Schwab Capital Trust Sample Contracts
1 PURCHASE AGREEMENTPurchase Agreement • February 26th, 1999 • Schwab Capital Trust
Standard Contracts
1 Exhibit 8(c) AMENDMENT DATED AS OF APRIL 4, 1997 BETWEEN MORGAN STANLEY TRUST COMPANY (THE "CUSTODIAN") AND SCHWAB CAPITAL TRUST (THE "CLIENT") WHEREAS, the Custodian and the Client have entered into a Custody Agreement dated as of April 4, 1997 (as...Custody Agreement • December 17th, 1997 • Schwab Capital Trust • New York
February 22, 2008 Exhibit (d)(xvi) Randall W. Merk, President and Chief Executive Officer, Schwab Capital Trust Schwab Investments 101 Montgomery Street San Francisco, CA 94104 Re: Funds of Schwab Capital Trust and Schwab 1000 Fund Dear Mr. Merk: This...Expense Limitation Agreement • February 27th, 2008 • Schwab Capital Trust
Exhibit (g)(vi) AMENDMENT TO THE CUSTODIAN AGREEMENT THIS AMENDMENT, dated as of June 29, 2001, between SCHWAB CAPITAL TRUST, an open-end management investment company organized under the laws of the Commonwealth of Massachusetts and registered with...Custodian Agreement • June 30th, 2003 • Schwab Capital Trust • New York
Exhibit-99.(d)(vi) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT executed and effective as of November 1, 2001, by and between CHARLES SCHWAB INVESTMENT MANAGEMENT, INC., a Delaware corporation and registered investment adviser ("CSIM") and SYMPHONY...Investment Sub-Advisory Agreement • December 10th, 2001 • Schwab Capital Trust • California
BetweenCustodian Contract • October 10th, 1996 • Schwab Capital Trust • London
1 Exhibit 8(j) TRANSFER AGENCY AGREEMENT AGREEMENT made this 21st day of July 1993, between SCHWAB CAPITAL TRUST (the "Trust"), a Massachusetts business trust having its principal place of business at 101 Montgomery Street, San Francisco, California...Transfer Agency Agreement • December 17th, 1997 • Schwab Capital Trust • California
Exhibit (d)(ix) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this ___ day of ________, 2004, by and between, Charles Schwab Investment Management, Inc. ("CSIM"), and TAMRO Capital Partners LLC ("Sub-Adviser"). WHEREAS, Schwab Capital Trust, a...Investment Sub-Advisory Agreement • May 28th, 2004 • Schwab Capital Trust • California
Exhibit (g)(ix) AMENDED AND RESTATED CUSTODIAN SERVICES AGREEMENT TERMS AND CONDITIONS This Agreement is made, as of ______________, 2003, separately by and between each of Schwab Capital Trust, Schwab Investments, The Charles Schwab Family of Funds...Custodian Services Agreement • December 11th, 2003 • Schwab Capital Trust
EXHIBIT NO. (9) LICENSE AGREEMENT 2 EXHIBIT 9License Agreement • December 15th, 1995 • Schwab Capital Trust • New York
WITNESSETH:Master Custodian Agreement • February 27th, 2006 • Schwab Capital Trust • Massachusetts
AGREEMENT FOR FUND ACCOUNTING SERVICESFund Accounting Services Agreement • April 14th, 1997 • Schwab Capital Trust • Pennsylvania
SCHEDULE A DATED JULY 1, 2003 TO THE ACCOUNTING SERVICES AGREEMENT DATED AS OF MAY 22, 2002 BETWEEN SCHWAB CAPITAL TRUST, SCHWAB ANNUITY PORTFOLIOS AND SCHWAB INVESTMENTS AND SEI INVESTMENTS GLOBAL FUNDS SERVICES (FORMERLY, SEI INVESTMENTS MUTUAL...Accounting Services Agreement • July 16th, 2003 • Schwab Capital Trust
