COMMON SECURITIES GUARANTEE AGREEMENT CASCADE FINANCIAL CORPORATION Dated as of March 1, 2000Guarantee Agreement • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledJuly 7th, 2000 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENT Dated as of February 25, 2000 by and among CASCADE FINANCIAL CORPORATION, CASCADE CAPITAL TRUST IRegistration Rights Agreement • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledJuly 7th, 2000 Company Industry Jurisdiction
RECITALSEmployment Agreement • March 31st, 2004 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledMarch 31st, 2004 Company Industry Jurisdiction
DECLARATION OF TRUST OF CASCADE CAPITAL TRUST IDeclaration of Trust • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered
Contract Type FiledJuly 7th, 2000 Company Industry
EXHIBIT 10.4 CHANGE OF CONTROL /SEVERANCE AGREEMENT THIS CHANGE OF CONTROL/ SEVERANCE AGREEMENT (the "Agreement") is made and entered into as of this ___ day of ______, 2004_(the "Commencement Date"), by and between CASCADE BANK, a commercial bank...Change of Control/Severance Agreement • March 31st, 2004 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledMarch 31st, 2004 Company Industry Jurisdiction
ARTICLE ICapital Securities Guarantee Agreement • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledJuly 7th, 2000 Company Industry Jurisdiction
FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEETrust Indenture Act Eligibility Statement • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered
Contract Type FiledJuly 7th, 2000 Company Industry
FORM T-1Statement of Eligibility • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered
Contract Type FiledJuly 7th, 2000 Company Industry
CASCADE BANK DEFERRED COMPENSATION PLANDeferred Compensation Plan • December 21st, 2004 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledDecember 21st, 2004 Company Industry Jurisdiction
RECITALSEmployment Agreement • July 15th, 2005 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledJuly 15th, 2005 Company Industry Jurisdiction
JULY 2003 EMPLOYMENT AGREEMENT EXTENSIONEmployment Agreement • November 24th, 2003 • Cascade Financial Corp • State commercial banks
Contract Type FiledNovember 24th, 2003 Company Industry
LIQUIDATED DAMAGES AGREEMENT THIS LIQUIDATED DAMAGES AGREEMENT (the "Agreement") is made and entered into as of February 25, 2000 by and among CASCADE FINANCIAL CORPORATION, a Delaware corporation (the "Company"), CASCADE CAPITAL TRUST I, a business...Liquidated Damages Agreement • July 7th, 2000 • Cascade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledJuly 7th, 2000 Company Industry Jurisdiction
EXHIBIT 10.5 EMPLOYMENT AGREEMENT (Including Amendments to Reflect 2001 Bank Charter Change) This Agreement is made this 24th day of January, 2001, and amended November 27, 2001, by and between CASCADE BANK, a State Chartered Banking Institution...Employment Agreement • April 1st, 2002 • Cascade Financial Corp • Savings institution, federally chartered • Washington
Contract Type FiledApril 1st, 2002 Company Industry Jurisdiction
EXHIBIT 2 AGREEMENT AND PLAN OF MERGERMerger Agreement • February 12th, 2004 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledFebruary 12th, 2004 Company Industry Jurisdiction
RecitalsDirector's Agreement • March 31st, 2004 • Cascade Financial Corp • State commercial banks
Contract Type FiledMarch 31st, 2004 Company Industry
AMENDED AND RESTATED CHANGE OF CONTROL/SEVERANCE AGREEMENTChange of Control/Severance Agreement • March 13th, 2008 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledMarch 13th, 2008 Company Industry JurisdictionTHIS AMENDED AND RESTATED CHANGE OF CONTROL/SEVERANCE AGREEMENT (this “Agreement”) dated this 30th day of November, 2007 by and between CASCADE FINANCIAL CORPORATION and CASCADE BANK (hereinafter jointly referred to as “Cascade”) and Robert G. Disotell (“Executive”) amends and restates the Change of Control/Severance Agreement entered into between Cascade Bank and Robert G. Disotell on December 17, 2001. Upon execution of this Agreement, the Change of Control/Severance Agreement entered into in 2001 shall be null and void and of no further force and effect.
