StoneX Group Inc. Sample Contracts

RECITALS
Registration Rights Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
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SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT Dated as of June 30, 2023 among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), as the Borrower, THE GUARANTORS PARTY HERETO,
Credit Agreement • August 2nd, 2023 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York

THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT (this “Amendment”), dated as of June 30, 2023 (the “Seventh Amendment Effective Date”), is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as the Administrative Agent (in such capacity, the “Administrative Agent”), the Swing Line Lender and the L/C Issuer. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Credit Agreement (as defined below).

EXHIBIT 10.10 JOINT VENTURE AGREEMENT
Joint Venture Agreement • December 24th, 1998 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York

This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September 14, 2006, by and among International Assets Holding Corporation, a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).

RECITALS
Share Subscription Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies
R E C I T A L S
Registration Rights Agreement • December 10th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York

If the selling stockholders effect such transactions by selling shares of Common Stock to or through underwriters, broker-dealers or agents, such underwriters, broker-dealers or agents may receive commissions in the form of discounts, concessions or commissions from the selling stockholders or commissions from purchasers of the shares of Common Stock for whom they may act as agent or to whom they may sell as principal (which discounts, concessions or commissions as to particular underwriters, broker-dealers or agents may be in excess of those customary in the types of transactions involved). In connection with sales of the shares of Common Stock or otherwise, the selling stockholders may enter into hedging transactions with broker-dealers, which may in turn engage in short sales of the shares of Common Stock in the course of hedging in positions they assume. The selling stockholders may also sell shares of Common Stock short and deliver shares of Common Stock covered by this prospectus

AGREEMENT AND PLAN OF MERGER dated as of February 26, 2020 among GAIN CAPITAL HOLDINGS, INC., INTL FCSTONE INC. and GOLF MERGER SUB I INC.
Agreement and Plan of Merger • February 27th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of February 26, 2020 among GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”), INTL FCStone Inc., a Delaware corporation (“Parent”), and Golf Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”).

UNDERWRITING AGREEMENT INTL FCStone Inc. Underwriting Agreement
Underwriting Agreement • July 17th, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • New York

INTL FCStone Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), $40,000,000 principal amount of its 8.5% Senior Notes due 2020 (the “Firm Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to $6,000,000 aggregate principal amount of 8.5% Senior Notes due 2020 (the “Option Securities” and, together with the Firm Securities, being hereinafter called the “Securities”).The Securities will be issued pursuant to an indenture to be dated as of July 22, 2013 between the Company and The Bank of New York Mellon Trust Company, as trustee (the “Trustee”), as amended and supplemented by that certain Supplemental Indenture to be dated as of July 22, 2013 (such indenture, as so amended and supplemented, the “Indenture”).

FORM OF VOTING AND SUPPORT AGREEMENT
Form of Voting and Support Agreement • March 9th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of February 26, 2020, by and between INTL FCStone Inc., a Delaware corporation (“Parent”), and the entity whose name appears in the signature block to this Agreement (the “Stockholder”).

THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN RESTRICTIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT
Stock Option Agreement • July 2nd, 2009 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware

THIS STOCK OPTION AGREEMENT , dated as of July 1, 2009 (this “Agreement”), is made by and between FCSTONE GROUP, INC., a Delaware corporation (“Issuer”), and INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (“Grantee”).

SECOND AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreement • December 18th, 2009 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Virginia

THIS SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this "Agreement") is dated as of December 17, 2009 and is by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation ("IAAC") and INTL COMMODITIES, INC., a Delaware corporation ("INTL Commodities") (collectively, the "Borrower") and BANK OF AMERICA, N.A., a national banking association (the "Lender").

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Amended and Restated Credit Agreement
Credit Agreement • December 14th, 2016 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Illinois

This Second Amendment to Amended and Restated Credit Agreement (herein, the “Amendment”), dated as of November 14, 2016 among FCStone Merchant Services, LLC, a Delaware limited liability company (the “Borrower”), INTL FCStone Inc., a Delaware corporation (the “Guarantor”), the financial institutions party hereto, as Lenders, and Bank of Montreal, a Canadian chartered bank acting through its Chicago branch, as Administrative Agent for the Lenders (the “Administrative Agent”).

