August 17, 1993 As Amended and Restated July 31, 1998 SG Cowen Securities Corporation 1221 Avenue of the Americas, 8th Floor New York, New York 10020 Underwriting Agreement Dear Sirs: SoGen Funds, Inc. (the "Company"), a Maryland corporation...Underwriting Agreement • July 31st, 1998 • Sogen Funds Inc
WITNESSETH:Custodian Agreement • February 27th, 2006 • First Eagle Funds • Massachusetts
EXHIBIT 99.8B AGENCY AGREEMENT THIS AGREEMENT made the 25th of November, 1996, by and between SOGEN FUNDS, INC., a corporation existing under the laws of the State of Maryland, having its principal place of business at 1221 Avenue of the Americas, New...Agency Agreement • July 25th, 1997 • Sogen Funds Inc • Missouri
WITNESSETH:Investment Advisory Agreement • December 27th, 2002 • First Eagle Sogen Funds Inc • New York
Amended and Restated Investment Advisory Contract FIRST EAGLE SOGEN FUNDS, INC. 1345 Avenue of the Americas New York, New York 10105Investment Advisory Contract • August 17th, 2001 • First Eagle Sogen Funds Inc • New York
Amended and Restated AGREEMENT AND DECLARATION OF TRUST OF FIRST EAGLE FUNDSAgreement and Declaration of Trust • December 23rd, 2016 • First Eagle Funds • Delaware
THIS Amended and Restated AGREEMENT AND DECLARATION OF TRUST is made this __ day of ____________, 2016 and amends and restates in its entirety the Agreement and Declaration of Trust of First Eagle Funds dated April 22, 2004.
ARNHOLD AND S. BLEICHROEDER, INC. 1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105 (212) 698-3000 FIRST EAGLE FUNDS FIRST EAGLE SOGEN FUNDS, INC. SELLING GROUP AGREEMENT As Distributor and principal underwriter of the Shares of beneficial interest of...Selling Group Agreement • February 28th, 2001 • First Eagle Sogen Funds Inc • New York
WITNESSETH:Investment Accounting Agreement • February 28th, 2001 • First Eagle Sogen Funds Inc • Massachusetts
WITNESSETH:Subadvisory Agreement • December 27th, 2002 • First Eagle Sogen Funds Inc • New York
SOGEN FUNDS, INC. RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT dated July 31, 1998 between SOGEN FUNDS, INC., a Maryland corporation (the "Company"), and SG COWEN SECURITIES CORPORATION, a New York corporation...Distribution Agreement • July 31st, 1998 • Sogen Funds Inc
HSBC Bank USA Precious Metals Depository Agreement ---------------------------- ---------------------------------------------------- DEPOSITORY AGREEMENT DEPOSITORY AGREEMENT, dated as of November 27, 2002 by and between First Eagle Sogen Funds, Inc.,...Depository Agreement • December 27th, 2002 • First Eagle Sogen Funds Inc • New York
FIRST EAGLE FUNDS (FIRST EAGLE HIGH INCOME FUND (TO BE RENAMED FIRST EAGLE HIGH YIELD MUNICIPAL FUND) INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 27th, 2023 • First Eagle Funds
This Investment Advisory Agreement, is entered into as of October 12, 2023 by and between FIRST EAGLE FUNDS, a Delaware statutory trust (the “Trust”) with respect to FIRST EAGLE HIGH INCOME FUND (to be renamed First Eagle High Yield Municipal Fund, a series of the Trust and referred to herein as the “Fund”), and FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the “Adviser”).
FIRST EAGLE FUNDS (FIRST EAGLE HIGH YIELD FUND) New York, New York 10105 ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 26th, 2016 • First Eagle Funds • New York
AGREEMENT effective as of December 1, 2015 between First Eagle Funds, a Delaware statutory trust (the “Trust”) having its principal place of business at 1345 Avenue of the Americas, New York, NY 10105 and acting solely on behalf of its separate series designated the First Eagle High Yield Fund (the “Fund”), and First Eagle Investment Management, LLC (“FEIM”), a Delaware limited liability corporation also having its principal place of business at 1345 Avenue of the Americas, New York, NY 10105.
ARTICLE I. DEFINITIONSForeign Custody Manager Agreement • February 28th, 2001 • First Eagle Sogen Funds Inc • New York
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 26th, 2016 • First Eagle Funds • New York
This Investment Advisory Agreement, is entered into as of December 1, 2015 by and between FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the “Adviser”), and First Eagle Gold Cayman Fund, Ltd., a Cayman Islands exempted company (the “Subsidiary”), a wholly-owned subsidiary of the First Eagle Funds, a Delaware statutory trust and open-ended investment company (the “Trust”), on behalf of its series, First Eagle Gold Fund (the “Gold Fund”). The purpose of the Subsidiary is to facilitate the implementation of the Gold Fund’s investment strategies.
