W I T N E S S E T H - - - - - - - - - -Administration Agreement • March 12th, 1997 • Stratton Funds Inc
AMENDMENT TO SERVICES AGREEMENT This Amendment, dated as of the 1st day of April, 2000 made by and between The Stratton Funds, Inc. (the "Company") operating as a registered investment company under the Investment Company Act of 1940, as amended, and...Services Agreement • April 23rd, 2001 • Stratton Funds Inc
Exhibit 6(b) AMENDMENT TO UNDERWRITING AGREEMENT ===================================Underwriting Agreement • March 12th, 1997 • Stratton Funds Inc
WHEREAS, the Fund and FPBS have entered into an Agreement dated April 12, 1993, wherein FPBS agreed to provide underwriting services and other related services to the Fund (Underwriting Agreement); and
Exhibit 6(a) UNDERWRITING AGREEMENT ---------------------- This agreement, made as of April 12, 1993 by and between The Stratton Funds, Inc. (the "Fund"), and Fund/Plan Broker Services, Inc. (the "Underwriter"). WHEREAS, the Fund is an investment...Underwriting Agreement • March 12th, 1997 • Stratton Funds Inc • Pennsylvania
WlTNESSETH THAT:Accounting Services Agreement • March 12th, 1997 • Stratton Funds Inc • Pennsylvania
AMENDMENT TO CUSTODIAN SERVICES AGREEMENT ----------------------------------------- This Amendment, dated as of the 1/st/ day of May, 2001, is entered into between THE STRATTON FUNDS, INC., a Maryland corporation (the "Fund") and PFPC TRUST COMPANY, a...Custodian Services Agreement • April 23rd, 2002 • Stratton Funds Inc
UNDERWRITING AGREEMENT This Agreement, dated as of December 1, 1999, is made by and between The Stratton Funds, Inc. a Maryland corporation (the "Fund") operating as an open- end management investment company registered under the Investment Company...Underwriting Agreement • April 27th, 2000 • Stratton Funds Inc • Delaware
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 30th, 2012 • Stratton Funds, Inc.
This Transfer Agency And Shareholder Services Agreement (“Agreement”) is made as of November 1, 2011 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and each investment company listed on the signature page to this Agreement (each, the “Investment Company”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms).
AMENDMENT TO INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • April 23rd, 2001 • Stratton Funds Inc
Exhibit 23(h)(iv)(c) ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI- MONEY LAUNDERING AND PRIVACY AMENDMENT (this "Amendment") amends as of the 24th day of July, 2002 (the "Effective Date"), the Amendment to Investment Company Services...Stratton Funds Inc • February 26th, 2003
CUSTODY AGREEMENTCustody Agreement • April 30th, 2012 • Stratton Funds, Inc. • New York
AGREEMENT, dated as of November 1, 2011 between each investment company listed on the signature page to this Agreement (each, the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • April 27th, 2011 • Stratton Funds, Inc. • Delaware
AGREEMENT dated the 9th day of June, 2010 among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • April 28th, 2014 • Stratton Funds, Inc. • Delaware
AGREEMENT dated August 13, 2013, by and among Stratton Mid Cap Value Fund, Inc. (formerly, Stratton Multi-Cap Fund, Inc.), Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
UNDERWRITING AGREEMENT This Agreement, dated as of December 31, 2000, is made by and between The Stratton Funds, Inc. a Maryland corporation (the "Fund") operating as an open-end management investment company registered under the Investment Company...Underwriting Agreement • April 23rd, 2002 • Stratton Funds Inc • Massachusetts
Exhibit 9(b) SHAREHOLDER SERVICES AGREEMENT This Agreement, dated as of the 31st day of March, 1993, made by and between The Stratton Funds, Inc. (the "Fund") a corporation operating as an open-end management investment company, duly organized and...Shareholder Services Agreement • March 12th, 1997 • Stratton Funds Inc • Pennsylvania
FORM OF INVESTMENT ADVISORY AGREEMENT OF THE STRATTON FUNDS, INC. INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of October 28, 2015 between The Stratton Funds, Inc., a Maryland corporation (the "Fund"), and Sterling Capital Management LLC, a North...Investment Advisory Agreement • February 25th, 2016 • Stratton Funds, Inc.
JOINT INSURED FIDELITY BOND AGREEMENTJoint Insured Fidelity Bond Agreement • April 27th, 2011 • Stratton Funds, Inc.
AGREEMENT, dated this 30th day of June, 2010, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc.
JOINT INSURED FIDELITY BOND AGREEMENTJoint Insured Fidelity Bond Agreement • February 28th, 2013 • Stratton Funds, Inc.
AGREEMENT dated July 31, 2012, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2012 • Stratton Funds, Inc. • Delaware
THIS UNDERWRITING AGREEMENT (the “Agreement”) is made as of November 1, 2011 by and between BNY MELLON DISTRIBUTORS INC., a Massachusetts corporation (“Distributor”), and each registered investment company listed on Exhibit A (each a “Fund” and collectively, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2008 • Stratton Funds, Inc.
WHEREAS, the Adviser serves as investment adviser to the Stratton Small-Cap Value Fund (the “Portfolio”), a series of the Fund, pursuant to an investment advisory agreement between the Fund and the Adviser dated as of October 31, 2006 (the “Current Agreement”);
AMENDMENT TO UNDERWRITING AGREEMENT This Amendment, dated as of the 30th day of April, 2001 made by and between The Stratton Funds, Inc. (the "Company") operating as a registered investment company under the Investment Company Act of 1940, as amended,...Underwriting Agreement • April 23rd, 2002 • Stratton Funds Inc
FPS SERVICES, INC. 3200 HORIZON DRIVE P.O. BOX 61503 KING OF PRUSSIA, PA 19406-0903Stratton Funds Inc • October 17th, 1997
Underwriting Agreement for: THE STRATTON FUNDS, INC.Underwriting Agreement • April 27th, 2011 • Stratton Funds, Inc.
Effective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., The Strattan Funds, Inc. (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of December 31, 2000, as amended as of April 30, 2001 (the “Existing Underwriting Agreement”) except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
JOINT INSURED FIDELITY BOND AGREEMENTJoint Insured Fidelity Bond Agreement • April 30th, 2012 • Stratton Funds, Inc.
AGREEMENT, dated June 8, 2011, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (each a “Fund,”) and together the “Funds”)
CUSTOMER IDENTIFICATION SERVICES AMENDMENTStratton Funds Inc • April 23rd, 2004
This Customer Identification Services Amendment (this “Amendment”) amends, as of the 1st day of October, 2003 (the “Effective Date”), the Investment Company Services Agreement, dated April 1, 2000 between the Stratton Funds, Inc. and PFPC Inc. (“PFPC”); and, the Amendments to Transfer Agent Services Agreements, dated June 1, 2000 between Stratton Growth Fund, Inc. and PFPC and between Stratton Monthly Dividend REIT Shares, Inc. (each a “Company” or “Fund” and collectively the “Companies”) and PFPC (the “Agreements”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2007 • Stratton Funds Inc
AGREEMENT made as of this 31st day of October, 2006 by and between The Stratton Funds, Inc., a Maryland corporation (the “Fund”) and Stratton Management Company, a Pennsylvania corporation (the “Adviser”).
Underwriting Agreement for: The Stratton Funds, Inc.Stratton Funds, Inc. • April 30th, 2012
Effective as of the closing of the sale of BNY Mellon Distributors LLC to Foreside Distributors, LLC by The Bank of New York Mellon Corporation, The Stratton Funds, Inc. (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors LLC) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of November 1, 2011 (the “Existing Agreement”) except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
