EXHIBIT (5) NORTHSTAR TRUST INVESTMENT ADVISORY AGREEMENT AS AMENDED _____________, 1998 AGREEMENT made this 8th day of November, 1993, and amended and restated on this ___ day of ________, 1998, by and between NORTHSTAR TRUST, a Massachusetts...Investment Advisory Agreement • October 23rd, 1998 • Northstar Advantage Trust • Connecticut
ARTICLE I DEFINITIONSCustody Agreement • February 13th, 2004 • Ing Mayflower Trust • New York
EXHIBIT (h)(4) PILGRIM MAYFLOWER TRUST ADMINISTRATIVE SERVICES AGREEMENT AS RESTATED APRIL 30, 2000 Agreement made the 8th day of November, 1993, and amended and restated on the 16th day of December 1998, and further restated on this 30th day of April...Administrative Services Agreement • September 30th, 2003 • Ing Mayflower Trust • Connecticut
Exhibit 77Q1(a)(1) SECOND AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT ING MAYFLOWER TRUST This Second Amendment, effective as of December 15, 2006, amends the Investment Management Agreement (the "Agreement") dated the 1st day of September 2000,...Investment Management Agreement • June 29th, 2007 • Ing Mayflower Trust
W I T N E S S E T HSubadvisory Agreement • February 13th, 2004 • Ing Mayflower Trust
AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of February 28, 1998 by and between each entity set forth on Attachment I (as such Attachment I may be amended from time to time) to the Custodian Contract referred to...Custodian Contract • February 27th, 1998 • Northstar Advantage Trust
h)(6)(i) [LOGO] October 15, 2007 Nick Horvath DST Systems, Inc. 333 West 11th St., 5th Floor Kansas City, Missouri 64105 Dear Mr. Horvath: Pursuant to the Agency Agreement dated November 30, 2000, as amended, between the Funds (as defined in the...Agency Agreement • February 27th, 2008 • Ing Mayflower Trust
h)(5)(i) [LOGO] January 16, 2008 Ms. Mary Jean Milner Vice President The Bank of New York Mellon One Wall Street, 25th Floor New York, NY 10286 Dear Ms. Milner: Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager...Custody Agreement • February 27th, 2008 • Ing Mayflower Trust
AMENDMENT TOAdministration Agreement • September 30th, 2003 • Ing Mayflower Trust
This is an amendment dated November 2, 2001 to the Administration Agreement ("Agreement") between Pilgrim Mayflower Trust ("Trust") and ING Pilgrim Group, LLC, which was made the 8th day of November, 1993, amended and restated on the 16th day of December, 1998, and restated on the 30th day of April, 2000.
EXHIBIT e(1) AMENDED AND RESTATED UNDERWRITING AGREEMENT FOR PILGRIM MAYFLOWER TRUST PILGRIM GROWTH + VALUE FUND PILGRIM INTERNATIONAL VALUE FUND PILGRIM RESEARCH ENHANCED INDEX FUND AGREEMENT made and entered into by and between PILGRIM MAYFLOWER...Underwriting Agreement • February 13th, 2004 • Ing Mayflower Trust
WITNESSETH:Fund Accounting Agreement • February 13th, 2004 • Ing Mayflower Trust • New York
EXHIBIT d(1) PILGRIM MAYFLOWER TRUST INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made on this 1st day of September, 2000, by and between PILGRIM MAYFLOWER TRUST, a Massachusetts business trust, (the "Trust") and PILGRIM INVESTMENTS, INC., a Delaware...Investment Management Agreement • February 13th, 2004 • Ing Mayflower Trust • Arizona
ING MAYFLOWER TRUSTInvestment Management Agreement • December 29th, 2004 • Ing Mayflower Trust
WITNESSETHTransfer Agency and Services Agreement • February 28th, 1997 • Northstar Advantage Trust • Massachusetts
Exhibit 6 UNDERWRITING AGREEMENT FOR CLASS A SHARES OF NORTHSTAR TRUST NORTHSTAR HIGH TOTAL RETURN FUND NORTHSTAR INCOME AND GROWTH FUND NORTHSTAR GROWTH + VALUE FUND NORTHSTAR HIGH TOTAL RETURN FUND II AGREEMENT made and entered into by and between...Underwriting Agreement • January 6th, 1997 • Northstar Advantage Trust
