EXHIBIT A "COMPREHENSIVE FEE" INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT, dated the ____ day of _____________, 1998, made and entered into by and between Reserve Private Equity Series, (the "Trust"), organized as an unincorporated business trust...Investment Management Agreement • November 2nd, 1998 • Reserve Private Equity Series • New York
EXHIBIT BSub-Investment Management Agreement • November 2nd, 1998 • Reserve Private Equity Series • New York
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ROANOKE ASSET MANAGEMENT CORP.Investment Advisory Agreement • May 14th, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT, made as of March 30, 2007, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Roanoke Asset Management Corp., (the "Advisor") located at 529 Fifth Avenue, New York, NY 10017.
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series ROANOKE SMALL-CAP GROWTH FUNDDistribution Agreement • May 14th, 2007 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of March 30, 2007 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, Autopilot Managed Growth Fund (the “Fund”) and the distributor for the Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ROANOKE SMALL-CAP GROWTH FUNDOperating Expenses Limitation Agreement • May 14th, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of March, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Roanoke Small-Cap Growth Fund, (the “Fund”) a series of the Trust and the Advisor of the Fund, Roanoke Asset Management Corp. (the “Advisor”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • May 14th, 2007 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this _____ day of April, 2007, by and between the Hallmark Small-Cap Growth Fund (the “Transferring Fund”), a series of the Hallmark Equity Series Trust (the “Hallmark Trust”) and the Roanoke Small-Cap Growth Fund (the “Acquiring Fund”), a series of Northern Lights Fund Trust (the “Northern Trust”). The Hallmark Trust is a Delaware statutory trust, with its principal place of business at 1250 Broadway, 32nd Floor, New York, NY 10001. Northern Trust is a Delaware statutory trust, with its principal place of business at 450 Wireless Blvd., Hauppauge, NY 11788.
June 12, 2007 Hallmark Equity Series Trust Trustees of the Hallmark Equity Series Trust 1250 Broadway, 32nd Floor New York, NY 10001-3701 Northern Lights Fund Trust Trustees of the Northern Lights Fund Trust 450 Wireless Boulevard Hauppauge, NY 11788Agreement and Plan of Reorganization • June 12th, 2007 • Northern Lights Fund Trust
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF June 11, 2007 (THE "AGREEMENT"), BY AND BETWEEN THE HALLMARK SMALL-CAP GROWTH FUND (THE "TRANSFERRING FUND"), A SERIES OF THE HALLMARK EQUITY SERIES TRUST, A DELAWARE STATUTORY TRUST (THE "HALLMARK TRUST") AND THE ROANOKE SMALL-CAP GROWTH FUND (THE "ACQUIRING FUND"), A NEWLY FORMED SERIES OF NORTHERN LIGHTS FUND TRUST, A DELAWARE STATUTORY TRUST (THE "NORTHERN TRUST")
REGISTERED DEALER AGREEMENT FOR RESERVE PRIVATE EQUITY SERIES This Registered Dealer Agreement ("Agreement") entered into as of this ___ day of ________ 20___, by and between Resrv Partners, Inc., a New York corporation, with its principal office at...Registered Dealer Agreement • September 26th, 2002 • Reserve Private Equity Series • New York
BETWEENDistribution Agreement • September 21st, 2001 • Reserve Private Equity Series
COMPREHENSIVE FEE INVESTMENT MANAGEMENT AGREEMENTComprehensive Fee Investment Management Agreement • November 19th, 2004 • Reserve Private Equity Series • New York
THIS AGREEMENT (“Agreement”), dated the ____ day of _______, 200__, made and entered into by and between HALLMARK EQUITY SERIES TRUST a Delaware business trust (the “Trust”), on behalf of HALLMARK MID-CAP GROWTH FUND (the “Fund”), and RESERVE MANAGEMENT COMPANY, INC., a New Jersey corporation having its principal place of business in New York (the “Manager”).
SUB-INVESTMENT MANAGEMENT AGREEMENT FOR THE HALLMARK MID-CAP GROWTH FUNDSub-Investment Management Agreement • November 19th, 2004 • Reserve Private Equity Series • New York
THIS AGREEMENT (“Agreement”) made this __ day of _______________, 2004, by, between and among HALLMARK EQUITY SERIES TRUST, a Delaware business trust (the “Trust”), on behalf of the Reserve Mid-Cap Growth Fund (the “Fund”), and RESERVE MANAGEMENT COMPANY, INC., a New Jersey corporation having its principal place of business in New York (the “Investment Manager”) and SEGALL BRYANT & HAMILL (“SBH”), a Minnesota general partnership having its principal place of business in Illinois (the “Sub-Investment Manager”);