FIRST EAGLE FUNDS New York, New York 10105 Amended and Restated Underwriting AgreementUnderwriting Agreement • April 30th, 2014 • First Eagle Funds • Massachusetts
This Agreement further amends and restates the Amended and Restated Underwriting Agreement between the parties dated April 23, 2004, since which time you have changed your name from “ASB Securities, LLC” to “FEF Distributors, LLC.” First Eagle Funds (the “Trust”), a Delaware statutory trust currently consisting of the portfolios listed on Schedule A, attached hereto, together with all other portfolios subsequently established and made subject to this Agreement, is engaged in the business of an investment company. Its Board of Trustees has selected you to act as principal underwriter (as such term is defined in Section 2(a)(29) of the Investment Company Act of 1940, as amended (the “1940 Act”)) of the shares of beneficial interest of the Trust and you are willing to act as such principal underwriter and to perform the duties and functions of underwriter in the manner and on the conditions hereinafter set forth. Accordingly, the Trust hereby agrees with you as follows:
FIRST EAGLE FUNDS RULE 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT CLASS A, CLASS C, CLASS R3, CLASS R4, CLASS T and (for First Eagle Fund of America) CLASS Y SHARESRule 12b-1 Distribution Service Plan and Agreement • November 30th, 2021 • First Eagle Funds
This Rule 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT, is amended and restated as of September 9, 2021 (the “Plan”) and confirms the agreement between First Eagle Funds, a Delaware statutory trust (the “Trust”), and FEF Distributors, LLC, a Delaware limited liability company (“FEF Distributors”) as to the matters herein.
FIRST EAGLE FUNDS (FIRST EAGLE GLOBAL FUND, FIRST EAGLE OVERSEAS FUND, FIRST EAGLE GOLD FUND, FIRST EAGLE U.S. VALUE FUND, FIRST EAGLE GLOBAL INCOME BUILDER FUND, FIRST EAGLE HIGH INCOME FUND (TO BE RENAMED FIRST EAGLE HIGH YIELD MUNICIPAL FUND),...Underwriting Agreement • December 27th, 2023 • First Eagle Funds
This Amended and Restated Underwriting Agreement, is entered into as of December 19, 2023 by and between First Eagle Funds (the “Trust”), a Delaware statutory trust currently consisting of the portfolios listed on Schedule A, attached hereto, together with all other portfolios subsequently established and made subject to this Agreement and FEF Distributors, LLC.
RULE 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENTRule 12b-1 Distribution Service Plan and Agreement • February 26th, 2016 • First Eagle Funds
This Rule 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT, is entered into as of December 1, 2015 (the “Plan”) between First Eagle Funds, a Delaware statutory trust (the “Trust”), and FEF Distributors, LLC, a Delaware limited liability company (“FEF Distributors”).
ARTICLE I DEFINITIONSCustody Agreement • February 28th, 2001 • First Eagle Sogen Funds Inc • New York
February 18, 2000 Arnhold and S. Bleichroeder, Inc. 1345 Avenue of the Americas, 44th Floor New York, New York 10105 Underwriting Agreement Dear Sirs: First Eagle SoGen Funds, Inc. (the "Company"), a Maryland corporation currently consisting of the...Underwriting Agreement • June 2nd, 2000 • First Eagle Sogen Funds Inc • Massachusetts
3 4 related agreements and the purposes for which such expenditures were made.Distribution Plan and Agreement • July 30th, 1999 • Sogen Funds Inc
FIRST EAGLE FUNDS, INC. AMENDED AND RESTATED RULE 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT CLASS A AND CLASS C SHARES AMENDED AND RESTATED Rule 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT dated March 12, 2003 (the "Plan") between First Eagle...Rule 12b-1 Distribution Service Plan and Agreement • May 14th, 2003 • First Eagle Funds Inc
AMENDED AND RESTATED FEE WAIVER AGREEMENT (First Eagle U.S. Value Fund)Fee Waiver Agreement • February 26th, 2021 • First Eagle Funds • New York
This AMENDED AND RESTATED AGREEMENT, made as of this 22nd day of February, 2021, between First Eagle Funds (the “Trust”), on behalf of its series of shares designated as the First Eagle U.S. Value Fund (“U.S. Value Fund”), and First Eagle Investment Management, LLC (“FEIM”).
FIRST EAGLE INVESTMENT MANAGEMENT, LLC (FIRST EAGLE FUND OF AMERICA) 1345 Avenue of the Americas New York, New York 10105 SUBADVISORY AGREEMENTSubadvisory Agreement • February 26th, 2016 • First Eagle Funds • New York
This SUBADVISORY AGREEMENT (the “Agreement”) is dated as of December 1, 2015 by and between FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the “Adviser”), and IRIDIAN ASSET MANAGEMENT LLC, a registered investment adviser organized under the laws of Delaware (the “Subadviser”).
AMENDED AND RESTATED FEE WAIVER AGREEMENT (First Eagle U.S. Value Cayman Fund, Ltd.)Fee Waiver Agreement • February 26th, 2021 • First Eagle Funds • New York
This AMENDED AND RESTATED AGREEMENT, made as of this 22nd day of February, 2021, between First Eagle U.S. Value Cayman Fund, Ltd., a Cayman Islands exempted company (the “Subsidiary”), a wholly-owned subsidiary of the First Eagle Funds, a Delaware statutory trust and open-ended investment company (the “Trust”), on behalf of its series, First Eagle U.S. Value Fund (the “U.S. Value Fund”), and First Eagle Investment Management, LLC (“FEIM”).