SCHWAB CAPITAL TRUST Schwab MarketTrack All Equity Portfolio Schwab MarketTrack Growth Portfolio Schwab MarketTrack Balanced Portfolio Schwab Market Track Conservative Portfolio Schwab S&P 500 Fund: Investor Shares, Select Shares & e.Shares Schwab Small-Cap Index Fund: Investor Shares & Select Shares Schwab Total Stock Market Index Fund: Investor Shares & Select Shares Schwab International Index Fund: Investor Shares & Select Shares Institutional Select S&P 500 Fund Institutional Select Large-Cap Value Index Fund Institutional Select Small-Cap Value Index Fund Schwab Core Equity Fund Communications Focus Fund Financial Services Focus Fund Health Care Focus Fund Technology Focus Fund Schwab Small-Cap Equity Fund: Investor Shares & Select Shares Schwab Dividend Equity Fund: Investor Shares & Select Shares (Effective September 2, 2003)
Exhibit (l)(xx) PURCHASE AGREEMENT Schwab Capital Trust, a Massachusetts business trust (the "Trust"), and Charles Schwab & Co., Inc., a California corporation ("Schwab"), hereby agree as of May 19, 2008, as follows: 1. The Trust hereby offers and...Purchase Agreement • April 29th, 2008 • Schwab Capital Trust
3- 4 claim against it which may be the subject of this indemnification, Schwab shall give the Trust written notice of and reasonable opportunity to defend against said claim in its own name or in the name of Schwab.Shareholder Service Agreement • December 17th, 1997 • Schwab Capital Trust • California
Exhibit (d)(xxiv) AMENDMENT TO SUB-ADVISORY AGREEMENT This amendment (the "Amendment") to the Sub-Advisory Agreement is made as of March 11, 2004 by and between Charles Schwab Investment Management, Inc. ("CSIM") and TAMRO Capital Partners LLC (the...Sub-Advisory Agreement • May 28th, 2004 • Schwab Capital Trust
2- 3 2. Term. The term of this Agreement shall commence on the Commencement Date and shall continue in effect thereafter until it is terminated in accordance with its terms.License Agreement • February 26th, 1999 • Schwab Capital Trust • New York
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 28th, 2021 • Schwab Capital Trust
This Transfer Agency And Shareholder Services Agreement is made as of November 12, 2020 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), and each investment company listed on the signature page to this Agreement (each, an "Investment Company"; collectively, the "Investment Companies") and each Portfolio of each such Investment Company contained on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to "Schedule B" herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in
EXHIBIT (d)(viii) SUB-ADVISORY AGREEMENT SCHWAB MULTI-MANAGER BALANCED FUND This SUB-ADVISORY AGREEMENT (the "Agreement") is entered into effective as of the 14th day of January, 2002, by and between BERGER LLC, a Nevada limited liability company...Sub-Advisory Agreement • May 30th, 2002 • Schwab Capital Trust • Colorado
AMENDED AND RESTATED ADVISORY AGREEMENTAdvisory Agreement • June 16th, 2017 • Schwab Capital Trust • California
ADVISORY AGREEMENT made as of August 18, 2016, as amended and restated June 6, 2017, between Schwab Capital Trust (the “Trust”), a Massachusetts business trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Charles Schwab Investment Management, Inc., a Delaware corporation (the “Adviser”).
