TENANT COMMERCIAL LEASE BETWEEN RIVER BEND EXECUTIVE CENTER, INC. AND LEVIN MANAGEMENT CO., INC. TABLE OF CONTENTSLease Agreement • November 14th, 2002 • BKF Capital Group Inc • Investment advice • Connecticut
W I T N E S S E T H:Purchase Agreement • December 7th, 2009 • BKF Capital Group Inc • Investment advice
EXHIBIT 10.1 ------------ INDEMNIFICATION AGREEMENT Indemnification Agreement, dated as of __________, 2006, between BKF Capital Group, Inc., a Delaware corporation (the "COMPANY"), and ______________________ ("INDEMNITEE"). WHEREAS, qualified persons...Indemnification Agreement • May 19th, 2006 • BKF Capital Group Inc • Investment advice • Delaware
OPERATIVE PROVISIONS 1 Definitions 1 2 Interpretation 1 3 Sale 2 4 Landlord's Consent 3 5 Completion 3 6 Possession 4 7 Title 4 8 Matters affecting the Property 5 9 Representations and Indemnity 5 10 Standard Conditions 5 11 Transfer 6 12 Registration...Agreement • March 16th, 2006 • BKF Capital Group Inc • Investment advice • England and Wales
July 24, 2006 Mr. Philip Friedman 1111 Park Avenue Apt. 2B New York, New York 10028 Dear Phil: This letter sets forth the terms of your Separation Agreement and General Release ("Agreement") from BKF Management Co., Inc. (the "Company"). Your...Separation Agreement • July 25th, 2006 • BKF Capital Group Inc • Investment advice • New York
EXHIBIT 10.2 ------------ CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is entered into as of the JUNE 1, 2005 by and between Levin Management Co., Inc. and BKF CAPITAL GROUP, INC., both Delaware corporations (referred to collectively herein as the...Change in Control Agreement • June 6th, 2005 • BKF Capital Group Inc • Investment advice • Delaware
EXHIBIT 10.1 ------------ EMPLOYMENT AGREEMENT AGREEMENT made as of the 4th day of January, 2006, between BKF Capital Group, Inc., a Delaware corporation ( "BKF Capital"), BKF Management Co., Inc., a Delaware corporation (together with BKF Capital,...Employment Agreement • January 6th, 2006 • BKF Capital Group Inc • Investment advice • New York
EXHIBIT 10.2 SIXTH AMENDMENT TO LEASE This SIXTH AMENDMENT TO LEASE dated as of September 28, 2001 (this "Amendment") between RCPI LANDMARK PROPERTIES, L.L.C., a Delaware limited liability company, having an office c/o Tishman Speyer Properties, L.P.,...Lease • November 14th, 2001 • BKF Capital Group Inc • Investment advice • New York
RECITALSVoting Agreement • July 9th, 1998 • Baker Fentress & Co • Nevada
1 EXHIBIT 10.3 EMPLOYMENT AGREEMENT This Agreement is made and entered into as of December 31, 1999 (the "Effective Date"), among LEVIN MANAGEMENT CO., INC., a Delaware corporation (the "Company"), BAKER, FENTRESS & COMPANY, a Delaware corporation and...Employment Agreement • April 2nd, 2001 • BKF Capital Group Inc • Investment advice • New York
Exhibit 10.10 BKF CAPITAL GROUP, INC. RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (the "Agreement") is made and entered into as of ____ (the "Grant Date"), between BKF Capital Group, Inc., a Delaware corporation ("BKF"), and...Restricted Stock Award Agreement • March 16th, 2006 • BKF Capital Group Inc • Investment advice • New York
SUBLEASE --------Sublease • January 23rd, 2009 • BKF Capital Group Inc • Investment advice • Florida
andRights Agreement • June 11th, 2001 • BKF Capital Group Inc • Investment advice • Delaware
RECITALS:Registration Rights Agreement • July 9th, 1998 • Baker Fentress & Co • Arizona
TOLease Agreement • April 2nd, 2001 • BKF Capital Group Inc • Investment advice • New York
EXHIBIT 10.1 ------------ FIRST AMENDMENT TO RETENTION AGREEMENT This First Amendment to the Retention Agreement (the "Agreement") dated as of August 11, 2005 by and between BKF Capital Group, Inc. ("BKF") and Philip Friedman ("Employee") is dated as...Retention Agreement • November 16th, 2005 • BKF Capital Group Inc • Investment advice
