Ori Funds Inc Sample Contracts

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AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENT This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 31st day of March 2001, between Oak Ridge Investments,...
Reimbursement Agreement • March 27th, 2001 • Oak Ridge Funds Inc

This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 31st day of March 2001, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. (the "Company") on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a "Fund."

EXPENSE CAP/REIMBURSEMENT AGREEMENT This Agreement is entered into as of the 1st day of March, 1999, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large...
Expense Cap/Reimbursement Agreement • March 2nd, 1999 • Oak Ridge Funds Inc

WHEREAS, the Adviser has previously voluntarily agreed to reduce its advisory fee and/or reimburse the Funds for certain operating expenses to the extent necessary to cap a Fund's total operating expenses at certain levels.

Exhibit d.1 AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • March 2nd, 1999 • Oak Ridge Funds Inc • Maryland
WITNESSETH:
Investment Advisory Agreement • February 26th, 1997 • Ori Growth Funds Inc • Illinois
Exhibit 13 O.R.I. FUNDS, INC. STOCK SUBSCRIPTION AGREEMENT
Agreement • March 20th, 1998 • Oak Ridge Funds Inc
FOURTH AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENT
Reimbursement Agreement • March 25th, 2003 • Oak Ridge Funds Inc

This Fourth Amendment, to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the “Agreement”), is entered into as of the 31st day of March 2003, between Oak Ridge Investments, LLC (the “Adviser”) and Oak Ridge Funds, Inc. (the “Company”) on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a “Fund.”

OAK RIDGE FUNDS, INC. AMENDMENT TO TRANSFER AGENT AGREEMENT
Transfer Agent Agreement • March 25th, 2003 • Oak Ridge Funds Inc

THIS AMENDMENT, dated as of July 24, 2002, modifies the Transfer Agent Agreement by and between U.S. Bancorp Fund Services, LLC (the “Transfer Agent”) and Oak Ridge Funds, Inc. (the “Company”), such Agreement being hereinafter referred to as the “Agreement.”

OAK RIDGE FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT AGREEMENT
Transfer Agent Agreement • March 22nd, 2002 • Oak Ridge Funds Inc

THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:

Exhibit d.3 AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENT This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 6th day of January 2000, between Oak Ridge...
Reimbursement Agreement • March 21st, 2000 • Oak Ridge Funds Inc

This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 6th day of January 2000, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. (the "Company") on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a "Fund."

Exhibit h.4 Addendum to Firstar Servicing Agreements This Addendum to the Fund Administration, Fund Accounting, and Transfer Agent Agreements dated December 1, 1995, is entered into by and between Firstar Mutual Fund Services, LLC and Oak Ridge...
Oak Ridge Funds Inc • March 2nd, 1999

This Addendum to the Fund Administration, Fund Accounting, and Transfer Agent Agreements dated December 1, 1995, is entered into by and between Firstar Mutual Fund Services, LLC and Oak Ridge Investments, LLC as of the 30th day of September, 1998.

Exhibit h.6 ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE FUND ACCOUNTING SERVICING AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR MUTUAL FUND SERVICES, LLC Dated December 1, 1995 WHEREAS, the above parties have entered into a Fund Accounting...
Oak Ridge Funds Inc • March 2nd, 1999

NOW THEREFORE, the Company and FMFS agree to add the Fund to the Agreement and compensation for the addition of the Fund is as follows:

OAK RIDGE FUNDS, INC. AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • March 22nd, 2002 • Oak Ridge Funds Inc

THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:

OAK RIDGE FUNDS, INC. AMENDMENT TO THE CUSTODIAN AGREEMENT
The Custodian Agreement • March 22nd, 2002 • Oak Ridge Funds Inc

THIS AMENDMENT dated as of January 1, 2002 to the Custodian Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Bank, N.A, shall be as follows:

Exhibit h.7 ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE TRANSFER AGENT AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR MUTUAL FUND SERVICES, LLC Dated December 1, 1995 WHEREAS, the above parties have entered into a Transfer Agent Agreement...
Oak Ridge Funds Inc • March 2nd, 1999

NOW THEREFORE, the Company and FMFS agree to add the Fund to the Agreement and compensation for the addition of the Fund is as follows:

OAK RIDGE FUNDS, INC. AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • March 22nd, 2002 • Oak Ridge Funds Inc

THIS AMENDMENT dated as of January 1, 2002 to the Fund Administration Servicing Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:

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Exhibit g.2 Addendum to Custodian Agreement This Addendum to the Custodian Agreement dated December 1, 1995, is entered into by and between Firstar Bank Milwaukee, N.A. and Oak Ridge Investments, LLC as of the 30th day of September, 1998; and
To Custodian Agreement • March 2nd, 1999 • Oak Ridge Funds Inc

WHEREAS, Firstar Bank Milwaukee, N.A. represents that it has the necessary trust and custodial powers to enter into this Agreement;

THIRD AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENT
Reimbursement Agreement • March 22nd, 2002 • Oak Ridge Funds Inc

This Third Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 31st day of March 2002, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. (the "Company") on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a "Fund."

ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE CUSTODIAN AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR BANK MILWAUKEE, N.A. Dated December 1, 1995 WHEREAS, the above parties have entered into a Custodian Agreement (the "Agreement") whereby...
Oak Ridge Funds Inc • March 2nd, 1999

NOW THEREFORE, the Company and FBM agree to add the Fund to the Agreement and compensation for the addition of the Fund is as follows:

Exhibit 5 OAK RIDGE FUNDS, INC. AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • March 20th, 1998 • Oak Ridge Funds Inc • Delaware
Oak Ridge Investments, Inc. 233 N. Michigan Ave., Suite 1807 Chicago, IL 60601
Ori Funds Inc • December 26th, 1995 • Illinois
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