RECITALSRegistration Rights Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Exhibit 10.12.b Employment Agreement THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the...Employment Agreement • December 30th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Exhibit 2 AMENDMENT NO. 1 TO THE PURCHASE AGREEMENT THIS AMENDMENT NO. 1 to that certain Purchase Agreement dated as of August 24, 2001 by and between the parties hereto (the "Purchase Agreement") is made as of October 1, 2001 (this "Amendment") by...Purchase Agreement • December 27th, 2001 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT Dated as of June 30, 2023 among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), as the Borrower, THE GUARANTORS PARTY HERETO,Credit Agreement • August 2nd, 2023 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT (this “Amendment”), dated as of June 30, 2023 (the “Seventh Amendment Effective Date”), is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as the Administrative Agent (in such capacity, the “Administrative Agent”), the Swing Line Lender and the L/C Issuer. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Credit Agreement (as defined below).
EXHIBIT 10.10 JOINT VENTURE AGREEMENTJoint Venture Agreement • December 24th, 1998 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.11 INTERNATIONAL ASSETS NEW YORK, LLC LIMITED LIABILITY COMPANY AGREEMENT TABLE OF CONTENTS ARTICLE 1 DEFINITIONS.......................................................1 ARTICLE 2 FORMATION OF...Limited Liability Company Agreement • December 24th, 1998 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.19 Consulting Agreement THIS AGREEMENT made as of September 1, 2002 between Veitia and Associates, Inc., of 220 Central Parkway, Suite 2060, Altamonte Springs, Florida 32701 (the "Consultant") and International Assets Holding Corporation,...Consulting Agreement • December 30th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Exhibit 10.18.a EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the...Employment Agreement • December 30th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
EXHIBIT VI REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") dated as of the 22 day of October, 2002, is entered into by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the "Company"),...Registration Rights Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Exhibit 10.18 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1/st/ day of January, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the...Employment Agreement • August 13th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
R E C I T A L SRegistration Rights Agreement • December 10th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies
CREDIT AGREEMENT Dated as of October 1, 2010 among INTERNATIONAL ASSETS HOLDING CORPORATION and INTL Global Currencies Limited, as Borrowers, THE SUBSIDIARIES OF THE INTERNATIONAL ASSETS HOLDING CORPORATION IDENTIFIED HEREIN, as the Guarantors, BANK...Credit Agreement • November 4th, 2010 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
RECITALSShare Subscription Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies
UNDERWRITING AGREEMENT INTL FCStone Inc. Underwriting AgreementUnderwriting Agreement • July 17th, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • New York
INTL FCStone Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), $40,000,000 principal amount of its 8.5% Senior Notes due 2020 (the “Firm Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to $6,000,000 aggregate principal amount of 8.5% Senior Notes due 2020 (the “Option Securities” and, together with the Firm Securities, being hereinafter called the “Securities”).The Securities will be issued pursuant to an indenture to be dated as of July 22, 2013 between the Company and The Bank of New York Mellon Trust Company, as trustee (the “Trustee”), as amended and supplemented by that certain Supplemental Indenture to be dated as of July 22, 2013 (such indenture, as so amended and supplemented, the “Indenture”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September 14, 2006, by and among International Assets Holding Corporation, a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
If the selling stockholders effect such transactions by selling shares of Common Stock to or through underwriters, broker-dealers or agents, such underwriters, broker-dealers or agents may receive commissions in the form of discounts, concessions or commissions from the selling stockholders or commissions from purchasers of the shares of Common Stock for whom they may act as agent or to whom they may sell as principal (which discounts, concessions or commissions as to particular underwriters, broker-dealers or agents may be in excess of those customary in the types of transactions involved). In connection with sales of the shares of Common Stock or otherwise, the selling stockholders may enter into hedging transactions with broker-dealers, which may in turn engage in short sales of the shares of Common Stock in the course of hedging in positions they assume. The selling stockholders may also sell shares of Common Stock short and deliver shares of Common Stock covered by this prospectus
AGREEMENT AND PLAN OF MERGER dated as of February 26, 2020 among GAIN CAPITAL HOLDINGS, INC., INTL FCSTONE INC. and GOLF MERGER SUB I INC.Merger Agreement • February 27th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of February 26, 2020 among GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”), INTL FCStone Inc., a Delaware corporation (“Parent”), and Golf Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”).
FORM OF VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • March 9th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of February 26, 2020, by and between INTL FCStone Inc., a Delaware corporation (“Parent”), and the entity whose name appears in the signature block to this Agreement (the “Stockholder”).
