1 Exhibit 99(g)(xvii) [SEI INVESTMENTS letterhead] April 1, 1998 William J. Klipp President and Chief Operating Officer Schwab Capital Trust Schwab Annuity Portfolios 101 Montgomery Street San Francisco, CA 94104 Re: Accounting Services Agreement Dear...Services Agreement • April 22nd, 1999 • Schwab Annuity Portfolios • California
1 EXHIBIT (g)(xviii) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of October 28, 1999 , between SCHWAB ANNUITY PORTFOLIOS, an open-end management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the...Custodian Agreement • April 26th, 2000 • Schwab Annuity Portfolios • New York
1- 2 the expiration of one year from the Effective Date of this Agreement (as defined below), unless the Trust otherwise agrees to such change in writing; thereafter, Schwab may change its fees only upon the written consent of the Trust. Fees for any...Transfer Agency Agreement • February 27th, 1998 • Schwab Annuity Portfolios • California
1 EXHIBIT (g)(xvi) November 1, 1998 SCHWAB ANNUITY PORTFOLIOS RE: Custodian Services Fees Ladies and Gentlemen: This letter constitutes our agreement with respect to compensation to be paid to PNC Bank, National Association ("PNC") under the terms of...Schwab Annuity Portfolios • April 26th, 2000
Exhibit (g)(xiv) ACCOUNTING SERVICES AGREEMENT This Agreement is made, as of May 22, 2002, separately by and between each of Schwab Investments, The Charles Schwab Family of Funds, Schwab Capital Trust and Schwab Annuity Portfolios (each a "Fund") and...Accounting Services Agreement • April 24th, 2003 • Schwab Annuity Portfolios
WITNESSETH:Master Custodian Agreement • April 25th, 2006 • Schwab Annuity Portfolios • Massachusetts
1 EXHIBIT (8)(a) CUSTODIAN SERVICES AGREEMENT This Agreement is made as of March 29, 1994, by and between SCHWAB ANNUITY PORTFOLIOS, a Massachusetts business trust (the "Fund"), and PNC BANK, NATIONAL ASSOCIATION ("PNC Bank"), a national banking...Custodian Services Agreement • February 27th, 1998 • Schwab Annuity Portfolios
1 EXHIBIT 8(L) SEI INVESTMENTS Oaks, Pennsylvania 19456 April 1, 1998 William J. Klipp President and Chief Operating Officer Schwab Capital Trust Schwab Annuity Portfolios 101 Montgomery Street San Francisco, CA 94104 Re: Accounting Services Agreement...Services Agreement • April 30th, 1998 • Schwab Annuity Portfolios • California
PURCHASE AGREEMENTPurchase Agreement • February 27th, 1998 • Schwab Annuity Portfolios
1 EXHIBIT 1 SCHWAB ANNUITY PORTFOLIOS AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts on the 21st day of January, 1994, by the Trustees hereunder, and by the holders of shares of beneficial interest...Agreement and Declaration of Trust • February 27th, 1998 • Schwab Annuity Portfolios • Massachusetts
CUSTODIAN AGREEMENTCustodian Agreement • April 28th, 2020 • Schwab Annuity Portfolios • New York
THIS AGREEMENT, dated as of April 1, 2007, between each of the open-end management investment companies listed on Schedule 1 to this Agreement on behalf of their respective investment portfolios listed on Schedule 1 (each a Fund and collectively, the Funds) and BROWN BROTIIERS HARRIMAN &. CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
Exhibit 5(a) INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT AGREEMENT made as of June 15, 1994 between SCHWAB ANNUITY PORTFOLIOS, a Massachusetts business trust (herein called the "Trust"), and CHARLES SCHWAB INVESTMENT MANAGEMENT, INC., a Delaware...Investment Advisory and Administration Agreement • April 30th, 1997 • Schwab Annuity Portfolios • California
Exhibit (g)(i) CUSTODIAN SERVICES AGREEMENT TERMS AND CONDITIONS This Agreement is made, as of May 22, 2002, separately by and between each of Schwab Capital Trust, Schwab Investments, The Charles Schwab Family of Funds and Schwab Annuity Portfolios...Custodian Services Agreement Terms and Conditions • April 24th, 2003 • Schwab Annuity Portfolios
2- 3 Securities Act of 1933, as amended, with respect to the Shares have been carefully prepared in conformity with the requirements of said Act and rules and regulations of the Securities and Exchange Commission thereunder. As used in this agreement...Distribution Agreement • February 27th, 1998 • Schwab Annuity Portfolios • Massachusetts
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • April 28th, 2021 • Schwab Annuity Portfolios
This Transfer Agency And Shareholder Services Agreement is made as of November 12, 2020 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), and each investment company listed on the signature page to this Agreement (each, an "Investment Company"; collectively, the "Investment Companies") and each Portfolio of each such Investment Company contained on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to "Schedule B" herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in