AGENCY AGREEMENTAgency Agreement • February 26th, 2016 • First Eagle Funds • Missouri
THIS AGREEMENT made the ___ day of ______________, 2016, by and between First Eagle Funds, a Delaware statutory trust, First Eagle Variable Funds, a Delaware statuatory trust, each having its principal place of business at 1345 Avenue of the Americas, New York, New York 10105 (each of First Eagle Funds and First Eagle Variable Funds referred to herein as the “Fund”), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 26th, 2009 • First Eagle Funds • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of January 1, 2009, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each of the First Eagle Funds and First Eagle Variable Funds, each a business trust organized and existing under the laws of Delaware (each referred to herein as the “Trust”).
AGREEMENT AND DECLARATION OF TRUST OF FIRST EAGLE FUNDSTrust Agreement • December 30th, 2004 • First Eagle Funds Inc • Delaware
FIRST EAGLE ABSOLUTE RETURN CAYMAN FUND, LTD. (FIRST EAGLE ABSOLUTE RETURN FUND) INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 26th, 2016 • First Eagle Funds • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of December 1, 2015 by and between FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the “Adviser”), and First Eagle Absolute Return Cayman Fund, Ltd., a Cayman Islands exempted company (the “Subsidiary”), a wholly-owned subsidiary of the First Eagle Funds, a Delaware statutory trust and open-ended investment company (the “Trust”), on behalf of its series, First Eagle Absolute Return Fund (the “Absolute Return Fund”). The purpose of the Subsidiary is to facilitate the implementation of the Absolute Return Fund’s investment strategies.
Re: Expense Limitation for First Eagle Fund of America (the “Fund”)Expense Limitation Agreement • August 14th, 2020 • First Eagle Funds
First Eagle Investment Management, LLC (the “Investment Adviser”) and First Eagle Funds (the “Trust”), on behalf of the Fund, hereby confirm their agreement as follows:
FIRST EAGLE Funds (FIRST EAGLE GLOBAL REAL ASSETS FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of September 9, 2021 by and between FIRST EAGLE FUNDS, a...Investment Advisory Agreement • January 12th, 2023 • First Eagle Funds
FIRST EAGLE Funds (FIRST EAGLE GLOBAL REAL ASSETS FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of September 9, 2021 by and between FIRST EAGLE FUNDS, a Delaware statutory trust (the "Trust") with respect to FIRST EAGLE GLOBAL REAL ASSETS FUND (a series of the Trust and referred to herein as the "Fund") and FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the "Adviser"). WITNESSETH: WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Fund is a separate portfolio and series of shares of the Trust with assets and liabilities thereof limited to such portfolio under the terms set out in Article III of the Trust's Agreement and Declaration of Trust; WHEREAS, the parties wish to enter into an investment advisory agreement and act under such agreement; NOW, TH
AMENDMENT TO AGENCY AGREEMENTAgency Agreement • February 26th, 2024 • First Eagle Funds
THIS AMENDMENT (“Amendment”) is made this 19th day of December 2023 to be effective on December 27, 2023 (the “Effective Date”), by and between SS&C GIDS, INC., (“SS&C”), FIRST EAGLE FUNDS, FIRST EAGLE VARIABLE FUNDS and FIRST EAGLE CREDIT OPPORTUNITIES FUND (collectively, the “Fund”). SS&C and the Funds are parties to the AGENCY AGREEMENT executed on March 1, 2016, as subsequently amended (“Agency Agreement”).
AMENDED AND RESTATED FEE WAIVER AGREEMENT (First Eagle High Yield Fund)Fee Waiver Agreement • February 28th, 2018 • First Eagle Funds • New York
This AMENDED AND RESTATED AGREEMENT, made as of this ___day of February, 2018, between First Eagle Funds (the “Trust”), on behalf of its series of shares designated as the First Eagle High Yield Fund (“High Yield Fund”), and First Eagle Investment Management, LLC (“FEIM”).
AMENDED AND RESTATED FUND SERVICES AGREEMENT BETWEEN EACH FIRST EAGLE ENTITY SET FORTH ON EXHIBIT A HERETO AND JPMORGAN CHASE BANK, N.A. INVESTOR SERVICES jpmorgan.comFund Services Agreement • August 12th, 2022 • First Eagle Funds • New York
This agreement, dated September 9, 2020 (this “Agreement”), is between each entity managed by First Eagle Investment Management, LLC or First Eagle Alternative Credit, LLC, that is set forth on Exhibit A, each of whose principal place of business is at 1345 Avenue of the Americas, New York, NY 10105 (each, the “Customer”), and JPMORGAN CHASE BANK, N.A. with a place of business at 70 Fargo Street, Boston, MA 02210 (“J.P. Morgan”).