CREDIT AGREEMENT Dated as of November 15, 2013 among INTL FCSTONE LTD., as the Borrower, and INTL GLOBAL CURRENCIES LTD AND ANY OTHER SUBSIDIARIES OF THE BORROWER THAT BECOME PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative...Credit Agreement • November 21st, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • New York
CLEARING AGREEMENTClearing Agreement • December 6th, 2005 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
This agreement, made as of the 29th day of August, 2005 (the "Agreement") between Merrill Lynch, Pierce, Fenner & Smith Incorporated (hereinafter referred to as the "Clearing Firm") and INTL Trading, Inc. (hereinafter referred to as the "Introducing Firm"),
THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN RESTRICTIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENTStock Option Agreement • July 2nd, 2009 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
THIS STOCK OPTION AGREEMENT , dated as of July 1, 2009 (this “Agreement”), is made by and between FCSTONE GROUP, INC., a Delaware corporation (“Issuer”), and INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (“Grantee”).
EXHIBIT 3 ASSIGNMENT AND ASSUMPTION AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AGREEMENT is made as of the 6th day of December, 2002 by and among International Assets Holding Corporation, a Delaware corporation (the "Company"), John Radziwill...Assignment and Assumption Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
SECOND AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • December 18th, 2009 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Virginia
THIS SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this "Agreement") is dated as of December 17, 2009 and is by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation ("IAAC") and INTL COMMODITIES, INC., a Delaware corporation ("INTL Commodities") (collectively, the "Borrower") and BANK OF AMERICA, N.A., a national banking association (the "Lender").
Amended and Restated Credit AgreementCredit Agreement • December 14th, 2016 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Illinois
This Second Amendment to Amended and Restated Credit Agreement (herein, the “Amendment”), dated as of November 14, 2016 among FCStone Merchant Services, LLC, a Delaware limited liability company (the “Borrower”), INTL FCStone Inc., a Delaware corporation (the “Guarantor”), the financial institutions party hereto, as Lenders, and Bank of Montreal, a Canadian chartered bank acting through its Chicago branch, as Administrative Agent for the Lenders (the “Administrative Agent”).
EXHIBIT 1 SHARE SUBSCRIPTION AGREEMENT THIS SHARE SUBSCRIPTION AGREEMENT ("Agreement") is made and entered into as of the 22 day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation...Share Subscription Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
EMPLOYMENT AGREEMENTEmployment Agreement • November 24th, 2004 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st of December, 2004 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the "Company"), and Brian T. Sephton (the "Executive").
FIFTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • November 29th, 2021 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Agreement”), dated as of June 18, 2021, is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”), Swing Line Lender and L/C Issuer. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Credit Agreement (as defined below).
Amendment and restatement agreementRevolving Facility Agreement • November 29th, 2022 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services
relating to a USD 50,000,000 single currency revolving facility agreement originally dated 14 October 2020, as amended and restated pursuant to amendment and restatement agreements dated 7 December 2020 and 18 November 2021
EXHIBIT I SHARE SUBSCRIPTION AGREEMENT THIS SHARE SUBSCRIPTION AGREEMENT ("Agreement") is made and entered into as of the 22 day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation...Share Subscription Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
8.625% SENIOR SECURED NOTES DUE 2025Indenture • June 11th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • New York
DIRECTOR INDEMNIFICATION AGREEMENTDirector Indemnification Agreement • December 14th, 2020 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This Agreement made and entered into [___], 2009 (“Agreement”), by and between GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”) and [___] (the “Indemnitee”).
LENDER JOINDER AGREEMENTLender Joinder Agreement • December 12th, 2019 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS LENDER JOINDER AGREEMENT (this “Agreement”), dated as of October 3, 2019, to the Credit Agreement referenced below is by and among Bank of Hope (the “New Lender”), INTL FCStone Inc., a Delaware corporation (the “Borrower”), the Guarantors, and BANK OF AMERICA, N.A., as Administrative Agent.
OPERATING AGREEMENT OF INTL CONSILIUM, LLC (A Florida Limited Liability Company)Operating Agreement • December 23rd, 2004 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
THIS OPERATING AGREEMENT is made and entered into as of the 7th day of May, 2004, by and among INTL CONSILIUM, LLC, a Florida limited liability company (the “Company”), CONSILIUM INVESTMENT CAPITAL, INC., a Florida corporation (“CIC”), JONATHAN M. BINDER (“Binder”), CHARLES T. CASSEL, III (“Cassel”), INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (“IAHC”), SEAN O’CONNOR (“O’Connor”), and SCOTT BRANCH (“Branch”).
EXHIBIT III SHARE SUBSCRIPTION AGREEMENT THIS SHARE SUBSCRIPTION AGREEMENT ("Agreement") is made and entered into as of the 22 day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation...Share Subscription Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Credit AgreementCredit Agreement • August 15th, 2012 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • Illinois
