INDENTUREIndenture • February 17th, 1999 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens)
Contract Type FiledFebruary 17th, 1999 Company Industry
ARTICLE ISupplemental Indenture • October 21st, 1999 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens)
Contract Type FiledOctober 21st, 1999 Company Industry
EXHIBIT 4.1 SUBSTITUTION OF SUCCESSOR RIGHTS AGENT AND AMENDMENT NO. 1 TO RIGHTS AGREEMENT SUBSTITUTION OF SUCCESSOR RIGHTS AGENT AND AMENDMENT NO. 1 (this "Amendment"), dated as of September 15, 1997, to that certain RIGHTS AGREEMENT (the "Rights...Rights Agreement • September 15th, 1997 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledSeptember 15th, 1997 Company Industry Jurisdiction
Exhibit 10.2 EXECUTIVE OFFICER (OTHER THAN CEO) SEVERANCE AGREEMENTSeverance Agreement • October 4th, 2002 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Contract Type FiledOctober 4th, 2002 Company Industry Jurisdiction
RECITALS: --------Operating Agreement • August 20th, 2002 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens)
Contract Type FiledAugust 20th, 2002 Company Industry
Exhibit 4.16 GUARANTEE AGREEMENT GUARANTEE AGREEMENT dated as of September 30, 1999 made by Douglas Dynamics, a Delaware limited liability company (the "GUARANTOR"), in favor of the holders from time to time of the Notes referred to below...Guarantee Agreement • October 21st, 1999 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledOctober 21st, 1999 Company Industry Jurisdiction
TIA Indenture Section Section ------- -------Indenture • August 20th, 2002 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens)
Contract Type FiledAugust 20th, 2002 Company Industry
EXHIBIT 4.3 INSTRUMENT OF RESIGNATION, APPOINTMENT AND ACCEPTANCE, dated as September 15, 1997, among AK Steel Corporation (the "Issuer"), a corporation duly organized and existing under the laws of the State of Delaware, AK Steel Holding Corporation...Ak Steel Holding Corp • September 15th, 1997 • Steel works, blast furnaces & rolling mills (coke ovens)
Company FiledSeptember 15th, 1997 Industry
EXHIBIT 10.7 AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENTReceivables Purchase Agreement • February 20th, 2001 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Contract Type FiledFebruary 20th, 2001 Company Industry Jurisdiction
AMONG ARMCO INC.Agreement and Plan of Merger • October 4th, 1999 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Contract Type FiledOctober 4th, 1999 Company Industry Jurisdiction
June 19, 2002 Mr. Richard M. Wardrop, Jr. 800 W. Lower Springboro Road Springboro, Ohio 45066 Dear Dick: Reference is made to the agreement between us, dated March 1, 2000 ("Prior Agreement"), setting forth the benefits to be provided to you in the...Ak Steel Holding Corp • October 4th, 2002 • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Company FiledOctober 4th, 2002 Industry Jurisdiction
ARTICLE IAk Steel Holding Corp • August 13th, 2002 • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Company FiledAugust 13th, 2002 Industry Jurisdiction
ARTICLE IFirst Supplemental Indenture • October 21st, 1999 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens)
Contract Type FiledOctober 21st, 1999 Company Industry
EXHIBIT 4.2 INTERCREDITOR AGREEMENT Dated as of July 24, 2003Intercreditor Agreement • July 30th, 2003 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledJuly 30th, 2003 Company Industry Jurisdiction
Exhibit 4.15 AK STEEL CORPORATION (AK STEEL HOLDING CORPORATION, as Guarantor) SUPPLEMENTAL AGREEMENT Dated as of July 28, 1999Supplemental Agreement • October 21st, 1999 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledOctober 21st, 1999 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENT by and among AK Steel Corporation AK Steel Holding Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated Dated as of June 24, 2013Registration Rights Agreement • June 24th, 2013 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledJune 24th, 2013 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into as of June 24, 2013, by and among AK Steel Corporation, a Delaware corporation (the “Company”), AK Steel Holding Corporation, a Delaware corporation (the “Guarantor”), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as the initial purchaser (the “Initial Purchaser”), who has agreed to purchase $30,000,000 aggregate principal amount of the Company’s 8.750 % Senior Secured Notes due 2018 (the “Initial Notes”) fully and unconditionally guaranteed under the Indenture by the Guarantor (the “Guarantee”) pursuant to the Purchase Agreement (as defined below). The Initial Notes and the Guarantee are herein collectively referred to as the “Initial Securities.”