EXHIBIT - (g)(ix) MASTER FUND ACCOUNTING AND SERVICES AGREEMENT This AGREEMENT is made as of October 1, 2005 by and among each regulated management investment company identified on Appendix A hereto (each such management investment company and each...Master Fund Accounting and Services Agreement • April 25th, 2006 • Schwab Annuity Portfolios • Massachusetts
March 23, 2021 State Street Bank and Trust CompanyAccounting and Services Agreement • April 28th, 2021 • Schwab Annuity Portfolios
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN THE CHARLES SCHWAB FAMILY OF FUNDS, SCHWAB INVESTMENTS, SCHWAB CAPITAL TRUST, SCHWAB ANNUITY PORTFOLIOS AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • February 9th, 2010 • Schwab Annuity Portfolios • Massachusetts
AGREEMENT made as of the 1st day of July 2009, by and between THE CHARLES SCHWAB FAMILY OF FUNDS, SCHWAB INVESTMENTS, SCHWAB CAPITAL TRUST, and SCHWAB ANNUITY PORTFOLIOS, each having its principal office and place of business at 211 Main Street, San Francisco, CA 94105 (each a “Fund”), and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at Two Heritage Drive, Quincy, Massachusetts 02171 (the “Transfer Agent”). Each Fund and the Transfer Agent may be referred to herein individually as a “Party” or, collectively, as the “Parties.”
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENTInvestment Advisory and Administration Agreement • April 27th, 2017 • Schwab Annuity Portfolios • California
AGREEMENT made as of June 15, 1994, as amended and restated on March 1, 2017, between SCHWAB ANNUITY PORTFOLIOS, a Massachusetts business trust (herein called the “Trust”), and CHARLES SCHWAB INVESTMENT MANAGEMENT, INC., a Delaware corporation (the “Investment Adviser”).
March 11, 2019 State Street Bank and Trust CompanySchwab Annuity Portfolios • April 26th, 2019
GLOBAL CUSTODIAL SERVICES AGREEMENT SCHWAB CAPITAL TRUST SCHWAB ANNUITY PORTFOLIOS SCHWAB INVESTMENTSCustodial Services Agreement • April 28th, 2023 • Schwab Annuity Portfolios • New York
THIS GLOBAL CUSTODIAL SERVICES AGREEMENT is made on February 2, 2022, by and among each Client (as defined below), an open-end management investment company, on behalf of its respective Funds (as defined below) listed on Schedule I of the Agreement as amended from time to time, and Citibank, N.A. acting through its offices or branch located New York (the “Custodian”).
November 2, 2021 State Street Bank and Trust CompanyAccounting and Services Agreement • April 28th, 2022 • Schwab Annuity Portfolios
November 2, 2021 State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 Attention Steven V. Russo, Vice President RE: Schwab Strategic Trust Ladies and Gentlemen:Master Custodian Agreement • April 28th, 2022 • Schwab Annuity Portfolios
Reference is made to the Amended and Restated Master Custodian Agreement between us dated as of October 17, 2005, as amended and supplemented (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the creation of the following additional Schwab ETF, as defined in the Amendment to the Agreement dated as of October 8, 2009 (the “Amendment”):
AMENDMENT To Transfer Agency and Service Agreement Between The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • December 22nd, 2016 • Schwab Annuity Portfolios
This Amendment is made this 3rd day of October, 2016 and effective as of May 1, 2016, between The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, and Schwab Annuity Portfolios (each, a “Fund”, and collectively, the “Funds”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 3 (Fees and Expenses) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated July 1, 2009 between the Funds and Transfer Agent (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
AMENDMENT NO. 2 TO TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 2nd, 2024 • Schwab Annuity Portfolios
This Amendment No. 2 (the “Amendment”) is made by and between each investment company listed on the signature page to this Amendment (each, an “Investment Company”; collectively, the “Investment Companies”) and each Portfolio of each such Investment Company contained on Schedule B of the Agreement, and BNY Mellon Investment Servicing (US) Inc. (“BNYM”) as of April 28, 2023 (“Amendment Effective Date”), and hereby further amends the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT entered into by the Investment Companies and BNYM dated November 12, 2020, as amended (the “Agreement”). All capitalized terms not defined in this Amendment shall have the meanings set forth in the Agreement.
