMENDMENT AGREEMENT, effective as of July 1, 2015, by and among TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
AMENDMENT NO. 6 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • February 27th, 2017 • TCW Funds Inc
This amendment shall be effective as of September 26, 2016. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 26th, 2021 • TCW Funds Inc
AMENDMENT AGREEMENT, effective as of July 1, 2020, by and among TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTTCW Galileo Funds Inc • August 17th, 2000
TCW Galileo Funds, Inc. and TCW Investment Management Company hereby agree to amend the Amended and Restated Investment Advisory and Management Agreement ("Agreement") entered into by the parties and dated March 1, 1999, as follows, effective July 19, 2000.
AMENDMENT NO. 10 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • February 27th, 2020 • TCW Funds Inc
This amendment shall be effective as of February 28, 2020. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
AMENDMENT NO. 7 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • February 29th, 2008 • TCW Funds Inc
TCW Funds, Inc. and TCW Investment Management Company hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of July 6, 2001 as follows, effective December 31, 2007.
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • July 10th, 2024 • TCW Funds Inc
AMENDMENT (this “Amendment”) made as of July 10, 2024 and effective as of July 15, 2024 (the “Effective Date”) to the Administration Agreement dated as of June 29, 2007 (as amended, supplemented or otherwise modified from time to time, the “Agreement”), by and between TCW FUNDS, INC., a corporation organized under the laws of the State of Maryland (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”). Defined terms used herein shall have the same meaning as set forth in the Agreement.
INDEMNIFICATION AGREEMENTIndemnification Agreement • June 26th, 2013 • TCW Funds Inc • Maryland
This Indemnification Agreement (the “Agreement”) is made as of the date set forth on the signature page by and between TCW Funds, Inc., a Maryland corporation (the “Corporation”), and the director of the Corporation whose name is set forth on the signature page (the “Director”).
AMENDMENT NO. 2 TO AMENDED AND RESTATED INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTTCW Galileo Funds Inc • March 1st, 2001
TCW Galileo Funds, Inc. and TCW Investment Management Company hereby agree to amend the Amended and Restated Investment Advisory and Management Agreement ("Agreement") entered into by the parties and dated March 1, 1999, as follows, effective March 1, 2001.
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 27th, 2017 • TCW Funds Inc
THIS AMENDMENT effective as of October 31, 2016, t o the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, O ctober 27, 2008, O ctober 11, 2011, March 19., 20 12, October 12,
AMENDMENT NO. 10 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • September 29th, 2010 • TCW Funds Inc
TCW Funds, Inc. and TCW Investment Management Company hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of July 6, 2001 as follows, effective September 21, 2010.
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 26th, 2021 • TCW Funds Inc
AMENDMENT made as of July 1, 2020 to the Administration Agreement (the “Agreement”) dated as of June 29, 2007, as amended, modified or supplemented from time to time, by and between TCW FUNDS, INC., a corporation organized under the laws of Maryland (the “Fund”) and State Street Bank and Trust Company (“State Street”), a Massachusetts trust company. Defined terms used herein shall have the same meaning as set forth in the Agreement.