CLEARING AGREEMENT
Clearing Agreement • December 6th, 2005 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York

This agreement, made as of the 29th day of August, 2005 (the "Agreement") between Merrill Lynch, Pierce, Fenner & Smith Incorporated (hereinafter referred to as the "Clearing Firm") and INTL Trading, Inc. (hereinafter referred to as the "Introducing Firm"),

EMPLOYMENT AGREEMENT
Employment Agreement • November 24th, 2004 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware

THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st of December, 2004 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the "Company"), and Brian T. Sephton (the "Executive").

FIFTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreement • November 29th, 2021 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York

THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Agreement”), dated as of June 18, 2021, is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”), Swing Line Lender and L/C Issuer. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Credit Agreement (as defined below).

DIRECTOR INDEMNIFICATION AGREEMENT
Director Indemnification Agreement • December 14th, 2020 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

This Agreement made and entered into [___], 2009 (“Agreement”), by and between GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”) and [___] (the “Indemnitee”).

LENDER JOINDER AGREEMENT
Lender Joinder Agreement • December 12th, 2019 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • New York

THIS LENDER JOINDER AGREEMENT (this “Agreement”), dated as of October 3, 2019, to the Credit Agreement referenced below is by and among Bank of Hope (the “New Lender”), INTL FCStone Inc., a Delaware corporation (the “Borrower”), the Guarantors, and BANK OF AMERICA, N.A., as Administrative Agent.

OPERATING AGREEMENT OF INTL CONSILIUM, LLC (A Florida Limited Liability Company)
Operating Agreement • December 23rd, 2004 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida

THIS OPERATING AGREEMENT is made and entered into as of the 7th day of May, 2004, by and among INTL CONSILIUM, LLC, a Florida limited liability company (the “Company”), CONSILIUM INVESTMENT CAPITAL, INC., a Florida corporation (“CIC”), JONATHAN M. BINDER (“Binder”), CHARLES T. CASSEL, III (“Cassel”), INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (“IAHC”), SEAN O’CONNOR (“O’Connor”), and SCOTT BRANCH (“Branch”).

Credit Agreement
Credit Agreement • August 15th, 2012 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • Illinois
Third Amended and Restated Credit Agreement Dated as of July 28, 2022, among StoneX Commodity Solutions LLC, The Guarantors from time to time parties hereto, The Lenders from time to time parties hereto, and COÖPERATIEVE RABOBANK U.A., NEW YORK...
Credit Agreement • August 3rd, 2022 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York

EXHIBIT A Notice of Borrowing EXHIBIT B Notice of Continuation/Conversion EXHIBIT C Revolving Note EXHIBIT D Compliance Certificate EXHIBIT E Additional Guarantor Supplement EXHIBIT F Assignment and Acceptance EXHIBIT G Borrowing Base Certificate EXHIBIT H Increase Request SCHEDULE 1 Commitments SCHEDULE 5.1 Qualified Commodities SCHEDULE 6.2 Borrower Subsidiaries SCHEDULE 6.5 Financial Information

8.5% Senior Notes due 2020
Indenture • July 23rd, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies

SUPPLEMENT NO. 1, dated as of July 22, 2013, to the Indenture, dated as of July 22, 2013, between INTL FCSTONE INC., a Delaware corporation (hereinafter called the “Company”), and THE BANK OF NEW YORK MELLON, as trustee (the “Trustee”).

AGREEMENT No AGREEMENT No MT4/GCG-07
StoneX Group Inc. • December 14th, 2020 • Security & commodity brokers, dealers, exchanges & services

This agreement (hereinafter referred to as “the Agreement”) is made by and between Gain Capital Group, LLC with its principal office located at 550 Hills Drive, Bedminster, N.J. 07921 United States duly represented by its Corporate Operating Officer Chris Calhoun (hereinafter referred to as “the Licensee”) and MetaQuotes Software Corp., #28 Parliament Street, P.O. Box CB-12345, Nassau, Bahamas, duly represented by its General Director Renat Fatkhullin (hereinafter referred to as “the Licensor”). The Licensor and the Licensee may herein-below be jointly referred to as lithe Parties’” and each one in particular, as “a Party”.

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