FORM OF SUBADVISORY AGREEMENT PILGRIM INTERNATIONAL VALUE FUNDSubadvisory Agreement • March 1st, 2001 • Pilgrim Mayflower Trust • Massachusetts
Exhibit 6(d)Dealer Agreement • February 29th, 1996 • Northstar Advantage Trust • New York
SUB-ADVISORY AGREEMENT ING MAYFLOWER TRUSTSub-Advisory Agreement • February 22nd, 2011 • Ing Mayflower Trust • Arizona
This AGREEMENT is made as of this 21st day of January, 2011, between ING Investments, LLC, an Arizona limited liability company (the “Manager”), and del Rey Global Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
EXHIBIT d(2)(i) FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT ING MAYFLOWER TRUST This First Amendment, effective as of July 1,2003, amends the Sub-Advisory Agreement (the "Agreement") dated the 1st day of September, 2000 between ING Investments, LLC,...Sub-Advisory Agreement • February 13th, 2004 • Ing Mayflower Trust
g)(3)(i) (ING FUNDS LOGO) December 20, 2006 Ms. Katherine Dinella Vice President The Bank of New York - Securities Lending 32 Old Slip, 15th Floor New York, NY 10286 Dear Ms. Dinella: Pursuant to the terms and conditions of the Securities Lending...Securities Lending Agreement • February 23rd, 2007 • Ing Mayflower Trust
CUSTODIAN CONTRACT Between NORTHSTAR/NWNL TRUST and STATE STREET BANK AND TRUST COMPANYCustodian Contract • April 30th, 1997 • Northstar Advantage Trust • Massachusetts
February 29, 2012 Mr. Wayne D. Weaver Managing Director and Senior Relationship Manager BNY Mellon Asset Servicing 4th Floor Wilmington, DE 19810 Dear Mr. Weaver:Custody Agreement • February 27th, 2012 • Ing Mayflower Trust
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, Fund Accounting Agreement, Custody & Fund Accounting Fee Schedule, and Global Securities Fee Schedule, each dated January 6, 2003, the Cash Reserve Agreement dated March 31, 2003, and the Letter of Instruction and Indemnification Agreement In Connection With Signature Guarantees and Signature Verifications dated January 12, 2011 (collectively, the “Agreements”), we hereby notify you of the addition of ING Large Cap Growth Fund (the “Fund”), a newly established series of ING Series Fund, Inc., effective on February 29, 2012, to be included on the Amended Exhibit A to the Agreements as shown. This Amended Exhibit A supersedes the previous Amended Exhibit A dated November 30, 2011.
SUB-ADVISORY AGREEMENT ING MAYFLOWER TRUSTSub-Advisory Agreement • February 22nd, 2011 • Ing Mayflower Trust • New York
This AGREEMENT is made as of this 21st day of January, 2011, between ING Investments, LLC, an Arizona limited liability company (the “Manager”), and ING Investment Management Asia/ Pacific (Hong Kong) Limited, a Hong Kong limited liability company (the “Sub-Adviser”).
January 26, 2010 Ms. Mary Jean Milner Vice President The Bank of New York MellonCustody Agreement • February 25th, 2010 • Ing Mayflower Trust
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, Fund Accounting Agreement, Custody & Fund Accounting Fee Schedule, and Global Securities Fee Schedule, each dated January 6, 2003, and the Cash Reserve Agreement dated March 31, 2003 (the “Agreements”), we hereby notify you of the addition of ING Infrastructure, Industrials and Materials Fund (the “Fund”), effective January 26, 2010, to be included on the Amended Exhibit A to the Agreements as shown. This Amended Exhibit A supersedes the previous Amended Exhibit A dated August 20, 2009.
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • May 19th, 2009 • Ing Mayflower Trust
THIS AGREEMENT (“Agreement”) is dated February 25, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation (“PNC”), and each of the registered investment companies (each, a “Fund”) on behalf of all series thereof (each, a “Portfolio”) listed on Exhibit A attached hereto and made a part hereof.