JANUARY 2004 EMPLOYMENT AGREEMENT EXTENSIONEmployment Agreement • May 7th, 2004 • Cascade Financial Corp • State commercial banks
Contract Type FiledMay 7th, 2004 Company Industry
EXHIBIT 10.2 VOTING AGREEMENT Cascade Financial Corporation 2828 Colby Avenue Everett, WA 98201 Gentlemen: In order to induce you to enter into an Agreement and Plan of Merger (the "Merger Agreement") dated of even date herewith by and among Cascade...Voting Agreement • March 31st, 2004 • Cascade Financial Corp • State commercial banks
Contract Type FiledMarch 31st, 2004 Company Industry
Exhibit 10.6 CHANGE OF CONTROL/SEVERANCE AGREEMENT THIS CHANGE OF CONTROL/SEVERANCE AGREEMENT (the "Agreement") is made and entered into as of this day of , 20 (the "Commencement Date"), by and between CASCADE BANK, a commercial bank chartered under...Change of Control/Severance Agreement • April 1st, 2002 • Cascade Financial Corp • Savings institution, federally chartered • Washington
Contract Type FiledApril 1st, 2002 Company Industry Jurisdiction
VOTING AGREEMENTVoting Agreement • May 12th, 2008 • Cascade Financial Corp • State commercial banks
Contract Type FiledMay 12th, 2008 Company IndustryAndrew Skotdal, Skotdal Enterprises, Inc., Skotdal Quality Investments, L.L.C., and Arthur & Marianne Skotdal Recvocable Living Trust (collectively, the “Shareholders”) do hereby on this 9th day of May, 2008 appoint Craig Skotdal to vote or cause to be voted all the common stock of Cascade Financial Corporation which the Shareholders directly or indirectly have the right or power to vote. This agreement may be revoked at any time upon written notice to Craig Skotdal.
LAW OFFICES OF KELLER ROHRBACK L.L.P. ------------------------------------------------------------------------------- A PROFESSIONAL LIMITED LIABILITY PARTNERSHIPBank Merger/Tax Consequences Opinion • March 31st, 2004 • Cascade Financial Corp • State commercial banks
Contract Type FiledMarch 31st, 2004 Company Industry
JOINT FILING AGREEMENTJoint Filing Agreement • March 2nd, 2010 • Cascade Financial Corp • State commercial banks
Contract Type FiledMarch 2nd, 2010 Company IndustryIn accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated March 2, 2010 (including amendments thereto) with respect to the Common Stock of Cascade Financial Corporation, a Washington corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
AGREEMENT AND PLAN OF REORGANIZATION DATED AS OF MARCH 3, 2011 AMONG OPUS BANK, OPUS ACQUISITION, INC., CASCADE FINANCIAL CORPORATION AND CASCADE BANKMerger Agreement • March 7th, 2011 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledMarch 7th, 2011 Company Industry JurisdictionAGREEMENT AND PLAN OF REORGANIZATION, dated as of March 3, 2011, among Opus Bank (“Opus”), Opus Acquisition, Inc. (“Merger Sub”), Cascade Financial Corporation (“CFC”) and Cascade Bank (“Cascade Bank”).
EMPLOYMENT AGREEMENTEmployment Agreement • November 7th, 2005 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledNovember 7th, 2005 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (“Agreement”) is made this 12th day of July, 2005, by and between CASCADE FINANCIAL CORPORATION and CASCADE BANK (hereinafter jointly referred to as “Cascade”) and CAROL KOBUKE NELSON (“Nelson”) and will become effective upon execution. Cascade and Nelson are sometimes collectively referred to herein as “the Parties.”
