1 COPY THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED, AND MAY NOT BE SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT...Phillips R H Inc • April 1st, 1997 • Beverages • California
RECITALSSecond Modification Agreement • May 15th, 2000 • Phillips R H Inc • Beverages
SCHEDULE TO MASTER LOAN AGREEMENT R.H. Phillips, Inc. 26836 County Road 12A Esparto, California 95627Master Loan Agreement • April 1st, 1997 • Phillips R H Inc • Beverages • California
2,500,000 AGGREGATE PRINCIPAL AMOUNT OF 14% UNSECURED SUBORDINATED NOTES AND 12% SERIES A SENIOR REDEEMABLE EXCHANGEABLE PREFERRED STOCKPhillips R H Inc • March 29th, 2000 • Beverages • California
5. Feasibility Period. Buyer shall have a period of sixty (60) days from the date of opening of escrow of this Contract during which Buyer can examine the Property and determine the feasibility of the Property for Buyer's intended use ("Feasibility...Real Estate Purchase Contract • August 14th, 1997 • Phillips R H Inc • Beverages • California
1 RIGHT OF FIRST OFFER TO LEASE AND RIGHT OF FIRST REFUSAL TO PURCHASE AND TERMINATION OF OPTION AGREEMENT This Agreement is entered into as of September 30, 1997 by and between John Hancock Mutual Life Insurance Company, on behalf of itself and its...Purchase Agreement • November 14th, 1997 • Phillips R H Inc • Beverages • California
On June 2, 1997, Buyer paid to Seller $1,175,000 as an advance of the Future Vineyard Development Costs (the "Advance"). Seller shall provide Buyer with periodic reports setting forth its charges and the expenses it incurs in connection with the...Phillips R H Inc • August 14th, 1997 • Beverages
LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is entered into as of May 1, 1999, by and between R.H. PHILLIPS, INC., a California corporation ("Borrower"), and U.S. BANK NATIONAL ASSOCIATION (the "Lender"). RECITALS A. Borrower has heretofore...Loan Agreement • August 12th, 1999 • Phillips R H Inc • Beverages • California
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated March 3, 1998, is entered into by and between R.H. Phillips, Inc., a California corporation (the "Company"), and John Giguiere, an individual (the "Executive"), with respect to the following facts:...Employment Agreement • March 30th, 1998 • Phillips R H Inc • Beverages
1 R.H. PHILLIPS, INC. Subordinated Note due March 15, 2000 $2,500,000.00 CUSIP PPN No: 749573 AA 9 San Francisco, California R.H. Philips, Inc., a California corporation (the "Company"), for value received, hereby promises to pay to John Hancock Life...Phillips R H Inc • March 29th, 2000 • Beverages • California
1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated March 3, 1998, is entered into by and between R.H. Phillips, Inc., a California corporation (the "Company"), and Karl Giguiere, an individual (the "Executive"), with respect to the following...Employment Agreement • March 30th, 1998 • Phillips R H Inc • Beverages
VINEYARD DEVELOPMENT AND LEASE AGREEMENT THIS VINEYARD DEVELOPMENT AND LEASE AGREEMENT, dated September 29, 1999, (the "Agreement") is entered into between David L. Gemmer and Shirley A. Gemmer, husband and wife, (hereafter referred to jointly and...Vineyard Development and Lease Agreement • November 12th, 1999 • Phillips R H Inc • Beverages • California
3. Option Term. R.H. Phillips may exercise the Option beginning on January 1, 2012 and at any time thereafter until June 30, 2012 (the "Option Period"), after which date the Option will expire. For the purposes of this Agreement, the Option will be...Option Agreement • May 14th, 1997 • Phillips R H Inc • Beverages • California
1 LOAN AGREEMENT Principal Loan Date Maturity Loan No Call Collateral $6,000,000.00 04-01-1997 04-30-1999 815-190 00012 365 Account Officer Initials 7155425480 62186 References in the shaded area are for Lender's use only and do not limit the...Loan Agreement • May 14th, 1997 • Phillips R H Inc • Beverages • Washington
1 R.H. PHILLIPS, INC. 26836 County Road 12A Esparto, California 95627 Facsimile: (916) 662-2880 ------------------------------- SECURITIES EXCHANGE AGREEMENT Dated as of March 15, 2000 To John Hancock Mutual Life Insurance Company Ladies and...Securities Exchange Agreement • March 29th, 2000 • Phillips R H Inc • Beverages • California