Exhibit 77(Q1) Exhibits (a)(1) Second Amendment dated December 15, 2006 to the Investment Management Agreement dated September 1, 2000 between ING Mayflower Trust and ING Investments, LLC.Investment Management Agreement • June 29th, 2007 • Ing Mayflower Trust
October 22, 2008 Ms. Mary Jean Milner Vice President The Bank of New York MellonCustody Agreement • February 26th, 2009 • Ing Mayflower Trust
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, Fund Accounting Agreement, Custody & Fund Accounting Fee Schedule, and Global Securities Fee Schedule, each dated January 6, 2003, and the Cash Reserve Agreement dated March 31, 2003 (the “Agreements”), we hereby notify you of the addition of ING Alternative Beta Fund, a newly established series of ING Series Fund, Inc. to be included on the Amended Exhibit A to the Agreements as shown. This Amended Exhibit A supersedes the previous Amended Exhibit A dated September 15, 2008.
September 15, 2008 Nick Horvath DST Systems, Inc.Agency Agreement • February 22nd, 2011 • Ing Mayflower Trust
EXHIBIT g(2)(i) [ING FUNDS LOGO] October 29, 2003 Ms. Mary Jean Milner Vice President, Mutual Funds Relationship Management The Bank of New York 100 Church Street, 10th Floor New York, NY 10286 Dear Ms. Milner: Pursuant to the terms and conditions of...Custody Agreement, Foreign Custody Manager Agreement, Fund Accounting Agreement, Cash Reserve Agreement • February 13th, 2004 • Ing Mayflower Trust
Exhibit (e)(2) UNDERWRITING AGREEMENT FOR PILGRIM MAYFLOWER TRUST PILGRIM HIGH TOTAL RETURN FUND PILGRIM GROWTH + VALUE FUND PILGRIM HIGH TOTAL RETURN FUND II PILGRIM INTERNATIONAL VALUE FUND PILGRIM EMERGING MARKETS VALUE FUND AGREEMENT made and...Underwriting Agreement • December 22nd, 2000 • Pilgrim Mayflower Trust
December 17, 2012 Mr. Wayne D. Weaver Managing Director and Senior Relationship Manager BNY Mellon Asset Servicing 4th Floor Wilmington, DE 19810 Dear Mr. Weaver:Custody Agreement • February 27th, 2013 • Ing Mayflower Trust
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, and Fund Accounting Agreement, each dated January 6, 2003, the Cash Reserve Agreement, dated March 31, 2003, the Custody & Fund Accounting Fee Schedule For ING Funds and the Global Securities Fee Schedule For ING Funds, each effective January 1, 2008, and the Letter of Instruction and Indemnification Agreement In Connection With Signature Guarantees and Signature Verifications, dated January 12, 2011, (collectively, the “Agreements”), we hereby notify you of the addition of ING Short Term Bond Fund, ING Retirement Solution 2020 Fund, ING Retirement Solution 2025 Fund, ING Retirement Solution 2030 Fund, ING Retirement Solution 2035 Fund, ING Retirement Solution 2040 Fund, ING Retirement Solution 2045 Fund, ING Retirement Solution 2050 Fund, ING Retirement Solution 2055 Fund, and ING Retirement Solution Income Fund (collectively, the “Funds”), each a newly established series of ING Funds Tru
ARTICLE I DEFINITIONSSecurities Lending Agreement • February 13th, 2004 • Ing Mayflower Trust • New York
Exhibit 6 UNDERWRITING AGREEMENT FOR CLASS A SHARES OF NORTHSTAR TRUST NORTHSTAR HIGH TOTAL RETURN FUND NORTHSTAR INCOME AND GROWTH FUND NORTHSTAR GROWTH + VALUE FUND NORTHSTAR HIGH TOTAL RETURN FUND II NORTHSTAR INTERNATIONAL VALUE FUND AGREEMENT...Underwriting Agreement • February 28th, 1997 • Northstar Advantage Trust
UNDERWRITING AGREEMENT FOR CLASS B SHARES OF NORTHSTAR TRUST NORTHSTAR HIGH TOTAL RETURN FUND NORTHSTAR INCOME AND GROWTH FUND NORTHSTAR GROWTH + VALUE FUND NORTHSTAR HIGH TOTAL RETURN FUND II NORTHSTAR INTERNATIONAL VALUE FUND NORTHSTAR EMERGING...Underwriting Agreement • October 23rd, 1998 • Northstar Advantage Trust
EXHIBIT 5(A) NORTHSTAR EMERGING MARKETS VALUE FUND SUBADVISORY AGREEMENT AGREEMENT made this 8th day of November, 1997 by and between Northstar Investment Management Corporation, Delaware Corporation (hereinafter the "Adviser"), investment adviser for...Subadvisory Agreement • December 29th, 1997 • Northstar Advantage Trust • Massachusetts