EMPLOYMENT AGREEMENT -------------------- (Including Amendments to Reflect 2001 Bank Charter Change and March 2002 extension)Employment Agreement • May 14th, 2002 • Cascade Financial Corp • Savings institution, federally chartered • Washington
Contract Type FiledMay 14th, 2002 Company Industry Jurisdiction
Form of Agreement to Amend Compensation Arrangements With Senior Executive Officer, executed by Carol K. Nelson, Lars H. Johnson, Robert G. Disotell, LeAnne M. Harrington, Debbie E. McLeod and Steven R. EricksonAgreement to Amend Compensation Arrangements • November 26th, 2008 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledNovember 26th, 2008 Company Industry JurisdictionTHIS AGREEMENT TO AMEND COMPENSATION ARRANGEMENTS WITH SENIOR EXECUTIVE OFFICER (this “Agreement”) is entered into by and between CASCADE FINANCIAL CORPORATION and its subsidiary, CASCADE BANK (collectively, the “Company” and “Cascade”), and (the “Executive”), a senior executive officer of Cascade.
SETTLEMENT AGREEMENTSettlement Agreement • April 29th, 2010 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledApril 29th, 2010 Company Industry JurisdictionThis agreement, dated as of April 27, 2010 (the “Agreement”), is by and among Cascade Financial Corporation (the “Company”), and the other persons and entities that are signatories hereto (collectively, the “Shareholder Group,” and each, individually, a “member” of the Shareholder Group) which presently are or may be deemed to be members of a “group” with respect to the common stock of the Company, $0.01 par value per share (the “Common Stock”), pursuant to Rule 13d-5 promulgated by the Securities and Exchange Commission (the “SEC”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
VOTING AGREEMENTVoting Agreement • March 2nd, 2010 • Cascade Financial Corp • State commercial banks
Contract Type FiledMarch 2nd, 2010 Company IndustryAndrew Skotdal, Skotdal Enterprises, Inc., Skotdal Quality Investments, L.L.C., and Arthur & Marianne Skotdal Recvocable Living Trust (collectively, the “Shareholders”) do hereby on this 9th day of May, 2008 appoint Craig Skotdal to vote or cause to be voted all the common stock of Cascade Financial Corporation which the Shareholders directly or indirectly have the right or power to vote. This agreement may be revoked at any time upon written notice to Craig Skotdal.
SETTLEMENT AGREEMENTSettlement Agreement • April 29th, 2010 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledApril 29th, 2010 Company Industry JurisdictionThis agreement, dated as of April 27, 2010 (the “Agreement”), is by and among Cascade Financial Corporation (the “Company”), and the other persons and entities that are signatories hereto (collectively, the “Shareholder Group,” and each, individually, a “member” of the Shareholder Group) which presently are or may be deemed to be members of a “group” with respect to the common stock of the Company, $0.01 par value per share (the “Common Stock”), pursuant to Rule 13d-5 promulgated by the Securities and Exchange Commission (the “SEC”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
EMPLOYMENT AGREEMENT CAROL KOBUKE NELSONEmployment Agreement • November 30th, 2007 • Cascade Financial Corp • State commercial banks • Washington
Contract Type FiledNovember 30th, 2007 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (“Agreement”) is made this 27th day of November, 2007, by and between CASCADE FINANCIAL CORPORATION and CASCADE BANK (hereinafter jointly referred to as “Cascade”) and CAROL KOBUKE NELSON (“Nelson”) and will become effective upon execution. Cascade and Nelson are sometimes collectively referred to herein as “the Parties.”
EX-10.5 EMPLOYMENT AGREEMENT THIS AGREEMENT is made effective as of August 1, 1997, by and between CASCADE BANK (the "Bank"), Everett, Washington; and David Little (the "Executive"). WHEREAS, the Bank wishes to assure itself of the services of...Employment Agreement • October 8th, 1998 • Cascade Financial Corp • Savings institution, federally chartered • Washington
Contract Type FiledOctober 8th, 1998 Company Industry Jurisdiction