ADMINISTRATION AGREEMENT THIS AGREEMENT is made this ____ day of June, 2001 by and between The Milestone Funds, a Delaware business trust (the "Trust"), on behalf of the Williams Capital Liquid Assets Fund (the "Fund") and Milestone Capital Management...Administration Agreement • February 1st, 2002 • Milestone Funds
ARTICLE I DEFINITIONSCustody Agreement • February 1st, 2002 • Milestone Funds • New York
UNDERWRITING AGREEMENT This Agreement, dated as of the 1st day of February , 1996, made by and between The Milestone Funds, a business trust (the "Trust") operating as a registered investment company under the Investment Company Act of 1940, as...Underwriting Agreement • February 23rd, 1996 • Milestone Funds • New York
THE MILESTONE FUNDS INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ___th day of ______, 2002, between The Milestone Funds (the "Trust"), a business trust organized under the laws of the State of Delaware with its principal place of business at One...Investment Advisory Agreement • February 1st, 2002 • Milestone Funds • Delaware
9(e) Form of Administration Agreement to be between Registrant and The Bank of New York. ADMINISTRATION AGREEMENT AGREEMENT made as of 1/30/96, by and between each entity listed on Exhibit A hereto (each, a "Fund"; collectively, the "Funds"), and The...Administration Agreement • February 23rd, 1996 • Milestone Funds • New York
TRANSFER AGENT SERVICES AGREEMENT This Agreement, dated as of the day of February , 1996, made by and between The Milestone Funds, a business trust (the "Trust") duly organized and existing under the laws of the State of Delaware and operating as a...Transfer Agent Services Agreement • February 23rd, 1996 • Milestone Funds • Pennsylvania
FUND ACCOUNTING AGREEMENT AGREEMENT made as of this _____ day of __________, 200_ by and between The Milestone Funds - Williams Capital Liquid Assets Fund, a (State) corporation having its principal place of business at ** (hereinafter called the...Fund Accounting Agreement • February 1st, 2002 • Milestone Funds • New York
THE MILESTONE FUNDS INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this ___th day of ______, 2002, between Williams Capital Management LLC (the "Adviser"), a limited partnership organized under the laws of the State of _________ with its principal...Investment Sub-Advisory Agreement • February 1st, 2002 • Milestone Funds • Delaware
CUSTODY AGREEMENTCustody Agreement • March 26th, 2007 • Milestone Funds • New York
Agreement made as of this 30th day of January, 1996 between THE MILESTONE FUNDS - TREASURY OBLIGATIONS PORTFOLIO, a Delaware business trust organized and existing under the laws of the State of Delaware, having its principal office and place of business at
CUSTODY AGREEMENTCustody Agreement • October 25th, 2011 • Advisorone Funds • New York
AGREEMENT, dated as of October 19, 2011 between AdvisorOne Funds, a Delaware business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
December __, 2011Agreement and Plan of Reorganization • December 19th, 2011 • Advisorone Funds
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF ______________, 2011 (THE "AGREEMENT"), BY AND AMONG THE MILESTONE FUNDS (THE "TRANSFERRING TRUST") ON BEHALF OF ITS SERIES, THE TREASURY OBLIGATIONS PORTFOLIO (THE "TRANSFERRING FUND"), ADVISORONE FUNDS (THE "ACQUIRING TRUST") ON BEHALF OF ITS SERIES, THE MILESTONE TREASURY OBLIGATIONS FUND (THE "ACQUIRING FUND") AND, FOR PURPOSES OF PARAGRAPH 10 OF THE AGREEMENT ONLY, CLS INVESTMENTS, LLC ("CLS"), INVESTMENT ADVISER TO THE ACQUIRING FUND AND GEMINI FUND SERVICES, LLC ("GFS"), THE ADMINISTRATOR OF THE ACQUIRING TRUST.
DISTRIBUTION AGREEMENTDistribution Agreement • March 23rd, 2005 • Milestone Funds • Colorado
AGREEMENT dated as of July 6, 2004, between The Milestone Funds, a statutory trust established under the laws of the State of Delaware (the “Fund”), having its principal place of business at One Executive Boulevard, Yonkers, New York 10701, and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Distributor”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2010 • Milestone Funds • Delaware
AGREEMENT made this 23rd day of December, 2008, between The Milestone Funds (the "Trust"), a statutory business trust organized under the laws of the State of Delaware with its principal place of business at 115 East Putnam Avenue, Greenwich CT 06830, and Milestone Capital Management, LLC (the "Adviser"), a limited liability company organized under the laws of the State of New York with its principal place of business at 115 East Putnam Avenue, Greenwich CT 06830.
8)(b) Form of Custodian Agreement to be between Registrant and The Bank of New YorkCustody Agreement • February 23rd, 1996 • Milestone Funds • New York
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • March 26th, 2007 • Milestone Funds • New York
AGREEMENT made as of May 31, 2001, by and between Milestone Capital Management LP (the "Administrator"), and The Bank of New York, a New York banking organization (the "Sub-Administrator").