CUSTODIAN AGREEMENTCustodian Agreement • March 5th, 2012 • Schwab Annuity Portfolios
THIS AGREEMENT, dated as of April!, 2007, between each of the open-end management investment companies listed on Schedule 1 to this Agreement on behalf of their respective investment portfolios listed on Schedule 1 (each a Fund and collectively, the Funds) and BROWN BROTIIERS HARRIMAN &. CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
SCHEDULE 1 CUSTODIAN SERVICES AGREEMENT BETWEEN SCHWAB CAPITAL TRUST SCHWAB ANNUITY PORTFOLIOS SCHWAB INVESTMENTS AND BROWN BROTHERS HARRIMAN & CO. Dated as of August 18, 2016Custodian Services Agreement • December 22nd, 2016 • Schwab Annuity Portfolios
The following is a list of the Funds/Portfolios for which the Custodian shall serve under a Custodian Agreement dated 4/1/2007 (the “Agreement”)
Exhibit (g)(xv) RULE 17f-5 AND 17f-7 SERVICES AGREEMENT This Agreement is made, as of May 22, 2002, separately by and between each of Schwab Capital Trust, Schwab Investments, The Charles Schwab Family of Funds and Schwab Annuity Portfolios (each a...7 Services Agreement • April 24th, 2003 • Schwab Annuity Portfolios • New York
3- 4 actions with respect to the performance of services under this Agreement with respect to such Fund or based, if applicable, upon information, instructions or requests with respect to such Fund given or made to Schwab by an officer of the Trust...Shareholder Service Agreement • February 27th, 1998 • Schwab Annuity Portfolios • California
SCHEDULE B SHAREHOLDER SERVICESSchwab Annuity Portfolios • February 27th, 1998
SCHWAB CAPITAL TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 5th, 2012 • Schwab Annuity Portfolios
This Agreement, dated as of March 3, 2012, is made and entered into by and between Charles Schwab Investment Management, Inc. (the “Adviser”), Charles Schwab & Co., Inc., (“Schwab”), and Schwab Annuity Portfolios (the “Trust”) on behalf of each series of the Trust listed on SCHEDULE A hereto, as such Schedule may be amended from time to time (each a “Fund” and collectively the “Funds”).
Exhibit (d)(v) April 30, 2004 Randall W. Merk, President and Chief Executive Officer, Schwab Capital Trust and Schwab Investments 101 Montgomery Street San Francisco, CA 94104 Re: Schwab Annuity Portfolios Dear Mr. Merk: This letter will confirm our...Schwab Annuity Portfolios • April 26th, 2004
FORM OF FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • April 28th, 2022 • Schwab Annuity Portfolios • Massachusetts
THIS AGREEMENT, dated as of [_________], between Schwab Capital Trust and Schwab Annuity Portfolios (collectively, the “Schwab Trust”), each a business trust organized under the laws of the Commonwealth of Massachusetts, each on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and the registered investment companies identified on Schedule B, each on behalf of its series identified on Schedule B, severally and not jointly (each, an “Acquired Fund”).
1 2 Custodian will use its reasonable efforts to promptly notify the Client in advance of any such enhancement or amendment. The Client Services Guide is incorporated herein by reference, and to the extent that the terms and conditions of this...Custody Agreement • April 30th, 1998 • Schwab Annuity Portfolios • New York
Exhibit (d)(iii) April 29, 2008 Randall W. Merk, President and Chief Executive Officer, Schwab Annuity Portfolios 101 Montgomery Street San Francisco, CA 94104 Re: Schwab Annuity Portfolios Dear Mr. Merk: This letter will confirm our agreement to...Schwab Annuity Portfolios • April 22nd, 2008