1 Exhibit 10.2 FIFTH AMENDMENT TO LEASE This FIFTH AMENDMENT TO LEASE dated as of May 14th, 2001 (this "Amendment") between RCPI LANDMARK PROPERTIES, L.L.C., a Delaware limited liability company, having an office c/o Tishman Speyer Properties, L.P.,...Lease • August 14th, 2001 • BKF Capital Group Inc • Investment advice • New York
EXHIBIT 4.1 ----------- AMENDMENT NO. 1 TO RIGHTS AGREEMENT THIS AMENDMENT NO. 1 TO RIGHTS AGREEMENT (this "Amendment"), dated as of April 12, 2005, is between BKF Capital Group, Inc., a Delaware corporation (the "Company"), and Mellon Investor...Rights Agreement • April 12th, 2005 • BKF Capital Group Inc • Investment advice • Delaware
Levin Employment Agreement EMPLOYMENT AGREEMENT This Agreement is made and entered into by and among Baker, Fentress & Company ("BKF"), a Delaware corporation, JALC Acquisition Corp. ("Merger Subsidiary"), a Delaware corporation, for itself and as the...Employment Agreement • April 2nd, 2001 • BKF Capital Group Inc • Investment advice • New York
X] Sixty-five thousand and forty-eight (65,048) shares of BKF stock pursuant to a Deferred Stock Award Agreement dated January 12, 2001 between you and BKF. [X] Three-thousand, three-hundred and thirty-three (3,333) shares of BKF stock pursuant to a...Separation Agreement • October 6th, 2004 • BKF Capital Group Inc • Investment advice • New York
Exhibit 10.35 EMPLOYMENT AGREEMENT -------------------- This EMPLOYMENT AGREEMENT (the "Agreement"), dated as of October 1, 2008, is entered into between BKF Capital Group, Inc. (the "Company" or "BKF Capital"), with offices located at One Rockefeller...Employment Agreement • October 14th, 2008 • BKF Capital Group Inc • Investment advice • New York
BAKER, FENTRESS & COMPANY 1998 Incentive Compensation Plan (as amended and restated) BAKER, FENTRESS & COMPANY 1998 Incentive Compensation Plan (as amended and restated)Incentive Compensation Plan • November 17th, 2000 • BKF Capital Group Inc • Investment advice • Delaware
Mr. Glenn Aigen 27 Summit Road Port Washington, NY 11050 Dear Glenn:Compensation Agreement • January 13th, 2006 • BKF Capital Group Inc • Investment advice • New York
This letter will confirm our agreement concerning the terms of your 2005 compensation. This Agreement is entered into for and in consideration of the mutual covenants, agreements and promises set forth herein, and for other good and valid consideration, the receipt and sufficiency of which is hereby acknowledged. Your signature at the end of this letter will signify your acceptance of and agreement to the provisions of this letter.
Contact: James Fingeroth/ Ruth Pachman (212) 521-4800 JOHN A. LEVIN & CO. ANNOUNCES WIND-UP OF EVENT DRIVEN INVESTMENT VEHICLES -FIRM SAYS IT REMAINS COMMITTED TO ALTERNATIVE INVESTMENT STRATEGIES- -------------------------------...News Release • October 18th, 2005 • BKF Capital Group Inc • Investment advice
NEW YORK, October 18, 2005 - John A. Levin & Co., Inc. announced today the anticipated departure in the first half of 2006 of the senior portfolio managers of its event-driven investment strategy. The Company stated that, as a consequence, the portfolios of its event-driven investment vehicles will be liquidated and the funds will be returned to investors in a timely fashion. The liquidation will be conducted by the existing event-driven portfolio management team. As of June 30, 2005, Event Driven assets under management represented approximately 17% of total assets under management. For the six months ended June 30, 2005, Event Driven Investment Management Fees and Incentive Fees represented approximately 44% of total advisory revenue.
SEPARATION AGREEMENTSeparation Agreement • March 2nd, 2007 • BKF Capital Group Inc • Investment advice • New York
This Separation Agreement (the “Agreement”) is entered into by and between BKF Capital Inc., a Delaware company (the “Company”) and Clarke Gray (the “Executive”) and dated as of October 31, 2006 (the “Effective Date”).