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • December 19th, 2011 • Advisorone Funds • Delaware
This AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”), made as of this __th day of _________, 2012, by and between AdvisorOne Funds (the “Acquiring Trust”), a statutory trust organized and existing under the laws of the State of Delaware, with its principal place of business at 4020 South 147th Street, Omaha, Nebraska, on behalf of its series, the Milestone Treasury Obligations Fund (the “Acquiring Fund”), The Milestone Funds (the “Milestone Funds”), a statutory trust organized and existing under the laws of the State of Delaware, with its principal place of business at 115 East Putnam Avenue, Greenwich, Connecticut, on behalf of its series, the Treasury Obligations Portfolio (the “Acquired Fund”), and solely for purposes of Section 10 and 12(c) of this Agreement, CLS Investments, LLC, a limited liability company organized and existing under the laws of the state of Nebraska, the investment adviser of the Acquiring Fund with its principal place of business at 4020 South 147th Street,
APPENDIX A FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 25th, 2011 • Advisorone Funds • Delaware
This AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”), made as of this __th day of _________, 2011, by and between AdvisorOne Funds (the “Acquiring Trust”), a statutory trust organized and existing under the laws of the State of Delaware, with its principal place of business at 4020 South 147th Street, Omaha, Nebraska, on behalf of its series, the Milestone Treasury Obligations Fund (the “Acquiring Fund”), The Milestone Funds (the “Milestone Funds”), a statutory trust organized and existing under the laws of the State of Delaware, with its principal place of business at 115 East Putnam Avenue, Greenwich, Connecticut, on behalf of its series, the Treasury Obligations Portfolio (the “Acquired Fund”), and solely for purposes of Paragraph 10 of this Agreement, CLS Investments, LLC, a limited liability company organized and existing under the laws of the state of Nebraska, the investment adviser of the Acquiring Fund with its principal place of business at 4020 South 147th Street, Omaha,
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 23rd, 1996 • Milestone Funds • New York
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • March 26th, 2007 • Milestone Funds • New York
AGREEMENT made as of this 30 day of January, 1996, by and between THE MILESTONE FUNDS - TREASURY OBLIGATIONS PORTFOLIO, a Delaware business trust having its principal place of business at (hereinafter called the "Fund") and The Bank of New York, a New York corporation authorized to do a banking business, having its principal place of business at 48 Wall Street, New York, New York 10286 (hereinafter called the "Bank").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 26th, 2007 • Milestone Funds • Delaware
AGREEMENT made this 20th day of June, 1995, between The Milestone Funds (the “Trust’), a business trust organized under the laws of the State of Delaware with its principal place of business at 61 Broadway, Suite 2770, New York, New York 10006 and Milestone Capital Management, L.P. (the “Adviser), a limited partnership organized under the laws of the State of New York with its principal place of business at One Odell Plaza, Yonkers, New York 10701.
THE MILESTONE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 19th, 2011 • Advisorone Funds • Delaware
THIS AGREEMENT (the “Investment Advisory Agreement”) made this _____ day of ___________, 2012, between The Milestone Funds (the “Trust’), a statutory business trust organized under the laws of the State of Delaware with its principal place of business at 115 East Putnam Avenue, Greenwich CT 06830, and CLS Investments, LLC (the “Adviser), a limited liability company organized under the laws of the State of Nebraska with its principal place of business at 4020 South 147th Street, Omaha, NE 68137.
ARTICLE I DEFINITIONSCash Management Agreement • February 23rd, 1996 • Milestone Funds • New York
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN THE MILESTONE FUNDS AND ALPS MUTUAL FUNDS SERVICES, INC.Transfer Agency and Service Agreement • March 23rd, 2005 • Milestone Funds • Colorado
AGREEMENT made as of the 6th day of July, 2004, by and between THE MILESTONE FUNDS, a Delaware statutory trust, having its principal office and place of business at One Executive Boulevard, Yonkers, New York 10701 (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation having its principal office and place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Transfer Agent”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 19th, 2011 • Advisorone Funds • Colorado
AGREEMENT made as of the ___ day of October, 2011, by and between AdvisorOne Funds, a Delaware statutory trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust"), and ALPS Fund Services, Inc., a Colorado corporation having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the "Transfer Agent").
ADMINISTRATION AGREEMENTAdministration Agreement • March 26th, 2007 • Milestone Funds • New York
AGREEMENT made as of 1/30/96, by and between each entity listed on Exhibit A hereto (each, a "Fund"; collectively, the "Funds"), and The Bank of New York, a New York trust company (the "Administrator").
ContractCash Management and Related Services Agreement • March 26th, 2007 • Milestone Funds • New York
CASH MANAGEMENT AND RELATED SERVICES AGREEMENT, dated as of October 9, 1998 between each mutual fund and/or portfolio series of each mutual fund listed on Schedule A hereto (each a "Fund", collectively the "Funds"), and The Bank of New York (the "Bank").