1 Exhibit (g)(xix) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of October 28, 1999 between SCHWAB CAPITAL TRUST, an open-end management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the...Custodian Agreement • May 12th, 2000 • Schwab Capital Trust • New York
PURCHASE AGREEMENT Schwab Capital Trust, a Massachusetts business trust (the "Trust"), and Charles Schwab & Co., Inc., a California corporation ("Schwab"), hereby agree as of March 28, 2007, as follows: 1. The Trust hereby offers and Schwab hereby...Purchase Agreement • March 30th, 2007 • Schwab Capital Trust
PURCHASE AGREEMENTPurchase Agreement • December 11th, 2003 • Schwab Capital Trust
Exhibit (d)(vi) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this 23rd day of November 2004, by and between, Charles Schwab Investment Management, Inc. ("CSIM"), and Gardner Lewis ("Sub-Adviser"). WHEREAS, Schwab Capital Trust, a Massachusetts...Investment Sub-Advisory Agreement • February 25th, 2005 • Schwab Capital Trust • California
Exhibit (d)(xviii) SUB-MANAGEMENT AGREEMENT This AGREEMENT made this 15th day of April, 2003, between Janus Capital Management LLC, a Delaware limited liability company ("JCM") and Perkins, Wolf, McDonnell and Company, a Delaware corporation ("PWM")....Sub-Management Agreement • June 30th, 2003 • Schwab Capital Trust • Colorado
Exhibit-(d)(ix) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this 6th day of February, 2004, by and between, Charles Schwab Investment Management, Inc. ("CSIM"), and TAMRO Capital Partners LLC ("Sub-Adviser"). WHEREAS, Schwab Capital Trust, a...Investment Sub-Advisory Agreement • February 11th, 2005 • Schwab Capital Trust • California
Exhibit (d)(xxiii) AMENDMENT TO SUB-ADVISORY AGREEMENT This amendment (the "Amendment") to the Sub-Advisory Agreement is made as of December 2, 2004 by and between Charles Schwab Investment Management, Inc. ("CSIM") and TAMRO Capital Partners LLC (the...Sub-Advisory Agreement • February 11th, 2005 • Schwab Capital Trust
Exhibit (d)(xxxiv) AMENDMENT TO SUB-ADVISORY AGREEMENT This amendment (the "Amendment") to the Sub-Advisory Agreement is made as of December 2, 2004 by and between Charles Schwab Investment Management, Inc. ("CSIM") and Pacific Investment Management...Sub-Advisory Agreement • February 25th, 2005 • Schwab Capital Trust
ARTICLE IAgreement and Declaration of Trust • May 1st, 2006 • Schwab Capital Trust • Massachusetts
Re: Agreement and Plan of Reorganization, dated September 9, 2009 (the “Plan”), adopted by the Board of Trustees of the Schwab Capital Trust (the “Trust”) for the reorganization of the Trust’s Schwab Institutional Select S&P 500 Fund (the “Acquired...Agreement and Plan of Reorganization • November 25th, 2009 • Schwab Capital Trust
You have requested our opinions as to certain U.S. federal income tax consequences of the reorganization of the Acquired Fund and the Surviving Fund that will consist of: (i) the transfer of all of the assets of the Acquired Fund to the Surviving Fund in exchange solely for shares of the Surviving Fund (“Surviving Fund Shares”), (ii) the assumption by the Surviving Fund of all of the liabilities of the Acquired Fund, and (iii) the distribution of the Surviving Fund Shares to the shareholders of the Acquired Fund1 in complete liquidation of the Acquired Fund, all upon the terms and conditions set forth in the Plan (the “Reorganization”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 26th, 2019 • Schwab Capital Trust • California
AGREEMENT made this 11th day of January, 2002, by and between, Charles Schwab Investment Management, Inc. (“CSIM”), and Harris Associates LP (“Sub-Adviser”).
Ex-(g)(i) MASTER FUND ACCOUNTING AND SERVICES AGREEMENT This Agreement is made as of October 1, 2005 by and among each regulated management investment company identified on Appendix A hereto (each such management investment company and each regulated...Master Fund Accounting and Services Agreement • February 27th, 2006 • Schwab Capital Trust • Massachusetts
1 EXHIBIT 1 SCHWAB CAPITAL TRUST AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts on the 6th day of May, 1993, by the Trustees hereunder, and by the holders of shares of beneficial interest to be...Trust Agreement • December 17th, 1997 • Schwab Capital Trust • Massachusetts
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENTInvestment Advisory and Administration Agreement • April 20th, 2017 • Schwab Capital Trust • California
AGREEMENT made as of June 15, 1994, as amended and restated on March 1, 2017, between SCHWAB CAPITAL TRUST, a Massachusetts business trust (herein called the “Trust”), and CHARLES SCHWAB INVESTMENT MANAGEMENT, INC., a Delaware corporation (the “Investment Adviser”).
Exhibit (g)(xi) AMENDED AND RESTATED RULE 17F-5 AND 17F-7 SERVICES AGREEMENT This Agreement is made, as of September 25, 2003, separately by and between each of Schwab Capital Trust, Schwab Investments, The Charles Schwab Family of Funds and Schwab...Rule 17f-5 and 17f-7 Services Agreement • December 11th, 2003 • Schwab Capital Trust • New York