EXHIBIT 10.1 ------------Separation Agreement • December 22nd, 2005 • BKF Capital Group Inc • Investment advice
BKF CAPITAL GROUP, INC. STOCK OPTION AWARD AGREEMENT THIS STOCK OPTION AWARD AGREEMENT (the "Agreement") is made and entered into as of ____________, between BKF Capital Group, Inc., a Delaware corporation (the "Company") and ______________ (the...Stock Option Award Agreement • November 17th, 2000 • BKF Capital Group Inc • Investment advice • New York
EMPLOYMENT AGREEMENTEmployment Agreement • January 13th, 2006 • BKF Capital Group Inc • Investment advice • New York
AGREEMENT made as of the 28th day of September, 2005, between BKF Capital Group, Inc., a Delaware corporation (the “Company”), and John C. Siciliano (the “Executive”).
TRANSITION/SEPARATION AGREEMENT TRANSITION/SEPARATION AGREEMENT (the “Agreement”) dated as of December 20, 2005 by and between BKF Capital Group, Inc. (“BKF”) and Glenn A. Aigen (“EXECUTIVE”).Transition/Separation Agreement • January 13th, 2006 • BKF Capital Group Inc • Investment advice • New York
WHEREAS, Executive has heretofore been employed by BKF and each of its subsidiaries and affiliates as Chief Financial Officer;
BKF MANAGEMENT CO., INC., Sublandlord, -with- DAYLIGHT FORENSIC AND ADVISORY LLC, Subtenant. SUBLEASESublease • August 9th, 2006 • BKF Capital Group Inc • Investment advice
THIS SUBLEASE, dated as of the day of May, 2006, between BKF MANAGEMENT CO., INC., a Delaware corporation, having its principal office at One Rockefeller Plaza, New York, New York 10020 (hereinafter called “Sublandlord”), and DAYLIGHT FORENSIC AND ADVISORY LLC, a limited liability company, having an office at One Rockefeller Plaza, New York, New York 10020 (hereinafter called “Subtenant”).
TRANSITION/SEPARATION AGREEMENTTransition/Separation Agreement • May 10th, 2006 • BKF Capital Group Inc • Investment advice • New York
TRANSITION/SEPARATION AGREEMENT (the “Agreement”) dated as of May 5, 2006 by and between BKF Capital Group, Inc. (“BKF”) and Norris Nissim (“EXECUTIVE”).
ContractDividend Agreement • September 2nd, 2008 • BKF Capital Group Inc • Investment advice • New York
AGREEMENT, dated as of August 27, 2008, among BKF Capital Group, Inc., a Delaware corporation (the “Company”), Catalyst Fund, L.P., a Delaware limited partnership (“Catalyst”), Steven N. Bronson (“Bronson”), Harvey J. Bazaar (“Bazaar”), Marvin L. Olshan (“Olshan”), Ronald LaBow (“LaBow” and with Bazaar and Olshan, the “Current Directors”), and J. Clarke Gray (“Gray,” and with the Current Directors, the “Current Officers and Directors”).
EXHIBIT (A)(3) BKF CAPITAL GROUP, INC. DEFERRED STOCK AWARD AGREEMENT THIS DEFERRED STOCK AWARD AGREEMENT (the "Agreement") is made and entered into as of January 10, 2003 (the "Grant Date"), between BKF Capital Group, Inc., a Delaware corporation...Deferred Stock Award Agreement • December 11th, 2002 • BKF Capital Group Inc • Investment advice • New York
PARTIAL SURRENDER AGREEMENT AND AMENDMENTPartial Surrender Agreement and Amendment • March 2nd, 2007 • BKF Capital Group Inc • Investment advice • New York
PARTIAL SURRENDER AGREEMENT AND AMENDMENT made as of this 22nd day of November, 2006, by and between RCPI LANDMARK PROPERTIES, L.L.C., a Delaware limited liability company having an office at c/o Tishman Speyer Properties, L.P., 45 Rockefeller Plaza, New York, New York 10111 (“Landlord”), and BKF MANAGEMENT CO., INC., a Delaware corporation having an office at One Rockefeller Plaza, New York, New York 10020 (“Tenant”).
EMPLOYMENT AGREEMENTEmployment Agreement • April 16th, 2012 • BKF Capital Group Inc • Investment advice • Florida
This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 15, 2011, is entered into between BKF Capital Group, Inc., a Delaware corporation, with offices located at 225 N.E. Mizner Boulevard, Boca Raton, Florida 33432 (“BKF Capital” or the “Company”) and Greg S. Heller, an individual, who resides at __________REDACTED__________ (“Executive”). BKF Capital and Executive are each referred to herein as a “Party” and collectively, the “Parties”).