22,000,000 Shares AK Steel Holding Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2012 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledNovember 20th, 2012 Company Industry Jurisdiction
EXHIBIT 4.3 SECURITY AGREEMENTSecurity Agreement • July 30th, 2003 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledJuly 30th, 2003 Company Industry Jurisdiction
ARTICLE IThird Supplemental Indenture • August 13th, 2002 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens)
Contract Type FiledAugust 13th, 2002 Company Industry
EXHIBIT 4.1 CREDIT AGREEMENT DATED AS OF JULY 24, 2003,Credit Agreement • July 30th, 2003 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledJuly 30th, 2003 Company Industry Jurisdiction
Exhibit 4.3 SUPPLEMENTAL INDENTURE NO. 3 Dated as of July 30, 1999 THIS SUPPLEMENTAL INDENTURE NO. 3 to the Indenture referred to below is dated as of July 30, 1999 (this "Supplemental Indenture No. 3") between Armco Inc., an Ohio corporation (the...Ak Steel Holding Corp • October 21st, 1999 • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Company FiledOctober 21st, 1999 Industry Jurisdiction
Exhibit 4.8 SUPPLEMENTAL INDENTURE NO. 3 Dated as of July 30, 1999 THIS SUPPLEMENTAL INDENTURE NO. 3 to the Indenture referred to below is dated as of July 30, 1999 (this "Supplemental Indenture No. 3") between Armco Inc., an Ohio corporation (the...Ak Steel Holding Corp • October 21st, 1999 • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Company FiledOctober 21st, 1999 Industry Jurisdiction
Exhibit 4.4 SUPPLEMENTAL INDENTURE NO. 4 DATED AS OF SEPTEMBER 30, 1999 THIS SUPPLEMENTAL INDENTURE NO. 4 to the Indenture referred to below is dated as of September 30, 1999 (this "Supplemental Indenture No. 4") among ARMCO INC., an Ohio Corporation...Ak Steel Holding Corp • October 21st, 1999 • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Company FiledOctober 21st, 1999 Industry Jurisdiction
and PNC BANK, NATIONAL ASSOCIATION, as AgentPurchase and Servicing Agreement • February 20th, 2001 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Contract Type FiledFebruary 20th, 2001 Company Industry Jurisdiction
BACKGROUNDConsent and Amendment Agreement • February 20th, 2001 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Contract Type FiledFebruary 20th, 2001 Company Industry Jurisdiction
DRAFT OF SUPPLEMENTAL INDENTUREAk Steel Holding Corp • August 3rd, 1999 • Steel works, blast furnaces & rolling mills (coke ovens)
Company FiledAugust 3rd, 1999 Industry
amending theSecond Supplemental Agreement • August 13th, 2002 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledAugust 13th, 2002 Company Industry Jurisdiction
AGREEMENT AND PLAN OF MERGER AMONG AK STEEL HOLDING CORPORATION, CLEVELAND- CLIFFS INC., AND PEPPER MERGER SUB INC. Dated as of December 2, 2019Agreement and Plan of Merger • December 4th, 2019 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Delaware
Contract Type FiledDecember 4th, 2019 Company Industry JurisdictionThis AGREEMENT AND PLAN OF MERGER (as the same may be amended from time to time in accordance with its terms, this “Agreement”), dated as of December 2, 2019, is by and among AK Steel Holding Corporation, a Delaware corporation (the “Company”), Cleveland-Cliffs Inc., an Ohio corporation (“Parent”), and Pepper Merger Sub Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent (“Merger Sub”). The Company, Parent, and Merger Sub are each referred to herein as a “Party” and collectively, the “Parties.”
GUARANTY AGREEMENTGuaranty Agreement • July 29th, 2016 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Contract Type FiledJuly 29th, 2016 Company Industry JurisdictionThis GUARANTY AGREEMENT is made and effective as of July 27, 2016 (this "Guaranty"), by and between MOUNTAIN STATE CARBON, LLC, a Delaware limited liability company (the “GUARANTOR") and WELLS FARGO BANK, NATIONAL ASSOCIATION, as trustee (the "Trustee"), a national banking association, together with any successor trustee at the time serving as such under the Indenture (hereinafter identified). Each capitalized term used herein and not otherwise defined shall have the meaning as set forth in the Indenture.
AK Steel Corporation as the Company, AK Steel Holding Corporation, as the Parent Guarantor and U.S. Bank National Association as Trustee Senior Indenture Dated as of May 11, 2010Senior Indenture • May 11th, 2010 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledMay 11th, 2010 Company Industry Jurisdiction* This Cross-Reference Table does not constitute part of the Indenture and shall not have any bearing on the interpretation of any of its terms or provisions.
AK Steel Corporation as the Company AK Steel Holding Corporation as the Parent Guarantor AK Tube LLC, AK Steel Properties, Inc. and Mountain State Carbon, LLC, As Subsidiary Guarantors and U.S. Bank National Association, as Trustee Eighth Supplemental...Supplemental Indenture • August 9th, 2017 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledAugust 9th, 2017 Company Industry JurisdictionEIGHTH SUPPLEMENTAL INDENTURE (this “Eighth Supplemental Indenture”), dated as of August 9, 2017, between AK Steel Corporation, a Delaware corporation (the “Company”), AK Steel Holding Corporation, a Delaware corporation, as Parent Guarantor, AK Tube LLC, a Delaware limited liability company (“AK Tube”), AK Steel Properties, Inc., a Delaware Corporation (“AK Steel Properties”), and Mountain State Carbon, LLC, a Delaware limited liability company (“MSC,” and together with AK Tube and AK Steel Properties, each a “Subsidiary Guarantor” or “Guaranteeing Subsidiary” and together the “Guaranteeing Subsidiaries” or “Subsidiary Guarantors”), as guarantors, and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”).
65,000,000 Shares AK Steel Holding Corporation Common Stock UNDERWRITING AGREEMENTAgreement • November 1st, 2016 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledNovember 1st, 2016 Company Industry Jurisdiction
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • April 29th, 2019 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledApril 29th, 2019 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of September 13, 2017, among AK STEEL CORPORATION, a Delaware corporation (“Borrower”), the Borrowing Base Guarantors from time to time party hereto, the financial institutions party to this Agreement from time to time as lenders (collectively, “Lenders”), and BANK OF AMERICA, N.A., a national banking association, as agent for the Lenders (“Agent”).
Re: Executive Officer Change Of Control AgreementAk Steel Holding Corp • November 4th, 2004 • Steel works, blast furnaces & rolling mills (coke ovens) • Ohio
Company FiledNovember 4th, 2004 Industry Jurisdiction
AK Steel Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • August 3rd, 2017 • Ak Steel Holding Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledAugust 3rd, 2017 Company Industry Jurisdiction