REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 5th, 2008 • Mathewson Charles N • California
This Registration Rights Agreement (this “Agreement”) is made and entered into as of September 2, 2008, by and among Grill Concepts, Inc., a Delaware corporation (the “Company”), and the investors signatory hereto (each an “Investor” and collectively, the “Investors”).
STOCK PURCHASE WARRANT To Purchase up to 600,000 Shares of Common Stock of Grill Concepts, Inc.Mathewson Charles N • September 5th, 2008
THIS STOCK PURCHASE WARRANT CERTIFIES that, for value received, Charles N. Mathewson, Trustee of the Charles N. Mathewson Trust dtd. 7/22/92 (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the seventh (7th) anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and acquire from Grill Concepts, Inc., a Delaware corporation (the “Company”), 600,000 shares of common stock of the Company, par value $0.00004 per share (“Common Stock” or the “Warrant Shares”). The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $4.00, subject to adjustment in accordance with Section 10. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
GRILL CONCEPTS, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 5th, 2008 • Mathewson Charles N • California
This Securities Purchase Agreement (this “Agreement”) is made as of August 29, 2008 by and among Grill Concepts, Inc., a Delaware corporation (the “Company”), and the investors signatory hereto.
September 2, 2008 Mr. Chuck MathewsonMathewson Charles N • September 5th, 2008
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 30th, 2008 • Mathewson Charles N • New York
REGISTRATION RIGHTS AGREEMENT, dated as of July 17, 2007 (the “Agreement”) among Grill Concepts, Inc., a Delaware corporation (the “Company”), the Investors (as herein defined), Oppenheimer & Co. Inc., as senior placement agent (“Oppenheimer”), and Roth Capital Partners, LLC, as co-placement agent (together with Oppenheimer, the “Placement Agents”, and collectively, with Oppenheimer and the Investors, the “Stockholders”).
